Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

147 institutional holders +2 vs Q2 2024
6,448,0536.4m shares reported held*
$380.3mreported value*
8 new 45 added 51 reduced 6 sold out net sold ≈ $14.2m (-703.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $58.97. Options: 0 managers hold calls (— notional), 1 hold puts ($13.0m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140Q3 23: 131Q4 23: 137Q1 24: 141Q2 24: 145Q3 24: 147147Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140
Q3 2023131
Q4 2023137
Q1 2024141
Q2 2024145
Q3 2024147

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 53 cut or sold outQ1 23: 60 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 67 cut or sold outQ3 23: 47 bought or addedQ3 23: 63 cut or sold outQ3 23Q4 23: 46 bought or addedQ4 23: 60 cut or sold outQ1 24: 48 bought or addedQ1 24: 59 cut or sold outQ1 24Q2 24: 50 bought or addedQ2 24: 61 cut or sold outQ3 24: 53 bought or addedQ3 24: 57 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226153
Q1 20236048
Q2 20234567
Q3 20234763
Q4 20234660
Q1 20244859
Q2 20245061
Q3 20245357

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 23 calls: $302.4kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $307.5kQ1 24 puts: $242.8kQ1 24P/C 0.79Q2 24 calls: $306.4kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $13.0mQ3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$302.4k$00.00
Q1 2024$307.5k$242.8k0.79
Q2 2024$306.4k$00.00
Q3 2024$0$13.0m—

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +71,442+71.4k
RAYMOND JAMES & ASSOCIATES Added +14,678+14.7k
MORGAN STANLEY Added +13,290+13.3k
WELLS FARGO & COMPANY/MN Added +13,224+13.2k
Colonial Trust Co / SC New +9,150+9.2k
Keystone Financial Group New +6,388+6.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +6,003+6.0k
Transform Wealth, LLC New +3,977+4.0k
LEVEL FOUR ADVISORY SERVICES, LLC New +3,430+3.4k
Meridian Wealth Management, LLC Added +2,892+2.9k

Biggest sellers

Strategic Financial Concepts, LLC Reduced -462,129-462.1k
BANK OF AMERICA CORP /DE/ Reduced -156,403-156.4k
LPL Financial LLC Reduced -70,843-70.8k
UBS Group AG Reduced -37,232-37.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -18,093-18.1k
MTM FINANCIAL GROUP, LLC Reduced -12,452-12.5k
Raymond James Financial Services Advisors, Inc. Reduced -12,161-12.2k
GTS SECURITIES LLC Sold out -10,860-10.9k
CITADEL ADVISORS LLC Reduced -10,776-10.8k
Wealthcare Advisory Partners LLC Reduced -8,161-8.2k

