Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

141 institutional holders +4 vs Q4 2023
9,319,9709.3m shares reported held*
$502.8mreported value*
13 new 35 added 49 reduced 10 sold out net bought ≈ $38.2m (+708.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.94. Options: 1 managers hold calls ($307.5k notional), 1 hold puts ($242.8k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140Q3 23: 131Q4 23: 137Q1 24: 141141Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140
Q3 2023131
Q4 2023137
Q1 2024141

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 67 cut or sold outQ2 23Q3 23: 47 bought or addedQ3 23: 63 cut or sold outQ3 23Q4 23: 46 bought or addedQ4 23: 60 cut or sold outQ4 23Q1 24: 48 bought or addedQ1 24: 59 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226153
Q1 20236048
Q2 20234567
Q3 20234763
Q4 20234660
Q1 20244859

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $302.4kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $307.5kQ1 24 puts: $242.8kQ1 24P/C 0.79
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$302.4k$00.00
Q1 2024$307.5k$242.8k0.79

Biggest buyers

MORGAN STANLEY Added +1,107,582+1.1m
GOLDMAN SACHS GROUP INC New +87,587+87.6k
LPL Financial LLC Added +69,883+69.9k
Capital Investment Counsel, LLC Added +33,254+33.3k
Cetera Investment Advisers Added +28,720+28.7k
Strategic Financial Concepts, LLC New +8,350+8.3k
HRT FINANCIAL LP New +8,181+8.2k
Dynamic Advisor Solutions LLC Added +6,135+6.1k
PFG Investments, LLC Added +5,803+5.8k
WEDBUSH SECURITIES INC New +5,723+5.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -218,495-218.5k
WELLS FARGO & COMPANY/MN Reduced -72,111-72.1k
Del-Sette Capital Management, LLC Reduced -63,396-63.4k
Meridian Wealth Management, LLC Sold out -41,116-41.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -40,496-40.5k
Janney Montgomery Scott LLC Reduced -39,274-39.3k
Raymond James Financial Services Advisors, Inc. Reduced -39,248-39.2k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -36,197-36.2k
MTM FINANCIAL GROUP, LLC Reduced -25,814-25.8k
UBS Group AG Reduced -23,539-23.5k

