Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

156 institutional holders +2 vs Q1 2025
6,562,9396.6m shares reported held*
$377.4mreported value*
14 new 48 added 44 reduced 11 sold out net sold ≈ $1.8m (-31.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $57.50.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140Q3 23: 131Q4 23: 137Q1 24: 141Q2 24: 145Q3 24: 147Q4 24: 157Q1 25: 154Q2 25: 156156Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140
Q3 2023131
Q4 2023137
Q1 2024141
Q2 2024145
Q3 2024147
Q4 2024157
Q1 2025154
Q2 2025156

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 47 bought or addedQ3 23: 63 cut or sold outQ4 23: 46 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 48 bought or addedQ1 24: 59 cut or sold outQ2 24: 50 bought or addedQ2 24: 61 cut or sold outQ2 24Q3 24: 53 bought or addedQ3 24: 57 cut or sold outQ4 24: 48 bought or addedQ4 24: 59 cut or sold outQ4 24Q1 25: 63 bought or addedQ1 25: 64 cut or sold outQ2 25: 62 bought or addedQ2 25: 55 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20234763
Q4 20234660
Q1 20244859
Q2 20245061
Q3 20245357
Q4 20244859
Q1 20256364
Q2 20256255

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 24 calls: $0Q3 24 puts: $13.0mQ3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —
Numbers
QuarterCallsPutsP/C
Q3 2024$0$13.0m—
Q4 2024$0$0—
Q1 2025$0$0—
Q2 2025$0$0—

Biggest buyers

ROYAL BANK OF CANADA Added +151,554+151.6k
BANK OF AMERICA CORP /DE/ Added +73,524+73.5k
Rockefeller Capital Management L.P. Added +51,983+52.0k
&PARTNERS New +19,985+20.0k
GOLDMAN SACHS GROUP INC Added +18,409+18.4k
Concurrent Investment Advisors, LLC New +14,504+14.5k
GTS SECURITIES LLC Added +11,706+11.7k
LPL Financial LLC Added +10,057+10.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +10,009+10.0k
RAYMOND JAMES FINANCIAL INC Added +9,536+9.5k

