Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

150 institutional holders +11 vs Q3 2022
8,720,1768.7m shares reported held*
$448.6mreported value*
21 new 40 added 43 reduced 10 sold out net bought ≈ $14.5m (+282.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($222.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.44.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 139Q4 22: 150150Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022139
Q4 2022150

Biggest buyers

Del-Sette Capital Management, LLC Added +176,939+176.9k
MORGAN STANLEY Added +150,393+150.4k
RAYMOND JAMES & ASSOCIATES Added +71,513+71.5k
UBS Group AG Added +64,875+64.9k
STIFEL FINANCIAL CORP Added +27,787+27.8k
WELLS FARGO & COMPANY/MN Added +22,392+22.4k
LEVEL FOUR ADVISORY SERVICES, LLC New +20,389+20.4k
CITADEL ADVISORS LLC New +14,897+14.9k
Triumph Capital Management New +12,528+12.5k
UNITED CAPITAL FINANCIAL ADVISORS, LLC Added +8,280+8.3k

Biggest sellers

LPL Financial LLC Reduced -52,088-52.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -45,435-45.4k
ROYAL BANK OF CANADA Reduced -42,544-42.5k
JANE STREET GROUP, LLC Sold out -38,295-38.3k
BANK OF AMERICA CORP /DE/ Reduced -31,310-31.3k
Cambridge Investment Research Advisors, Inc. Reduced -25,245-25.2k
GOLDMAN SACHS GROUP INC Reduced -16,044-16.0k
Stratos Wealth Partners, LTD. Reduced -13,407-13.4k
OSAIC HOLDINGS, INC. Reduced -12,018-12.0k
Tower Research Capital LLC (TRC) Reduced -10,876-10.9k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,758,2621.8m $90.4m $90.4m 0.01% Added +150.4k +150,393
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,539,3641.5m $79.2m $79.2m 0.01% Reduced -31.3k -31,310
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,072,1591.1m $55.2m $55.2m 0.02% Added +22.4k +22,392
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 535,256535.3k $27.5m $27.5m 0.01% Added +64.9k +64,875
5 Del-Sette Capital Management, LLC 28.07% of their portfolio SCHENECTADY, NY 531,114531.1k $27.3m $27.3m 28.07% Added +176.9k +176,939
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.10% of their portfolio IRVING, TX 334,470334.5k $17.2m $17.2m 0.10% Added +8.3k +8,280
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 312,258312.3k $16.1m $16.1m 0.00% Reduced -42.5k -42,544
8 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 305,979306.0k $15.7m $15.7m 0.04% Added +6.4k +6,414
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 196,385196.4k $10.1m $10.1m 0.01% Reduced -52.1k -52,088
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 180,008180.0k $9.3m $9.3m 0.01% Added +71.5k +71,513
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 173,963174.0k $8.9m $8.9m 0.02% Reduced -4.3k -4,299
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 168,415168.4k $8.7m $8.7m 0.00% Reduced -4.5k -4,530
13 MTM FINANCIAL GROUP, LLC 7.46% of their portfolio BETHLEHEM, PA 166,222166.2k $8.6m $8.6m 7.46% Reduced -613 -613
14 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 164,777164.8k $8.5m $8.5m 0.03% Reduced -5.4k -5,368
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 78,28078.3k $4.0m $4.0m 0.01% Reduced -12.0k -12,018
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 63,85963.9k $3.3m $3.3m 0.00% Added +27.8k +27,787
17 Joseph P. Lucia & Associates, LLC 1.45% of their portfolio Yorktown Heights, NY 37,52937.5k $1.9m $1.9m 1.45% Added +3.1k +3,122
18 Laurel Wealth Advisors, Inc. 0.18% of their portfolio SOLANA BEACH, CA 36,42236.4k $1.9m $1.9m 0.18% Added +67 +67
19 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 34,62034.6k $1.8m $1.8m 0.05% Reduced -9.4k -9,378
20 CAHILL FINANCIAL ADVISORS INC 0.33% of their portfolio EDINA, MN 33,85933.9k $1.7m $1.7m 0.33% Added +841 +841
21 DB Wealth Management Group, LLC 1.09% of their portfolio SAN DIEGO, CA 32,78532.8k $1.7m $1.7m 1.09% Reduced -2.8k -2,815
22 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 32,76232.8k $1.7m $1.7m 0.03% Reduced -845 -845
23 MONEY CONCEPTS CAPITAL CORP 0.07% of their portfolio PALM BEACH GARDENS, FL 31,71031.7k $1.6m $1.6m 0.07% Added +1.1k +1,075
24 Mariner, LLC 0.01% of their portfolio Overland Park, KS 31,10231.1k $1.6m $1.6m 0.01% Reduced -169 -169
25 PFG Advisors 0.15% of their portfolio Phoenix, AZ 30,43330.4k $1.6m $1.6m 0.15% Reduced -2.1k -2,150
26 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 29,52129.5k $1.5m $1.5m 0.02% Reduced -40 -40
27 Apollon Wealth Management, LLC 0.11% of their portfolio MOUNT PLEASANT, SC 29,31429.3k $1.5m $1.5m 0.11% Added +114 +114
28 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 28,94628.9k $1.5m $1.5m 0.02% Reduced -4.3k -4,258
29 Investors Research Corp 0.39% of their portfolio ATLANTA, GA 28,33528.3k $1.5m $1.5m 0.39% Reduced -267 -267