Biggest calls

Belvedere Trading LLC Reduced $307.5k5.7k shares

Biggest puts

BANK OF AMERICA CORP /DE/ New $242.8k4.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,460,3983.5m $186.7m $186.7m 0.00% Added +1.1m +1,107,582
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,461,2231.5m $78.8m $78.8m 0.01% Reduced -218.5k -218,495
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 799,226799.2k $43.1m $43.1m 0.01% Reduced -72.1k -72,111
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 410,562410.6k $22.1m $22.1m 0.01% Reduced -23.5k -23,539
5 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 329,927329.9k $17.8m $17.8m 0.03% Reduced -40.5k -40,496
6 Del-Sette Capital Management, LLC 13.13% of their portfolio SCHENECTADY, NY 296,420296.4k $16.0m $16.0m 13.13% Reduced -63.4k -63,396
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 295,091295.1k $15.9m $15.9m 0.01% Added +69.9k +69,883
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 149,913149.9k $8.1m $8.1m 0.00% Reduced -4.8k -4,838
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 131,185131.2k $7.1m $7.1m 0.00% Reduced -11.0k -10,968
10 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 121,683121.7k $6.6m $6.6m 0.02% Reduced -39.3k -39,274
11 MTM FINANCIAL GROUP, LLC 3.96% of their portfolio BETHLEHEM, PA 110,549110.5k $6.0m $6.0m 3.96% Reduced -25.8k -25,814
12 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 99,92899.9k $5.4m $5.4m 0.01% Reduced -39.2k -39,248
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 87,58787.6k $4.7m $4.7m 0.00% New
14 Capital Investment Counsel, LLC 0.96% of their portfolio DENVER, CO 82,59782.6k $4.5m $4.5m 0.96% Added +33.3k +33,254
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 77,31777.3k $4.2m $4.2m 0.01% Reduced -2.8k -2,815
16 Dynamic Advisor Solutions LLC 0.13% of their portfolio PHOENIX, AZ 69,06569.1k $3.7m $3.7m 0.13% Added +6.1k +6,135
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 57,97358.0k $3.1m $3.1m 0.00% Reduced -601 -601
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 55,99956.0k $3.0m $3.0m 0.00% Reduced -5.9k -5,909
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 54,64054.6k $2.9m $2.9m 0.02% Reduced -36.2k -36,197
20 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 47,50547.5k $2.6m $2.6m 0.01% Added +28.7k +28,720
21 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 46,15046.1k $2.5m $2.5m 0.04% Reduced -109 -109
22 Joseph P. Lucia & Associates, LLC 1.21% of their portfolio Yorktown Heights, NY 41,81041.8k $2.3m $2.3m 1.21% Reduced -2.1k -2,088
23 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 41,41441.4k $2.2m $2.2m 0.01% Reduced -2.6k -2,585
24 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 33,84333.8k $1.8m $1.8m 0.06% Added +227 +227
25 MONEY CONCEPTS CAPITAL CORP 0.16% of their portfolio PALM BEACH GARDENS, FL 32,63732.6k $1.8m $1.8m 0.16% Added +1.2k +1,182
26 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 32,41532.4k $1.7m $1.7m 0.02% Added +1.3k +1,300
27 JPL Wealth Management, LLC 0.95% of their portfolio GREENWOOD VILLAGE, CO 31,83531.8k $1.7m $1.7m 0.95% Added +3.5k +3,462
28 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 30,69030.7k $1.7m $1.7m 0.01% Added +1.7k +1,661
29 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 29,75129.8k $1.6m $1.6m 0.01% Reduced -1.8k -1,826
30 Sage Capital Management, LLC 0.84% of their portfolio Stockton, NJ 28,83628.8k $1.6m $1.6m 0.84% Added +276 +276
31 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 27,61127.6k $1.5m $1.5m 0.01% Reduced -1.2k -1,239
32 Heartwood Wealth Advisors LLC 0.18% of their portfolio RICHMOND, VA 27,19527.2k $1.5m $1.5m 0.18% Added +5.3k +5,313
33 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 24,53624.5k $1.3m $1.3m 0.01% Reduced -108 -108
34 Gateway Advisory, LLC 0.23% of their portfolio WESTFIELD, NJ 24,00224.0k $1.3m $1.3m 0.23% Added +680 +680
35 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 23,13723.1k $1.2m $1.2m 0.01% Added +486 +486
36 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 23,08223.1k $1.2m $1.2m 0.01% Reduced -250 -250
37 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,58221.6k $1.2m $1.2m 0.01% Reduced -654 -654
38 Investors Research Corp 0.27% of their portfolio ATLANTA, GA 21,20921.2k $1.1m $1.1m 0.27% Reduced -590 -590
39 PFG Advisors 0.08% of their portfolio Phoenix, AZ 19,63519.6k $1.1m $1.1m 0.08% Reduced -1.6k -1,638
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,95719.0k $1.0m $1.0m 0.00% Reduced -2.2k -2,231
41 Great Diamond Partners, LLC 0.23% of their portfolio Portland, ME 18,62918.6k $1.0m $1.0m 0.23% Reduced -776 -776
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,70017.7k $955.0k $955.0k 0.00% Added +1.6k +1,600
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,51817.5k $945.1k $945.1k 0.00% Added +4.1k +4,085
44 Cypress Wealth Services, LLC 0.22% of their portfolio PALM DESERT, CA 17,28717.3k $932.6k $932.6k 0.22% Reduced -7.5k -7,504
45 CAHILL FINANCIAL ADVISORS INC 0.13% of their portfolio EDINA, MN 17,10217.1k $922.7k $922.7k 0.13% Reduced -18.6k -18,596
46 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 17,01117.0k $917.8k $917.8k 0.03% Added +5.1k +5,127
47 Madden Advisory Services, Inc. 0.47% of their portfolio Jacksonville, FL 16,47616.5k $888.9k $888.9k 0.47% Added +2 +2
48 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,31516.3k $880.2k $880.2k 0.00% Reduced -1.9k -1,850