Biggest calls

None

Biggest puts

Corient Private Wealth LP New $13.0m221.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,300,6241.3m $76.7m $76.7m 0.01% Reduced -156.4k -156,403
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,130,4231.1m $66.7m $66.7m 0.00% Added +13.3k +13,290
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 778,197778.2k $45.9m $45.9m 0.01% Added +13.2k +13,224
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 330,676330.7k $19.5m $19.5m 0.01% Reduced -37.2k -37,232
5 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 278,908278.9k $16.4m $16.4m 0.02% Reduced -18.1k -18,093
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 233,275233.3k $13.8m $13.8m 0.01% Reduced -70.8k -70,843
7 Del-Sette Capital Management, LLC 9.53% of their portfolio SCHENECTADY, NY 206,865206.9k $12.2m $12.2m 9.53% Reduced -8.1k -8,114
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 156,779156.8k $9.2m $9.2m 0.00% Added +2.0k +1,968
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 142,681142.7k $8.4m $8.4m 0.01% Added +14.7k +14,678
10 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 105,058105.1k $6.2m $6.2m 0.02% Reduced -2.5k -2,538
11 Capital Investment Counsel, LLC 0.85% of their portfolio DENVER, CO 82,82382.8k $4.9m $4.9m 0.85% Reduced -7.7k -7,664
12 MTM FINANCIAL GROUP, LLC 2.89% of their portfolio BETHLEHEM, PA 80,13380.1k $4.7m $4.7m 2.89% Reduced -12.5k -12,452
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 79,15279.2k $4.7m $4.7m 0.01% Added +71.4k +71,442
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 79,06379.1k $4.7m $4.7m 0.01% Reduced -12.2k -12,161
15 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 69,87069.9k $4.1m $4.1m 0.12% Added +53 +53
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 56,74456.7k $3.3m $3.3m 0.00% Reduced -580 -580
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 47,93047.9k $2.8m $2.8m 0.00% Reduced -6.9k -6,867
18 Meridian Wealth Management, LLC 0.14% of their portfolio LEXINGTON, KY 47,44247.4k $2.8m $2.8m 0.14% Added +2.9k +2,892
19 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 46,21646.2k $2.7m $2.7m 0.01% Added +348 +348
20 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 45,60245.6k $2.7m $2.7m 0.03% Added +15 +15
21 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 44,53444.5k $2.6m $2.6m 0.02% Reduced -1.7k -1,715
22 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 43,59143.6k $2.6m $2.6m 0.01% Added +422 +422
23 Joseph P. Lucia & Associates, LLC 1.09% of their portfolio Yorktown Heights, NY 39,96340.0k $2.4m $2.4m 1.09% Reduced -230 -230
24 MONEY CONCEPTS CAPITAL CORP 0.15% of their portfolio PALM BEACH GARDENS, FL 34,04334.0k $2.0m $2.0m 0.15% Added +541 +541
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33,84333.8k $2.0m $2.0m 0.00% Reduced -4.4k -4,386
26 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 33,80633.8k $2.0m $2.0m 0.02% Added +2.5k +2,468
27 Apollon Wealth Management, LLC 0.05% of their portfolio MOUNT PLEASANT, SC 31,32831.3k $1.8m $1.8m 0.05% Added +322 +322
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 31,03731.0k $1.8m $1.8m 0.01% Reduced -2.7k -2,731
29 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 30,47330.5k $1.8m $1.8m 0.01% Reduced -977 -977
30 Sage Capital Management, LLC 0.83% of their portfolio Stockton, NJ 29,33129.3k $1.7m $1.7m 0.83% Added +229 +229
31 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 27,60227.6k $1.6m $1.6m 0.01% Added +390 +390
32 Heartwood Wealth Advisors LLC 0.17% of their portfolio RICHMOND, VA 26,16026.2k $1.5m $1.5m 0.17% Added +836 +836
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,68723.7k $1.4m $1.4m 0.00% Added +6.0k +6,003
34 Gateway Advisory, LLC 0.22% of their portfolio WESTFIELD, NJ 22,70422.7k $1.3m $1.3m 0.22% Reduced -442 -442
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 22,68222.7k $1.3m $1.3m 0.01% Reduced -200 -200
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 22,38622.4k $1.3m $1.3m 0.00% Reduced -46 -46
37 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 22,01422.0k $1.3m $1.3m 0.01% Added +256 +256
38 Investors Research Corp 0.26% of their portfolio ATLANTA, GA 19,98720.0k $1.2m $1.2m 0.26% Reduced -99 -99
39 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 19,22519.2k $1.1m $1.1m 0.01% Reduced -1.8k -1,827
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,05618.1k $1.1m $1.1m 0.00% Added +87 +87
41 Great Diamond Partners, LLC 0.27% of their portfolio Portland, ME 17,91617.9k $1.1m $1.1m 0.27% Reduced -180 -180
42 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 17,71817.7k $1.0m $1.0m 0.00% Reduced -2.4k -2,382
43 Cypress Wealth Services, LLC 0.21% of their portfolio PALM DESERT, CA 17,49717.5k $1.0m $1.0m 0.21% Added +100 +100
44 CAHILL FINANCIAL ADVISORS INC 0.14% of their portfolio EDINA, MN 17,08817.1k $1.0m $1.0m 0.14% Added +24 +24
45 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 16,94416.9k $999.3k $999.3k 0.03% Reduced -12 -12
46 Madden Advisory Services, Inc. 0.44% of their portfolio Jacksonville, FL 16,31116.3k $961.9k $961.9k 0.44% Reduced -95 -95
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,81815.8k $932.9k $932.9k 0.00% Added +54 +54
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,78315.8k $930.7k $930.7k 0.00% Reduced -525 -525
49 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,59515.6k $919.7k $919.7k 0.00% Reduced -450 -450
