Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

140 institutional holders -7 vs Q1 2023
8,197,3188.2m shares reported held*
$409.6mreported value*
10 new 35 added 47 reduced 20 sold out net sold ≈ $37.6m (-783.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.97.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140140Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 67 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226153
Q1 20236048
Q2 20234567

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +68,327+68.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +54,012+54.0k
JANE STREET GROUP, LLC New +15,381+15.4k
LPL Financial LLC Added +14,940+14.9k
HighTower Advisors, LLC Added +14,489+14.5k
FLOW TRADERS U.S. LLC New +12,587+12.6k
Clarus Group, Inc. New +6,209+6.2k
Triumph Capital Management New +5,155+5.2k
AE Wealth Management LLC New +4,895+4.9k
J.W. COLE ADVISORS, INC. New +4,648+4.6k

Biggest sellers

MORGAN STANLEY Reduced -450,080-450.1k
WELLS FARGO & COMPANY/MN Reduced -147,337-147.3k
MONEY CONCEPTS CAPITAL CORP Reduced -86,257-86.3k
AMERIPRISE FINANCIAL INC Reduced -66,669-66.7k
OSAIC HOLDINGS, INC. Reduced -28,088-28.1k
Atria Investments, Inc Sold out -23,899-23.9k
Mariner, LLC Reduced -20,947-20.9k
Visionary Wealth Advisors Reduced -17,898-17.9k
Private Advisor Group, LLC Reduced -17,479-17.5k
STIFEL FINANCIAL CORP Reduced -15,893-15.9k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,580,7621.6m $79.0m $79.0m 0.01% Added +68.3k +68,327
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,323,1031.3m $66.1m $66.1m 0.01% Reduced -450.1k -450,080
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 916,998917.0k $45.8m $45.8m 0.01% Reduced -147.3k -147,337
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 460,578460.6k $23.0m $23.0m 0.01% Reduced -11.0k -11,036
5 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 387,679387.7k $19.4m $19.4m 0.04% Added +54.0k +54,012
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 348,486348.5k $17.4m $17.4m 0.09% Added +582 +582
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 309,903309.9k $15.5m $15.5m 0.00% Reduced -63 -63
8 Del-Sette Capital Management, LLC 14.57% of their portfolio SCHENECTADY, NY 307,183307.2k $15.3m $15.3m 14.57% Reduced -3.5k -3,509
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 282,102282.1k $14.1m $14.1m 0.01% Added +14.9k +14,940
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 191,406191.4k $9.6m $9.6m 0.01% Added +1.8k +1,817
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 174,635174.6k $8.7m $8.7m 0.02% Added +1.7k +1,666
12 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 168,468168.5k $8.4m $8.4m 0.03% Added +3.4k +3,358
13 MTM FINANCIAL GROUP, LLC 7.02% of their portfolio BETHLEHEM, PA 165,710165.7k $8.3m $8.3m 7.02% Reduced -1.1k -1,094
14 Stratos Wealth Advisors, LLC 0.48% of their portfolio BEACHWOOD, OH 135,058135.1k $6.7m $6.7m 0.48% Reduced -6.1k -6,089
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 123,826123.8k $6.2m $6.2m 0.00% Reduced -66.7k -66,669
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 72,87572.9k $3.6m $3.6m 0.00% Reduced -15.9k -15,893
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 54,13754.1k $2.7m $2.7m 0.00% Reduced -28.1k -28,088
18 Joseph P. Lucia & Associates, LLC 1.54% of their portfolio Yorktown Heights, NY 46,14646.1k $2.3m $2.3m 1.54% Reduced -414 -414
19 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 45,90445.9k $2.3m $2.3m 0.04% Added +208 +208
20 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 40,68540.7k $2.0m $2.0m 0.01% First filing
21 CAHILL FINANCIAL ADVISORS INC 0.29% of their portfolio EDINA, MN 35,90335.9k $1.8m $1.8m 0.29% Added +2.4k +2,363
22 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 33,28533.3k $1.7m $1.7m 0.02% Reduced -1.5k -1,469
23 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,22232.2k $1.6m $1.6m 0.01% Added +3.5k +3,528
24 MONEY CONCEPTS CAPITAL CORP 0.16% of their portfolio PALM BEACH GARDENS, FL 31,82031.8k $1.6m $1.6m 0.16% Reduced -86.3k -86,257