Biggest sellers

Del-Sette Capital Management, LLC Reduced -259,242-259.2k
Heartwood Wealth Advisors LLC Sold out -27,431-27.4k
MORGAN STANLEY Reduced -24,966-25.0k
WELLS FARGO & COMPANY/MN Reduced -22,130-22.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -19,693-19.7k
Great Diamond Partners, LLC Sold out -17,700-17.7k
AMERIPRISE FINANCIAL INC Reduced -14,701-14.7k
TOCQUEVILLE ASSET MANAGEMENT L.P. Sold out -11,634-11.6k
INTEGRITY ALLIANCE, LLC. Sold out -10,199-10.2k
PFG Advisors Reduced -8,919-8.9k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,511,4881.5m $86.9m $86.9m 0.01% Added +73.5k +73,524
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,044,8631.0m $60.1m $60.1m 0.00% Reduced -25.0k -24,966
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 652,872652.9k $37.5m $37.5m 0.01% Reduced -22.1k -22,130
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 312,394312.4k $18.0m $18.0m 0.00% Added +5.1k +5,055
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 305,208305.2k $17.5m $17.5m 0.00% Added +151.6k +151,554
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 302,057302.1k $17.4m $17.4m 0.01% Added +9.5k +9,536
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 252,140252.1k $14.5m $14.5m 0.00% Added +10.1k +10,057
8 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 222,906222.9k $12.8m $12.8m 0.02% Reduced -19.7k -19,693
9 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 108,339108.3k $6.2m $6.2m 0.02% Reduced -3.1k -3,117
10 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 96,79896.8k $5.6m $5.6m 0.01% Added +52.0k +51,983
11 Capital Investment Counsel, LLC 0.74% of their portfolio DENVER, CO 82,60682.6k $4.7m $4.7m 0.74% Reduced -85 -85
12 MTM FINANCIAL GROUP, LLC 2.39% of their portfolio BETHLEHEM, PA 76,71876.7k $4.4m $4.4m 2.39% Reduced -537 -537
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 75,33275.3k $4.3m $4.3m 0.00% Added +18.4k +18,409
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 74,82674.8k $4.4m $4.4m 0.01% Reduced -4.0k -3,985
15 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 69,78969.8k $4.0m $4.0m 0.12% Added +585 +585
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 60,56960.6k $3.5m $3.5m 0.00% Added +933 +933
17 Del-Sette Capital Management, LLC 2.35% of their portfolio SCHENECTADY, NY 58,72258.7k $3.4m $3.4m 2.35% Reduced -259.2k -259,242
18 Meridian Wealth Management, LLC 0.12% of their portfolio LEXINGTON, KY 48,01948.0k $2.8m $2.8m 0.12% Added +693 +693
19 JPL Wealth Management, LLC 0.73% of their portfolio GREENWOOD VILLAGE, CO 46,82046.8k $2.7m $2.7m 0.73% Added +640 +640
20 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 46,51846.5k $2.7m $2.7m 0.00% Reduced -1.4k -1,449
21 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 45,39245.4k $2.6m $2.6m 0.03% Added +221 +221
22 GTS SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 42,01642.0k $2.4m $2.4m 0.11% Added +11.7k +11,706
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 40,08240.1k $2.3m $2.3m 0.00% Reduced -14.7k -14,701
24 Joseph P. Lucia & Associates, LLC 0.91% of their portfolio Yorktown Heights, NY 38,80338.8k $2.2m $2.2m 0.91% Reduced -871 -871
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 38,30038.3k $2.2m $2.2m 0.00% Added +3.9k +3,941
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 36,97437.0k $2.1m $2.1m 0.02% Reduced -4.6k -4,605
27 MONEY CONCEPTS CAPITAL CORP 0.14% of their portfolio PALM BEACH GARDENS, FL 35,29935.3k $2.0m $2.0m 0.14% Reduced -1.1k -1,064
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 30,16930.2k $1.7m $1.7m 0.01% Added +811 +811
29 Sage Capital Management, LLC 0.79% of their portfolio Stockton, NJ 28,59228.6k $1.6m $1.6m 0.79% Added +242 +242
30 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 27,37727.4k $1.6m $1.6m 0.01% Reduced -50 -50
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,67826.7k $1.5m $1.5m 0.00% Reduced -152 -152
32 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 25,28425.3k $1.5m $1.5m 0.01% Reduced -6.0k -6,043
33 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 21,90021.9k $1.3m $1.3m 0.02% Reduced -4.1k -4,070
34 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 20,03120.0k $1.2m $1.2m 0.03% Added +1.4k +1,413
35 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 19,98520.0k $1.1m $1.1m 0.01% New
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,71919.7k $1.1m $1.1m 0.00% Reduced -1.4k -1,449
37 CAHILL FINANCIAL ADVISORS INC 0.13% of their portfolio EDINA, MN 18,11018.1k $1.0m $1.0m 0.13% Added +1.0k +1,034
38 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 18,04418.0k $1.0m $1.0m 0.02% Added +883 +883
39 Cypress Wealth Services, LLC 0.18% of their portfolio PALM DESERT, CA 17,97918.0k $1.0m $1.0m 0.18% Added +122 +122
40 Investors Research Corp 0.19% of their portfolio ATLANTA, GA 17,04417.0k $979.7k $979.7k 0.19% Reduced -1.0k -1,005
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,53716.5k $950.5k $950.5k 0.00% Reduced -292 -292
42 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,11916.1k $926.5k $926.5k 0.00% Reduced -478 -478
43 Summit Financial Wealth Advisors, LLC 0.16% of their portfolio Lafayette, LA 15,66315.7k $900.3k $900.3k 0.16% Added +4.7k +4,706
44 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 15,56215.6k $912.6k $912.6k 0.02% Reduced -207 -207
45 Madden Advisory Services, Inc. 0.37% of their portfolio Jacksonville, FL 14,97815.0k $860.9k $860.9k 0.37% Reduced -75 -75
46 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 14,50414.5k $833.7k $833.7k 0.02% New
47 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,05914.1k $808.1k $808.1k 0.00% Added +9.0k +8,955
