Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

147 institutional holders -3 vs Q4 2022
8,892,5768.9m shares reported held*
$453.6mreported value*
14 new 46 added 34 reduced 14 sold out net bought ≈ $10.8m (+243.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.01.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 139Q4 22: 150Q1 23: 147147Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 48 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226153
Q1 20236048

Biggest buyers

Stratos Wealth Advisors, LLC New +141,147+141.1k
MONEY CONCEPTS CAPITAL CORP Added +86,367+86.4k
LPL Financial LLC Added +70,777+70.8k
Integrated Wealth Concepts LLC Added +39,497+39.5k
Visionary Wealth Advisors New +35,254+35.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +27,688+27.7k
STIFEL FINANCIAL CORP Added +24,909+24.9k
GOLDMAN SACHS GROUP INC Added +24,428+24.4k
AMERIPRISE FINANCIAL INC Added +22,080+22.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +21,331+21.3k

Biggest sellers

Del-Sette Capital Management, LLC Reduced -220,422-220.4k
UBS Group AG Reduced -63,642-63.6k
BANK OF AMERICA CORP /DE/ Reduced -26,929-26.9k
Triumph Capital Management Sold out -12,528-12.5k
LEVEL FOUR ADVISORY SERVICES, LLC Reduced -12,085-12.1k
Private Advisor Group, LLC Reduced -8,607-8.6k
WELLS FARGO & COMPANY/MN Reduced -7,824-7.8k
TRANSCEND CAPITAL ADVISORS, LLC Sold out -6,841-6.8k
CALTON & ASSOCIATES, INC. Sold out -5,963-6.0k
Good Life Advisors, LLC Sold out -3,939-3.9k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,773,1831.8m $90.8m $90.8m 0.01% Added +14.9k +14,921
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,512,4351.5m $77.4m $77.4m 0.01% Reduced -26.9k -26,929
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,064,3351.1m $54.5m $54.5m 0.02% Reduced -7.8k -7,824
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 471,614471.6k $24.1m $24.1m 0.01% Reduced -63.6k -63,642
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.10% of their portfolio IRVING, TX 347,904347.9k $17.8m $17.8m 0.10% Added +13.4k +13,434
6 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 333,667333.7k $17.1m $17.1m 0.04% Added +27.7k +27,688
7 Del-Sette Capital Management, LLC 15.66% of their portfolio SCHENECTADY, NY 310,692310.7k $15.9m $15.9m 15.66% Reduced -220.4k -220,422
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 309,966310.0k $15.9m $15.9m 0.00% Reduced -2.3k -2,292
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 267,162267.2k $13.7m $13.7m 0.01% Added +70.8k +70,777
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 190,495190.5k $9.8m $9.8m 0.00% Added +22.1k +22,080
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 189,589189.6k $9.7m $9.7m 0.01% Added +9.6k +9,581
12 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 172,969173.0k $8.9m $8.9m 0.02% Reduced -994 -994
13 MTM FINANCIAL GROUP, LLC 7.51% of their portfolio BETHLEHEM, PA 166,804166.8k $8.5m $8.5m 7.51% Added +582 +582
14 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 165,110165.1k $8.5m $8.5m 0.03% Added +333 +333
15 Stratos Wealth Advisors, LLC 0.56% of their portfolio BEACHWOOD, OH 141,147141.1k $7.2m $7.2m 0.56% New
16 MONEY CONCEPTS CAPITAL CORP 0.25% of their portfolio PALM BEACH GARDENS, FL 118,077118.1k $4.4m $4.4m 0.25% Added +86.4k +86,367
17 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 88,76888.8k $4.5m $4.5m 0.01% Added +24.9k +24,909
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 82,22582.2k $4.2m $4.2m 0.01% Added +3.9k +3,945
19 Joseph P. Lucia & Associates, LLC 1.66% of their portfolio Yorktown Heights, NY 46,56046.6k $2.4m $2.4m 1.66% Added +9.0k +9,031
20 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 45,69645.7k $2.3m $2.3m 0.05% Added +39.5k +39,497
21 Visionary Wealth Advisors 0.15% of their portfolio O'FALLON, IL 35,25435.3k $1.8m $1.8m 0.15% New
22 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 34,75434.8k $1.8m $1.8m 0.03% Added +2.0k +1,992
23 CAHILL FINANCIAL ADVISORS INC 0.30% of their portfolio EDINA, MN 33,54033.5k $1.7m $1.7m 0.30% Reduced -319 -319
