Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

157 institutional holders +10 vs Q3 2024
6,440,9716.4m shares reported held*
$364.1mreported value*
10 new 38 added 50 reduced 9 sold out net sold ≈ $4.9m (-86.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $56.53.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140Q3 23: 131Q4 23: 137Q1 24: 141Q2 24: 145Q3 24: 147Q4 24: 157157Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140
Q3 2023131
Q4 2023137
Q1 2024141
Q2 2024145
Q3 2024147
Q4 2024157

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 60 bought or addedQ1 23: 48 cut or sold outQ2 23: 45 bought or addedQ2 23: 67 cut or sold outQ2 23Q3 23: 47 bought or addedQ3 23: 63 cut or sold outQ4 23: 46 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 48 bought or addedQ1 24: 59 cut or sold outQ2 24: 50 bought or addedQ2 24: 61 cut or sold outQ2 24Q3 24: 53 bought or addedQ3 24: 57 cut or sold outQ4 24: 48 bought or addedQ4 24: 59 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236048
Q2 20234567
Q3 20234763
Q4 20234660
Q1 20244859
Q2 20245061
Q3 20245357
Q4 20244859

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 24 calls: $307.5kQ1 24 puts: $242.8kQ1 24P/C 0.79Q2 24 calls: $306.4kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $13.0mQ3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$307.5k$242.8k0.79
Q2 2024$306.4k$00.00
Q3 2024$0$13.0m—
Q4 2024$0$0—

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +40,049+40.0k
GOLDMAN SACHS GROUP INC Added +23,519+23.5k
GTS SECURITIES LLC New +14,236+14.2k
BTS Asset Management, Inc. New +5,603+5.6k
SILVER OAK SECURITIES, INCORPORATED New +4,115+4.1k
JANE STREET GROUP, LLC Added +3,258+3.3k
JONES FINANCIAL COMPANIES LLLP Added +2,857+2.9k
Kohmann Bosshard Financial Services, LLC New +2,282+2.3k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +1,975+2.0k
MONEY CONCEPTS CAPITAL CORP Added +1,853+1.9k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -33,806-33.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -17,334-17.3k
Allworth Financial LP Reduced -13,627-13.6k
MORGAN STANLEY Reduced -12,284-12.3k
LPL Financial LLC Reduced -11,351-11.4k
Bright Futures Wealth Management, LLC. Sold out -8,618-8.6k
OSAIC HOLDINGS, INC. Reduced -7,607-7.6k
Atria Wealth Solutions, Inc. Reduced -7,572-7.6k
Creative Planning Reduced -7,359-7.4k
OneDigital Investment Advisors LLC Sold out -6,411-6.4k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,340,6731.3m $75.8m $75.8m 0.01% Added +40.0k +40,049
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,118,1391.1m $63.2m $63.2m 0.00% Reduced -12.3k -12,284
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 744,391744.4k $42.1m $42.1m 0.01% Reduced -33.8k -33,806
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 330,157330.2k $18.7m $18.7m 0.00% Reduced -519 -519
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 275,047275.0k $15.5m $15.5m 0.02% Reduced -3.9k -3,861
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 243,952244.0k $13.8m $13.8m 0.01% First filing
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 221,924221.9k $12.5m $12.5m 0.01% Reduced -11.4k -11,351
8 Del-Sette Capital Management, LLC 9.35% of their portfolio SCHENECTADY, NY 203,819203.8k $11.5m $11.5m 9.35% Reduced -3.0k -3,046
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 152,905152.9k $8.6m $8.6m 0.00% Reduced -3.9k -3,874
10 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 100,719100.7k $5.7m $5.7m 0.02% Reduced -4.3k -4,339
11 Capital Investment Counsel, LLC 0.79% of their portfolio DENVER, CO 83,63083.6k $4.7m $4.7m 0.79% Added +807 +807
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 80,04680.0k $4.5m $4.5m 0.01% Added +894 +894
13 MTM FINANCIAL GROUP, LLC 2.63% of their portfolio BETHLEHEM, PA 77,96578.0k $4.4m $4.4m 2.63% Reduced -2.2k -2,168
14 Dynamic Advisor Solutions LLC 0.17% of their portfolio PHOENIX, AZ 69,06969.1k $3.9m $3.9m 0.17% Reduced -801 -801
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 56,96957.0k $3.2m $3.2m 0.00% Added +225 +225
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 47,99248.0k $2.7m $2.7m 0.00% Added +62 +62
17 Meridian Wealth Management, LLC 0.13% of their portfolio LEXINGTON, KY 47,85247.9k $2.7m $2.7m 0.13% Added +410 +410
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 46,39746.4k $2.6m $2.6m 0.01% Added +181 +181