25 PFG Advisors 0.11% of their portfolio Phoenix, AZ 30,04830.0k $1.5m $1.5m 0.11% Reduced -3.1k -3,090
26 Cypress Wealth Services, LLC 0.39% of their portfolio PALM DESERT, CA 29,13429.1k $1.5m $1.5m 0.39% Added +816 +816
27 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 28,60328.6k $1.4m $1.4m 0.01% Reduced -210 -210
28 DB Wealth Management Group, LLC 0.87% of their portfolio SAN DIEGO, CA 28,57828.6k $1.4m $1.4m 0.87% Reduced -4.1k -4,068
29 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 27,89327.9k $1.4m $1.4m 0.01% Reduced -2.0k -1,976
30 Heartwood Wealth Advisors LLC 0.19% of their portfolio RICHMOND, VA 26,46926.5k $1.3m $1.3m 0.19% Added +2.0k +1,986
31 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 25,78725.8k $1.3m $1.3m 0.06% Reduced -4.1k -4,118
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 25,43025.4k $1.3m $1.3m 0.00% Reduced -3.3k -3,329
33 Investors Research Corp 0.32% of their portfolio ATLANTA, GA 25,42625.4k $1.3m $1.3m 0.32% Reduced -2.8k -2,772
34 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 25,09425.1k $1.3m $1.3m 0.00% Added +14.5k +14,489
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 23,85823.9k $1.2m $1.2m 0.01% Reduced -69 -69
36 Gateway Advisory, LLC 0.25% of their portfolio WESTFIELD, NJ 23,23823.2k $1.2m $1.2m 0.25% Reduced -93 -93
37 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 23,10023.1k $1.2m $1.2m 0.01% Added +1.3k +1,294
38 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 21,40721.4k $1.1m $1.1m 0.01% Reduced -407 -407
39 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 20,36720.4k $1.0m $1.0m 0.01% Added +1.6k +1,637
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 18,77918.8k $938.4k $938.4k 0.00% Reduced -356 -356
41 Great Diamond Partners, LLC 0.24% of their portfolio Portland, ME 18,50118.5k $924.5k $924.5k 0.24% Reduced -273 -273
42 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 17,69717.7k $884.3k $884.3k 0.04% Added +909 +909
43 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 17,35617.4k $867.3k $867.3k 0.07% Reduced -17.9k -17,898
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,94016.9k $846.5k $846.5k 0.00% Reduced -4.4k -4,391
45 Madden Advisory Services, Inc. 0.50% of their portfolio Jacksonville, FL 15,56415.6k $777.7k $777.7k 0.50% Added +3 +3
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,38115.4k $768.6k $768.6k 0.00% New
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 13,06713.1k $653.0k $653.0k 0.00% Added +1.1k +1,057
48 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 12,58712.6k $629.0k $629.0k 0.03% New
49 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,32112.3k $615.7k $615.7k 0.00% Reduced -6.7k -6,744
50 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 11,33811.3k $566.5k $566.5k 0.01% Reduced -5.7k -5,676
51 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 11,16111.2k $557.7k $557.7k 0.00% Added +194 +194
52 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 10,51510.5k $525.4k $525.4k 0.01% Added +200 +200
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 10,06510.1k $503.0k $503.0k 0.00% Reduced -20.9k -20,947
54 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,6009.6k $479.7k $479.7k 0.00% Reduced -1.5k -1,546
55 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 9,5639.6k $477.9k $477.9k 0.02% Reduced -1.3k -1,344
56 First PREMIER Bank 0.13% of their portfolio SIOUX FALLS, SD 9,2309.2k $461.0k $461.0k 0.13% Unchanged
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,2039.2k $459.9k $459.9k 0.00% Added +104 +104
58 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 9,2039.2k $459.9k $459.9k 0.00% Reduced -7.5k -7,461
59 Ironsides Asset Advisors, LLC 0.19% of their portfolio ROCKY MOUNT, NC 8,8018.8k $440.0k $440.0k 0.19% Unchanged
60 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,5348.5k $426.4k $426.4k 0.00% Reduced -17.5k -17,479
61 Simmons Bank 0.04% of their portfolio Pine Bluff, AR 8,4338.4k $421.4k $421.4k 0.04% Unchanged
62 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 8,1598.2k $407.7k $407.7k 0.01% Reduced -1.7k -1,655