48 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,17113.2k $757.0k $757.0k 0.00% Added +2.0k +1,966
49 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 12,37812.4k $707.2k $707.2k 0.00% Added +4.3k +4,270
50 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,15312.2k $698.5k $698.5k 0.00% Added +369 +369
51 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,22911.2k $645.4k $645.4k 0.00% Added +49 +49
52 BKM Wealth Management, LLC 0.24% of their portfolio BROOKFIELD, WI 10,62710.6k $610.8k $610.8k 0.24% Added +277 +277
53 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,28910.3k $591.4k $591.4k 0.00% Reduced -2.0k -1,955
54 FMR LLC 0.00% of their portfolio BOSTON, MA 10,16710.2k $584.4k $584.4k 0.00% Added +599 +599
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,00910.0k $575.3k $575.3k 0.00% New
56 Capstone Wealth Management Group LLC 0.41% of their portfolio Bend, OR 9,8359.8k $565.3k $565.3k 0.41% Reduced -650 -650
57 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,7388.7k $502.3k $502.3k 0.01% Reduced -53 -53
58 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,5318.5k $490.3k $490.3k 0.00% Added +1.7k +1,657
59 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 8,4218.4k $484.0k $484.0k 0.00% Added +4.3k +4,256
60 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,3858.4k $482.0k $482.0k 0.00% Added +10 +10
61 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 8,3058.3k $477.4k $477.4k 0.01% Reduced -525 -525
62 Wealthcare Capital Partners, LLC 0.24% of their portfolio WEST CHESTER, PA 8,2728.3k $475.5k $475.5k 0.24% Unchanged
63 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 8,1378.1k $467.7k $467.7k 0.01% Added +60 +60
64 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 8,1238.1k $466.1k $466.1k 0.07% Added +160 +160
65 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 7,9988.0k $459.7k $459.7k 0.03% Reduced -2.2k -2,190
66 SWEENEY & MICHEL, LLC 0.16% of their portfolio CHICO, CA 7,8207.8k $460.8k $460.8k 0.16% Added +69 +69
67 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 7,7817.8k $447.2k $447.2k 0.04% Reduced -7 -7
68 Parvin Asset Management, LLC 0.44% of their portfolio SIOUX FALLS, SD 7,5217.5k $432.3k $432.3k 0.44% Unchanged
69 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,3327.3k $421.4k $421.4k 0.00% Reduced -2.4k -2,354
70 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,2287.2k $415.5k $415.5k 0.00% Reduced -21 -21
71 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 7,1657.2k $411.9k $411.9k 0.03% Added +5 +5
72 CATHY PARETO & ASSOCIATES, INC 0.34% of their portfolio CORAL GABLES, FL 7,0687.1k $406.3k $406.3k 0.34% Added +83 +83
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,8546.9k $394.0k $394.0k 0.01% Reduced -15 -15
74 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 6,7946.8k $391.0k $391.0k 0.00% New
75 Pinnacle Bancorp, Inc. 0.12% of their portfolio BEATRICE, NE 6,7006.7k $385.1k $385.1k 0.12% Unchanged
76 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 6,5826.6k $378.3k $378.3k 0.00% Unchanged
77 Keystone Financial Group 0.03% of their portfolio LEXINGTON, KY 6,2096.2k $356.9k $356.9k 0.03% Unchanged
78 Virtus Wealth Solutions LLC 0.07% of their portfolio CRANFORD, NJ 6,1876.2k $355.6k $355.6k 0.07% Added +60 +60
79 PFG Advisors 0.02% of their portfolio Phoenix, AZ 6,1306.1k $352.3k $352.3k 0.02% Reduced -8.9k -8,919
80 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 6,0696.1k $348.8k $348.8k 0.01% Unchanged
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,8505.8k $336.3k $336.3k 0.00% Reduced -111 -111
82 Tyche Wealth Partners LLC 0.07% of their portfolio PLANO, TX 5,7695.8k $331.6k $331.6k 0.07% Unchanged
83 Aspen Grove Capital, LLC 0.06% of their portfolio AVON, CO 5,7505.8k $330.5k $330.5k 0.06% Unchanged
84 TCFG WEALTH MANAGEMENT, LLC 0.14% of their portfolio LAGUNA NIGUEL, CA 5,5475.5k $318.8k $318.8k 0.14% Unchanged
85 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,5185.5k $317.1k $317.1k 0.00% Reduced -87 -87
86 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 5,2825.3k $307.5k $307.5k 0.01% Unchanged
87 NorthCoast Asset Management LLC 0.00% of their portfolio STAMFORD, CT 5,2635.3k $302.5k $302.5k 0.00% New
88 Commonwealth Financial Services, LLC 0.06% of their portfolio VIENNA, WV 5,1705.2k $297.2k $297.2k 0.06% Unchanged
89 Convergence Financial, LLC 0.05% of their portfolio COLUMBIA, MO 4,8894.9k $281.0k $281.0k 0.05% Unchanged
90 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 4,8704.9k $279.9k $279.9k 0.00% Added +158 +158
91 CENTRAL VALLEY ADVISORS, LLC 0.09% of their portfolio SACRAMENTO, CA 4,7924.8k $275.4k $275.4k 0.09% Unchanged
92 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 4,7124.7k $270.8k $270.8k 0.01% Unchanged
93 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,6874.7k $269.4k $269.4k 0.00% Reduced -795 -795
94 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 4,6554.7k $267.6k $267.6k 0.02% Added +115 +115
95 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,6384.6k $266.6k $266.6k 0.00% Unchanged
96 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4,6024.6k $264.5k $264.5k 0.00% Added +60 +60
97 MKT Advisors LLC 0.10% of their portfolio CARLSBAD, CA 4,4184.4k $258.7k $258.7k 0.10% Unchanged
98 Hudock, Inc. 0.04% of their portfolio Williamsport, PA 4,2854.3k $246.4k $246.4k 0.04% Unchanged
99 GILL CAPITAL PARTNERS, LLC 0.08% of their portfolio DENVER, CO 4,1824.2k $240.4k $240.4k 0.08% Unchanged
100 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,1654.2k $239.4k $239.4k 0.02% Unchanged