24 PFG Advisors 0.14% of their portfolio Phoenix, AZ 33,13833.1k $1.7m $1.7m 0.14% Added +2.7k +2,705
25 DB Wealth Management Group, LLC 1.05% of their portfolio SAN DIEGO, CA 32,64632.6k $1.7m $1.7m 1.05% Reduced -139 -139
26 Mariner, LLC 0.00% of their portfolio Overland Park, KS 31,01231.0k $1.6m $1.6m 0.00% Reduced -90 -90
27 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 29,90529.9k $1.5m $1.5m 0.09% Added +591 +591
28 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 29,86929.9k $1.5m $1.5m 0.02% Added +923 +923
29 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 28,81328.8k $1.5m $1.5m 0.02% Reduced -708 -708
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 28,75928.8k $1.5m $1.5m 0.00% Added +24.4k +24,428
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 28,69428.7k $1.5m $1.5m 0.01% Added +430 +430
32 Cypress Wealth Services, LLC 0.42% of their portfolio PALM DESERT, CA 28,31828.3k $1.4m $1.4m 0.42% Added +7.3k +7,291
33 Investors Research Corp 0.38% of their portfolio ATLANTA, GA 28,19828.2k $1.4m $1.4m 0.38% Reduced -137 -137
34 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 26,01326.0k $1.3m $1.3m 0.01% Reduced -8.6k -8,607
35 Heartwood Wealth Advisors LLC 0.19% of their portfolio RICHMOND, VA 24,48324.5k $1.3m $1.3m 0.19% Added +4.2k +4,216
36 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 23,92723.9k $1.2m $1.2m 0.01% Added +56 +56
37 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 23,89923.9k $1.2m $1.2m 0.02% Reduced -158 -158
38 Gateway Advisory, LLC 0.27% of their portfolio WESTFIELD, NJ 23,33123.3k $1.2m $1.2m 0.27% Reduced -287 -287
39 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 21,81421.8k $1.1m $1.1m 0.02% Added +6.7k +6,749
40 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 21,80621.8k $1.1m $1.1m 0.01% Reduced -384 -384
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,33121.3k $1.1m $1.1m 0.00% New
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,13519.1k $979.7k $979.7k 0.00% Reduced -1.7k -1,653
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,06519.1k $976.1k $976.1k 0.00% Added +4.2k +4,168
44 Great Diamond Partners, LLC 0.28% of their portfolio Portland, ME 18,77418.8k $961.2k $961.2k 0.28% Reduced -248 -248
45 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 18,73018.7k $959.0k $959.0k 0.01% Added +480 +480
46 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,01417.0k $871.1k $871.1k 0.01% Added +228 +228
47 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 16,78816.8k $859.6k $859.6k 0.04% Added +868 +868
48 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,66416.7k $853.2k $853.2k 0.00% Reduced -478 -478
49 Madden Advisory Services, Inc. 0.56% of their portfolio Jacksonville, FL 15,56115.6k $796.7k $796.7k 0.56% Added +2 +2
50 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 14,57014.6k $746.0k $746.0k 0.02% Reduced -92 -92
51 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,01012.0k $614.9k $614.9k 0.00% Added +342 +342
52 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,14611.1k $570.7k $570.7k 0.00% Reduced -174 -174
53 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 10,96711.0k $561.5k $561.5k 0.00% Reduced -1.5k -1,456
54 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 10,90710.9k $558.5k $558.5k 0.02% Added +4 +4
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,60510.6k $540.0k $540.0k 0.00% Reduced -206 -206
56 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 10,31510.3k $528.1k $528.1k 0.01% Added +730 +730
57 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 9,8149.8k $502.5k $502.5k 0.02% New
58 First PREMIER Bank 0.14% of their portfolio SIOUX FALLS, SD 9,2309.2k $473.0k $473.0k 0.14% Unchanged
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,0999.1k $465.7k $465.7k 0.00% Added +6.4k +6,420
60 Ironsides Asset Advisors, LLC 0.20% of their portfolio ROCKY MOUNT, NC 8,8018.8k $450.6k $450.6k 0.20% Unchanged
61 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 8,7408.7k $447.5k $447.5k 0.05% Added +2.1k +2,087
62 Simmons Bank 0.04% of their portfolio Pine Bluff, AR 8,4338.4k $431.8k $431.8k 0.04% Reduced -350 -350