63 Keystone Financial Group 0.07% of their portfolio LEXINGTON, KY 7,8587.9k $392.7k $392.7k 0.07% First filing
64 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 7,7417.7k $387.0k $387.0k 0.05% Added +47 +47
65 Retirement Group, LLC 0.16% of their portfolio SAN DIEGO, CA 7,7257.7k $386.0k $386.0k 0.16% Unchanged
66 Strategic Financial Concepts, LLC 0.14% of their portfolio SAN ANTONIO, TX 7,6277.6k $381.1k $381.1k 0.14% Reduced -69 -69
67 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 7,5987.6k $379.7k $379.7k 0.01% Reduced -57 -57
68 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 7,4707.5k $373.3k $373.3k 0.02% Reduced -834 -834
69 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 7,2977.3k $364.6k $364.6k 0.02% Reduced -138 -138
70 SWEENEY & MICHEL, LLC 0.19% of their portfolio CHICO, CA 7,2737.3k $370.4k $370.4k 0.19% Added +72 +72
71 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,2717.3k $363.3k $363.3k 0.00% Added +6 +6
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 7,0317.0k $351.4k $351.4k 0.03% Reduced -1.7k -1,709
73 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,9987.0k $349.7k $349.7k 0.00% Added +1.2k +1,232
74 GILL CAPITAL PARTNERS, LLC 0.15% of their portfolio DENVER, CO 6,9897.0k $349.2k $349.2k 0.15% Unchanged
75 Pinnacle Bancorp, Inc. 0.11% of their portfolio BEATRICE, NE 6,7006.7k $334.8k $334.8k 0.11% Unchanged
76 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 6,6526.7k $332.4k $332.4k 0.01% First filing
77 Clarus Group, Inc. 0.23% of their portfolio HOUSTON, TX 6,2096.2k $310.3k $310.3k 0.23% New
78 Dana Investment Advisors, Inc. 0.02% of their portfolio BROOKFIELD, WI 6,1536.2k $307.5k $307.5k 0.02% Unchanged
79 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 6,0696.1k $303.3k $303.3k 0.01% Unchanged
80 Texas Yale Capital Corp. 0.01% of their portfolio ST. PETERSBURG, FL 5,7505.8k $287.3k $287.3k 0.01% Unchanged
81 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 5,6545.7k $282.5k $282.5k 0.01% Added +1.4k +1,370
82 Redwood Financial Network Corp 0.26% of their portfolio SOLON, OH 5,5715.6k $278.4k $278.4k 0.26% Unchanged
83 BTS Asset Management, Inc. 0.14% of their portfolio Lincoln, MA 5,5385.5k $276.7k $276.7k 0.14% Added +391 +391
84 Altus Wealth Group LLC 0.17% of their portfolio COLORADO SPRINGS, CO 5,5355.5k $276.6k $276.6k 0.17% Reduced -123 -123
85 PFG Investments, LLC 0.05% of their portfolio WOODBURY, NY 5,3735.4k $268.5k $268.5k 0.05% Added +34 +34
86 WEALTHSOURCE PARTNERS, LLC 0.02% of their portfolio SAN LUIS OBISPO, CA 5,2215.2k $260.9k $260.9k 0.02% Added +57 +57
87 Triumph Capital Management 0.12% of their portfolio DENVER, CO 5,1555.2k $257.6k $257.6k 0.12% New
88 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 4,8954.9k $244.6k $244.6k 0.00% New
89 Convergence Financial, LLC 0.15% of their portfolio COLUMBIA, MO 4,8894.9k $244.3k $244.3k 0.15% Unchanged
90 Endurance Wealth Management, Inc. 0.03% of their portfolio Providence, RI 4,7834.8k $239.0k $239.0k 0.03% Unchanged
91 Well Done, LLC 0.05% of their portfolio HOLLAND, MI 4,6734.7k $233.5k $233.5k 0.05% Added +5 +5
92 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 4,6484.6k $232.3k $232.3k 0.02% New
93 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,6354.6k $231.6k $231.6k 0.01% Reduced -35 -35
94 Pacific Sun Financial Corp 0.15% of their portfolio LOS ANGELES, CA 4,4604.5k $228.4k $228.4k 0.15% First filing
95 Hudock, Inc. 0.05% of their portfolio Williamsport, PA 4,4594.5k $222.8k $222.8k 0.05% Added +9 +9
96 MKT Advisors LLC 0.16% of their portfolio CARLSBAD, CA 4,4184.4k $228.2k $228.2k 0.16% Unchanged
97 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 4,3444.3k $217.1k $217.1k 0.01% Reduced -10.2k -10,226
98 TIAA, FSB 0.00% of their portfolio ST. LOUIS, MO 4,2704.3k $213.4k $213.4k 0.00% Unchanged
99 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,2504.2k $212.4k $212.4k 0.00% Unchanged
100 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 4,1654.2k $208.1k $208.1k 0.03% Unchanged