50 PFG Advisors 0.05% of their portfolio Phoenix, AZ 14,40414.4k $849.4k $849.4k 0.05% Reduced -1.0k -1,016
51 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,62212.6k $744.3k $744.3k 0.00% Added +31 +31
52 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,59212.6k $742.5k $742.5k 0.00% Reduced -856 -856
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,32312.3k $726.7k $726.7k 0.00% Reduced -91 -91
54 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,75811.8k $714.8k $714.8k 0.00% Added +453 +453
55 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 11,46111.5k $675.9k $675.9k 0.01% Added +227 +227
56 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 11,37411.4k $670.7k $670.7k 0.04% Reduced -430 -430
57 BKM Wealth Management, LLC 0.27% of their portfolio BROOKFIELD, WI 11,19311.2k $660.1k $660.1k 0.27% Reduced -180 -180
58 Rockport Wealth LLC 0.16% of their portfolio Fairview Park, OH 10,29610.3k $607.2k $607.2k 0.16% Unchanged
59 FMR LLC 0.00% of their portfolio BOSTON, MA 9,8769.9k $582.4k $582.4k 0.00% Added +2.5k +2,515
60 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,5129.5k $560.9k $560.9k 0.00% Added +11 +11
61 Colonial Trust Co / SC 0.08% of their portfolio SPARTANBURG, SC 9,1509.2k $538.2k $538.2k 0.08% New
62 Summit Financial Wealth Advisors, LLC 0.10% of their portfolio Lafayette, LA 9,1179.1k $537.6k $537.6k 0.10% Added +1.5k +1,483
63 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 8,9539.0k $527.9k $527.9k 0.02% Reduced -215 -215
64 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 8,6218.6k $508.4k $508.4k 0.01% Reduced -8.2k -8,161
65 Bright Futures Wealth Management, LLC. 0.24% of their portfolio WEBSTER, NY 14580, NY 8,6188.6k $503.8k $503.8k 0.24% Added +391 +391
66 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 7,8407.8k $462.3k $462.3k 0.04% Reduced -162 -162
67 Strategic Financial Concepts, LLC 0.15% of their portfolio SAN ANTONIO, TX 7,7847.8k $459.0k $459.0k 0.15% Reduced -462.1k -462,129
68 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,7557.8k $457.3k $457.3k 0.00% Added +208 +208
69 SWEENEY & MICHEL, LLC 0.18% of their portfolio CHICO, CA 7,6207.6k $457.0k $457.0k 0.18% Added +62 +62
70 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 7,3897.4k $435.7k $435.7k 0.03% Added +7 +7
71 Pinnacle Bancorp, Inc. 0.11% of their portfolio BEATRICE, NE 6,7006.7k $395.1k $395.1k 0.11% Unchanged
72 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 6,6116.6k $389.8k $389.8k 0.02% Added +188 +188
73 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 6,4116.4k $378.1k $378.1k 0.00% Added +10 +10
74 Keystone Financial Group 0.05% of their portfolio LEXINGTON, KY 6,3886.4k $376.7k $376.7k 0.05% New
75 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 6,0696.1k $357.9k $357.9k 0.01% Unchanged
76 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,0546.1k $357.0k $357.0k 0.00% Reduced -5.5k -5,504
77 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,8855.9k $347.0k $347.0k 0.00% Added +5 +5
78 Aspen Grove Capital, LLC 0.07% of their portfolio AVON, CO 5,7505.8k $339.1k $339.1k 0.07% Unchanged
79 TCFG WEALTH MANAGEMENT, LLC 0.17% of their portfolio LAGUNA NIGUEL, CA 5,7395.7k $338.4k $338.4k 0.17% First filing
80 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 5,2825.3k $312.5k $312.5k 0.02% Unchanged
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,1985.2k $306.5k $306.5k 0.00% Reduced -57 -57
82 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,1805.2k $273.7k $273.7k 0.01% Unchanged
83 Commonwealth Financial Services, LLC 0.06% of their portfolio VIENNA, WV 5,1705.2k $304.1k $304.1k 0.06% Unchanged
84 Tyche Wealth Partners LLC 0.07% of their portfolio PLANO, TX 5,1425.1k $303.2k $303.2k 0.07% Unchanged
85 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,9755.0k $293.4k $293.4k 0.00% Added +23 +23
86 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,9274.9k $290.5k $290.5k 0.00% Reduced -10.8k -10,776
87 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,9194.9k $290.1k $290.1k 0.01% Added +17 +17
88 Hibernia Wealth Partners, LLC 0.10% of their portfolio BATON ROUGE, LA 4,9154.9k $289.8k $289.8k 0.10% Reduced -20 -20
89 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 4,9124.9k $289.7k $289.7k 0.00% Added +642 +642
90 Convergence Financial, LLC 0.06% of their portfolio COLUMBIA, MO 4,8894.9k $288.3k $288.3k 0.06% Unchanged
91 CENTRAL VALLEY ADVISORS, LLC 0.16% of their portfolio SACRAMENTO, CA 4,7984.8k $282.9k $282.9k 0.16% Unchanged
92 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 4,7124.7k $277.9k $277.9k 0.01% Reduced -8 -8
93 Well Done, LLC 0.05% of their portfolio HOLLAND, MI 4,6964.7k $276.9k $276.9k 0.05% Added +4 +4
94 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,6194.6k $272.4k $272.4k 0.00% Reduced -2.1k -2,065
95 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 4,5404.5k $268.0k $268.0k 0.03% Added +430 +430
96 MKT Advisors LLC 0.12% of their portfolio CARLSBAD, CA 4,4184.4k $259.2k $259.2k 0.12% Unchanged
97 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,3844.4k $258.6k $258.6k 0.01% Reduced -500 -500
98 Hudock, Inc. 0.04% of their portfolio Williamsport, PA 4,2854.3k $252.7k $252.7k 0.04% Unchanged
99 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,2504.2k $250.6k $250.6k 0.00% Reduced -409 -409
100 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,1654.2k $245.6k $245.6k 0.02% Unchanged