19 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 45,34745.3k $2.6m $2.6m 0.03% Reduced -255 -255
20 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 44,61344.6k $2.5m $2.5m 0.01% Added +1.0k +1,022
21 JPL Wealth Management, LLC 0.71% of their portfolio GREENWOOD VILLAGE, CO 44,17944.2k $2.5m $2.5m 0.71% First filing
22 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 43,09343.1k $2.4m $2.4m 0.02% Reduced -1.4k -1,441
23 Joseph P. Lucia & Associates, LLC 1.00% of their portfolio Yorktown Heights, NY 39,80739.8k $2.2m $2.2m 1.00% Reduced -156 -156
24 MONEY CONCEPTS CAPITAL CORP 0.15% of their portfolio PALM BEACH GARDENS, FL 35,89635.9k $2.0m $2.0m 0.15% Added +1.9k +1,853
25 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 33,56033.6k $1.9m $1.9m 0.02% Reduced -246 -246
26 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 29,96530.0k $1.7m $1.7m 0.01% Reduced -508 -508
27 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 29,38029.4k $1.7m $1.7m 0.01% Reduced -1.7k -1,657
28 Sage Capital Management, LLC 0.83% of their portfolio Stockton, NJ 29,22529.2k $1.7m $1.7m 0.83% Reduced -106 -106
29 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 28,46628.5k $1.6m $1.6m 0.04% Reduced -2.9k -2,862
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,13828.1k $1.6m $1.6m 0.00% Added +23.5k +23,519
31 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 27,60227.6k $1.6m $1.6m 0.01% Unchanged
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,23626.2k $1.5m $1.5m 0.00% Reduced -7.6k -7,607
33 Heartwood Wealth Advisors LLC 0.17% of their portfolio RICHMOND, VA 26,13526.1k $1.5m $1.5m 0.17% Reduced -25 -25
34 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,39722.4k $1.3m $1.3m 0.00% Added +11 +11
35 Investors Research Corp 0.24% of their portfolio ATLANTA, GA 19,58719.6k $1.1m $1.1m 0.24% Reduced -400 -400
36 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 18,68218.7k $1.1m $1.1m 0.01% Reduced -4.0k -4,000
37 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,15818.2k $1.0m $1.0m 0.00% Added +102 +102
38 Cypress Wealth Services, LLC 0.20% of their portfolio PALM DESERT, CA 17,75217.8k $1.0m $1.0m 0.20% Added +255 +255
39 Great Diamond Partners, LLC 0.26% of their portfolio Portland, ME 17,73917.7k $1.0m $1.0m 0.26% Reduced -177 -177
40 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 17,43617.4k $985.4k $985.4k 0.02% Added +492 +492
41 CAHILL FINANCIAL ADVISORS INC 0.13% of their portfolio EDINA, MN 17,03917.0k $962.9k $962.9k 0.13% Reduced -49 -49
42 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,49816.5k $932.3k $932.3k 0.00% Reduced -1.2k -1,220
43 Madden Advisory Services, Inc. 0.42% of their portfolio Jacksonville, FL 16,11016.1k $910.4k $910.4k 0.42% Reduced -201 -201
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,85015.8k $895.7k $895.7k 0.00% Added +3.3k +3,258
45 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,18815.2k $858.3k $858.3k 0.00% Reduced -595 -595
46 PFG Advisors 0.05% of their portfolio Phoenix, AZ 14,74414.7k $833.2k $833.2k 0.05% Added +340 +340
47 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 14,44214.4k $816.2k $816.2k 0.01% Reduced -7.6k -7,572
48 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 14,23614.2k $804.5k $804.5k 0.04% New
49 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 11,72611.7k $662.7k $662.7k 0.01% Added +265 +265
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,69811.7k $661.1k $661.1k 0.00% Reduced -625 -625
51 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,65811.7k $678.7k $678.7k 0.00% Reduced -100 -100
52 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 11,42011.4k $645.4k $645.4k 0.04% Added +46 +46
53 Capstone Wealth Management Group LLC 0.45% of their portfolio Bend, OR 10,53510.5k $595.4k $595.4k 0.45% First filing
54 BKM Wealth Management, LLC 0.24% of their portfolio BROOKFIELD, WI 10,35010.3k $584.9k $584.9k 0.24% Reduced -843 -843
55 Rockport Wealth LLC 0.27% of their portfolio Fairview Park, OH 10,29610.3k $604.7k $604.7k 0.27% Unchanged
56 FMR LLC 0.00% of their portfolio BOSTON, MA 10,03610.0k $567.1k $567.1k 0.00% Added +160 +160
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,7099.7k $548.7k $548.7k 0.00% Reduced -6.1k -6,109
58 Summit Financial Wealth Advisors, LLC 0.11% of their portfolio Lafayette, LA 9,5779.6k $552.2k $552.2k 0.11% Added +460 +460
59 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 9,2619.3k $523.3k $523.3k 0.01% Added +640 +640