49 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 16,22316.2k $875.2k $875.2k 0.03% Added +570 +570
50 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,81815.8k $853.4k $853.4k 0.00% Added +818 +818
51 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,02714.0k $756.8k $756.8k 0.00% Reduced -102 -102
52 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,56512.6k $677.8k $677.8k 0.00% Reduced -142 -142
53 BKM Wealth Management, LLC 0.27% of their portfolio BROOKFIELD, WI 11,68611.7k $630.5k $630.5k 0.27% Reduced -537 -537
54 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 11,17011.2k $602.6k $602.6k 0.01% Added +805 +805
55 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 10,83110.8k $584.3k $584.3k 0.04% Added +5.8k +5,803
56 Rockport Wealth LLC 0.37% of their portfolio Fairview Park, OH 10,29610.3k $551.6k $551.6k 0.37% First filing
57 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,22810.2k $551.8k $551.8k 0.00% Reduced -200 -200
58 Strategic Financial Concepts, LLC 0.11% of their portfolio SAN ANTONIO, TX 8,3508.3k $450.5k $450.5k 0.11% New
59 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 8,2328.2k $444.1k $444.1k 0.02% Added +198 +198
60 Bright Futures Wealth Management, LLC. 0.23% of their portfolio WEBSTER, NY 14580, NY 8,2278.2k $432.7k $432.7k 0.23% First filing
61 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 8,1818.2k $441.0k $441.0k 0.00% New
62 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 8,0438.0k $433.9k $433.9k 0.00% Added +658 +658
63 Ironsides Asset Advisors, LLC 0.15% of their portfolio ROCKY MOUNT, NC 7,9618.0k $429.5k $429.5k 0.15% Added +3.6k +3,611
64 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 7,5837.6k $409.1k $409.1k 0.04% Reduced -331 -331
65 SWEENEY & MICHEL, LLC 0.18% of their portfolio CHICO, CA 7,4907.5k $405.5k $405.5k 0.18% First filing
66 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 7,4347.4k $401.1k $401.1k 0.01% Reduced -200 -200
67 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 7,3747.4k $397.8k $397.8k 0.03% Added +3 +3
68 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,2827.3k $392.9k $392.9k 0.00% Added +7 +7
69 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 7,2347.2k $390.3k $390.3k 0.00% Added +1.3k +1,321
70 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 6,9537.0k $375.2k $375.2k 0.02% Added +619 +619
71 FMR LLC 0.00% of their portfolio BOSTON, MA 6,9116.9k $372.9k $372.9k 0.00% Added +550 +550
72 Pinnacle Bancorp, Inc. 0.11% of their portfolio BEATRICE, NE 6,7006.7k $361.5k $361.5k 0.11% Unchanged
73 Keystone Financial Group 0.05% of their portfolio LEXINGTON, KY 6,5486.5k $353.3k $353.3k 0.05% Reduced -875 -875
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,2916.3k $339.4k $339.4k 0.00% Reduced -180 -180
75 Tyche Wealth Partners LLC 0.08% of their portfolio PLANO, TX 6,1576.2k $332.2k $332.2k 0.08% Unchanged
76 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 6,0696.1k $327.4k $327.4k 0.01% Unchanged
77 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,8755.9k $316.9k $316.9k 0.00% Reduced -1.5k -1,489
78 Aspen Grove Capital, LLC 0.09% of their portfolio AVON, CO 5,7505.8k $310.2k $310.2k 0.09% Unchanged
79 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 5,7235.7k $309.0k $309.0k 0.01% New
80 HENGEHOLD CAPITAL MANAGEMENT LLC 0.03% of their portfolio CINCINNATI, OH 5,5015.5k $296.8k $296.8k 0.03% Added +1.6k +1,571
81 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 5,2935.3k $285.6k $285.6k 0.00% Added +484 +484
82 Commonwealth Financial Services, LLC 0.06% of their portfolio VIENNA, WV 5,1705.2k $265.0k $265.0k 0.06% Unchanged
83 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,1535.2k $278.0k $278.0k 0.00% Reduced -54 -54
84 Convergence Financial, LLC 0.11% of their portfolio COLUMBIA, MO 4,8894.9k $263.8k $263.8k 0.11% Unchanged
85 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,8524.9k $261.7k $261.7k 0.01% New
86 CENTRAL VALLEY ADVISORS, LLC 0.13% of their portfolio SACRAMENTO, CA 4,8004.8k $259.0k $259.0k 0.13% Unchanged
87 Redwood Financial Network Corp 0.22% of their portfolio SOLON, OH 4,7754.8k $257.6k $257.6k 0.22% Reduced -708 -708
88 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 4,7204.7k $254.6k $254.6k 0.01% Unchanged
89 Well Done, LLC 0.05% of their portfolio HOLLAND, MI 4,6864.7k $252.8k $252.8k 0.05% Added +4 +4
90 MKT Advisors LLC 0.13% of their portfolio CARLSBAD, CA 4,4184.4k $231.8k $231.8k 0.13% Unchanged
91 Hudock, Inc. 0.05% of their portfolio Williamsport, PA 4,2854.3k $231.2k $231.2k 0.05% Unchanged
92 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 4,2704.3k $230.4k $230.4k 0.00% Unchanged
93 Simmons Bank 0.02% of their portfolio Pine Bluff, AR 4,1834.2k $225.7k $225.7k 0.02% Unchanged
94 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 4,1674.2k $224.8k $224.8k 0.01% New
95 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,1654.2k $224.7k $224.7k 0.02% Unchanged
96 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 4,1104.1k $222.0k $222.0k 0.02% New
97 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 4,1084.1k $210.6k $210.6k 0.01% Unchanged
98 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3,9674.0k $214.0k $214.0k 0.00% New
99 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,9303.9k $212.0k $212.0k 0.00% Unchanged
100 Second Half Financial Partners, LLC 0.09% of their portfolio SEBRING, FL 3,8653.9k $208.5k $208.5k 0.09% New