63 LEVEL FOUR ADVISORY SERVICES, LLC 0.03% of their portfolio DALLAS, TX 8,3048.3k $425.2k $425.2k 0.03% Reduced -12.1k -12,085
64 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 8,1328.1k $416.0k $416.0k 0.01% Added +8.1k +8,131
65 Retirement Group, LLC 0.18% of their portfolio SAN DIEGO, CA 7,7257.7k $396.0k $396.0k 0.18% Added +2.2k +2,225
66 Strategic Financial Concepts, LLC 0.16% of their portfolio SAN ANTONIO, TX 7,6967.7k $394.0k $394.0k 0.16% First filing
67 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 7,6947.7k $394.0k $394.0k 0.05% Added +82 +82
68 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 7,6557.7k $391.9k $391.9k 0.01% Reduced -834 -834
69 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 7,4357.4k $380.7k $380.7k 0.02% Reduced -40 -40
70 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,2657.3k $372.0k $372.0k 0.00% Reduced -2.1k -2,066
71 SWEENEY & MICHEL, LLC 0.19% of their portfolio CHICO, CA 7,2017.2k $351.3k $351.3k 0.19% First filing
72 GILL CAPITAL PARTNERS, LLC 0.16% of their portfolio DENVER, CO 6,9897.0k $357.8k $357.8k 0.16% Added +2.2k +2,184
73 Gotham Asset Management, LLC 0.01% of their portfolio NEW YORK, NY 6,9767.0k $357.2k $357.2k 0.01% Added +2.9k +2,911
74 Pinnacle Bancorp, Inc. 0.13% of their portfolio BEATRICE, NE 6,7006.7k $343.0k $343.0k 0.13% Unchanged
75 Dana Investment Advisors, Inc. 0.02% of their portfolio BROOKFIELD, WI 6,1536.2k $315.0k $315.0k 0.02% Unchanged
76 FMR LLC 0.00% of their portfolio BOSTON, MA 6,1526.2k $315.0k $315.0k 0.00% Added +1.2k +1,216
77 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 6,0696.1k $310.7k $310.7k 0.01% Added +2.4k +2,399
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,7665.8k $295.2k $295.2k 0.00% Reduced -983 -983
79 Texas Yale Capital Corp. 0.01% of their portfolio ST. PETERSBURG, FL 5,7505.8k $294.4k $294.4k 0.01% Unchanged
80 Altus Wealth Group LLC 0.20% of their portfolio COLORADO SPRINGS, CO 5,6585.7k $289.7k $289.7k 0.20% Unchanged
81 Redwood Financial Network Corp 0.29% of their portfolio SOLON, OH 5,5715.6k $285.2k $285.2k 0.29% Unchanged
82 PFG Investments, LLC 0.06% of their portfolio WOODBURY, NY 5,3395.3k $273.4k $273.4k 0.06% First filing
83 WEALTHSOURCE PARTNERS, LLC 0.02% of their portfolio SAN LUIS OBISPO, CA 5,1645.2k $264.4k $264.4k 0.02% Added +56 +56
84 BTS Asset Management, Inc. 0.15% of their portfolio Lincoln, MA 5,1475.1k $263.5k $263.5k 0.15% Unchanged
85 Convergence Financial, LLC 0.18% of their portfolio COLUMBIA, MO 4,8894.9k $250.3k $250.3k 0.18% Unchanged
86 Endurance Wealth Management, Inc. 0.03% of their portfolio Providence, RI 4,7834.8k $245.0k $245.0k 0.03% Unchanged
87 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 4,6954.7k $240.4k $240.4k 0.03% Added +254 +254
88 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,6704.7k $239.1k $239.1k 0.01% Reduced -686 -686
89 Well Done, LLC 0.05% of their portfolio HOLLAND, MI 4,6684.7k $239.0k $239.0k 0.05% Added +5 +5
90 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 4,4564.5k $228.0k $228.0k 0.01% New
91 Hudock, Inc. 0.06% of their portfolio Williamsport, PA 4,4504.5k $227.8k $227.8k 0.06% Reduced -1.2k -1,238
92 MKT Advisors LLC 0.17% of their portfolio CARLSBAD, CA 4,4184.4k $225.5k $225.5k 0.17% Unchanged
93 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 4,2844.3k $219.3k $219.3k 0.01% Added +2.6k +2,650
94 HENGEHOLD CAPITAL MANAGEMENT LLC 0.03% of their portfolio CINCINNATI, OH 4,2844.3k $219.3k $219.3k 0.03% Reduced -1.2k -1,158
95 TIAA, FSB 0.00% of their portfolio ST. LOUIS, MO 4,2704.3k $218.6k $218.6k 0.00% Unchanged
96 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,2504.2k $217.6k $217.6k 0.00% Unchanged
97 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 4,1654.2k $213.2k $213.2k 0.03% Unchanged
98 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,1074.1k $210.3k $210.3k 0.00% New
99 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 4,0484.0k $207.3k $207.3k 0.03% New
100 COZAD ASSET MANAGEMENT INC 0.03% of their portfolio CHAMPAIGN, IL 3,9453.9k $202.0k $202.0k 0.03% Unchanged