60 Colonial Trust Co / SC 0.08% of their portfolio SPARTANBURG, SC 9,1509.2k $515.2k $515.2k 0.08% Unchanged
61 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,0609.1k $512.0k $512.0k 0.00% Reduced -3.6k -3,562
62 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,7428.7k $494.0k $494.0k 0.01% Reduced -211 -211
63 Wealthcare Capital Partners, LLC 0.24% of their portfolio WEST CHESTER, PA 8,2728.3k $467.5k $467.5k 0.24% First filing
64 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,2368.2k $465.4k $465.4k 0.00% Reduced -7.4k -7,359
65 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,9427.9k $448.8k $448.8k 0.00% Added +187 +187
66 Strategic Financial Concepts, LLC 0.09% of their portfolio SAN ANTONIO, TX 7,8937.9k $446.0k $446.0k 0.09% Added +109 +109
67 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 7,7647.8k $438.7k $438.7k 0.04% Reduced -76 -76
68 Parvin Asset Management, LLC 0.46% of their portfolio SIOUX FALLS, SD 7,5217.5k $425.0k $425.0k 0.46% First filing
69 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,2237.2k $408.2k $408.2k 0.00% Reduced -2.3k -2,289
70 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 7,1547.2k $404.3k $404.3k 0.03% Reduced -235 -235
71 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,0237.0k $396.9k $396.9k 0.00% Added +969 +969
72 CATHY PARETO & ASSOCIATES, INC 0.36% of their portfolio CORAL GABLES, FL 6,9286.9k $391.5k $391.5k 0.36% First filing
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,8946.9k $389.6k $389.6k 0.01% Added +2.0k +1,975
74 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 6,7576.8k $381.9k $381.9k 0.02% Added +146 +146
75 Pinnacle Bancorp, Inc. 0.12% of their portfolio BEATRICE, NE 6,7006.7k $378.6k $378.6k 0.12% Unchanged
76 Virtus Wealth Solutions LLC 0.09% of their portfolio CRANFORD, NJ 6,6896.7k $378.0k $378.0k 0.09% First filing
77 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,3536.4k $359.0k $359.0k 0.00% Reduced -17.3k -17,334
78 Keystone Financial Group 0.03% of their portfolio LEXINGTON, KY 6,2296.2k $352.0k $352.0k 0.03% Reduced -159 -159
79 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 6,0696.1k $343.0k $343.0k 0.01% Unchanged
80 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,7895.8k $327.2k $327.2k 0.00% Reduced -96 -96
81 Aspen Grove Capital, LLC 0.07% of their portfolio AVON, CO 5,7505.8k $324.9k $324.9k 0.07% Unchanged
82 TCFG WEALTH MANAGEMENT, LLC 0.16% of their portfolio LAGUNA NIGUEL, CA 5,7395.7k $324.3k $324.3k 0.16% Unchanged
83 BTS Asset Management, Inc. 0.32% of their portfolio Lincoln, MA 5,6035.6k $316.6k $316.6k 0.32% New
84 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,5985.6k $323.0k $323.0k 0.00% Reduced -13.6k -13,627
85 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,5545.6k $313.9k $313.9k 0.00% Added +356 +356
86 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 5,2825.3k $294.4k $294.4k 0.02% Unchanged
87 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,1805.2k $292.7k $292.7k 0.01% Unchanged
88 Commonwealth Financial Services, LLC 0.06% of their portfolio VIENNA, WV 5,1705.2k $292.2k $292.2k 0.06% Unchanged
89 Tyche Wealth Partners LLC 0.06% of their portfolio PLANO, TX 5,1425.1k $290.6k $290.6k 0.06% Unchanged
90 Convergence Financial, LLC 0.06% of their portfolio COLUMBIA, MO 4,8894.9k $276.3k $276.3k 0.06% Unchanged
91 CENTRAL VALLEY ADVISORS, LLC 0.12% of their portfolio SACRAMENTO, CA 4,7984.8k $271.1k $271.1k 0.12% Unchanged
92 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 4,7284.7k $267.2k $267.2k 0.00% Reduced -184 -184
93 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 4,7124.7k $266.3k $266.3k 0.01% Unchanged
94 Well Done, LLC 0.05% of their portfolio HOLLAND, MI 4,6964.7k $276.9k $276.9k 0.05% Unchanged
95 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4,5764.6k $258.6k $258.6k 0.00% Added +460 +460
96 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 4,5404.5k $256.6k $256.6k 0.03% Unchanged
97 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,4994.5k $254.2k $254.2k 0.00% Reduced -476 -476
98 MKT Advisors LLC 0.11% of their portfolio CARLSBAD, CA 4,4184.4k $255.4k $255.4k 0.11% Unchanged
99 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,3844.4k $247.8k $247.8k 0.01% Unchanged
100 Hudock, Inc. 0.04% of their portfolio Williamsport, PA 4,2854.3k $242.2k $242.2k 0.04% Unchanged