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 28,26428.3k $1.5m $1.5m 0.01% Reduced -25.2k -25,245
31 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 24,05724.1k $1.2m $1.2m 0.03% Reduced -38 -38
32 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 23,87123.9k $1.2m $1.2m 0.01% Added +504 +504
33 Gateway Advisory, LLC 0.31% of their portfolio WESTFIELD, NJ 23,61823.6k $1.2m $1.2m 0.31% Reduced -331 -331
34 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 22,19022.2k $1.1m $1.1m 0.01% Reduced -2.4k -2,358
35 Cypress Wealth Services, LLC 0.35% of their portfolio PALM DESERT, CA 21,02721.0k $1.1m $1.1m 0.35% Added +149 +149
36 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,78820.8k $1.1m $1.1m 0.00% Reduced -771 -771
37 LEVEL FOUR ADVISORY SERVICES, LLC 0.08% of their portfolio DALLAS, TX 20,38920.4k $1.0m $1.0m 0.08% New
38 Heartwood Wealth Advisors LLC 0.16% of their portfolio RICHMOND, VA 20,26720.3k $1.0m $1.0m 0.16% Added +819 +819
39 Great Diamond Partners, LLC 0.30% of their portfolio Portland, ME 19,02219.0k $978.5k $978.5k 0.30% Reduced -89 -89
40 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 18,25018.2k $938.8k $938.8k 0.01% Added +1.0k +1,037
41 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 17,14217.1k $882.0k $882.0k 0.00% Added +1.2k +1,174
42 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 16,78616.8k $863.5k $863.5k 0.02% Reduced -1.6k -1,609
43 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 15,92015.9k $818.9k $818.9k 0.04% Reduced -1.3k -1,260
44 Madden Advisory Services, Inc. 0.60% of their portfolio Jacksonville, FL 15,55915.6k $800.4k $800.4k 0.60% Added +3 +3
45 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 15,06515.1k $774.9k $774.9k 0.01% Reduced -1.1k -1,116
46 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,89714.9k $766.3k $766.3k 0.00% New
47 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 14,66214.7k $754.3k $754.3k 0.03% Added +3.3k +3,262
48 Bickling Financial Services, Inc. 0.45% of their portfolio LEXINGTON, MA 14,11614.1k $726.1k $726.1k 0.45% Added +133 +133
49 Triumph Capital Management 0.35% of their portfolio DENVER, CO 12,52812.5k $644.4k $644.4k 0.35% New
50 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 12,42312.4k $639.0k $639.0k 0.01% Reduced -4.8k -4,836
51 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,66811.7k $600.2k $600.2k 0.00% Reduced -871 -871
52 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,32011.3k $582.3k $582.3k 0.00% Added +1.5k +1,528
53 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 10,90310.9k $560.9k $560.9k 0.03% Added +2.0k +2,005
54 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,81110.8k $554.0k $554.0k 0.00% Reduced -131 -131
55 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 9,5859.6k $493.1k $493.1k 0.01% Added +235 +235
56 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 9,3319.3k $480.0k $480.0k 0.00% Added +2.7k +2,681
57 First PREMIER Bank 0.14% of their portfolio SIOUX FALLS, SD 9,2309.2k $475.0k $475.0k 0.14% Unchanged
58 Keystone Financial Group 0.09% of their portfolio LEXINGTON, KY 8,8568.9k $455.5k $455.5k 0.09% Reduced -74 -74
59 Ironsides Asset Advisors, LLC 0.21% of their portfolio ROCKY MOUNT, NC 8,8018.8k $453.0k $453.0k 0.21% Unchanged
60 Simmons Bank 0.04% of their portfolio Pine Bluff, AR 8,7838.8k $451.8k $451.8k 0.04% Reduced -970 -970
61 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 8,4898.5k $436.7k $436.7k 0.01% Added +7 +7
62 Tradition Wealth Management, LLC 0.06% of their portfolio EDINA, MN 7,6127.6k $392.0k $392.0k 0.06% Reduced -433 -433
63 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 7,4757.5k $384.5k $384.5k 0.02% Added +242 +242
64 TRANSCEND CAPITAL ADVISORS, LLC 0.04% of their portfolio MADISON, NJ 6,8416.8k $351.9k $351.9k 0.04% Reduced -6.5k -6,475
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,7496.7k $347.2k $347.2k 0.00% Added +227 +227
66 Pinnacle Bancorp, Inc. 0.13% of their portfolio BEATRICE, NE 6,7006.7k $345.0k $345.0k 0.13% Unchanged
67 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 6,6536.7k $342.3k $342.3k 0.04% Added +395 +395
68 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 6,1996.2k $319.0k $319.0k 0.01% Reduced -269 -269
69 Dana Investment Advisors, Inc. 0.02% of their portfolio BROOKFIELD, WI 6,1536.2k $316.5k $316.5k 0.02% Unchanged
70 CALTON & ASSOCIATES, INC. 0.12% of their portfolio Tampa, FL 5,9636.0k $306.7k $306.7k 0.12% Added +1.5k +1,512
71 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 5,7505.8k $295.8k $295.8k 0.02% Unchanged
72 Hudock, Inc. 0.10% of their portfolio Williamsport, PA 5,6885.7k $292.6k $292.6k 0.10% Reduced -75 -75
73 Altus Wealth Group LLC 0.22% of their portfolio COLORADO SPRINGS, CO 5,6585.7k $291.0k $291.0k 0.22% Reduced -497 -497
74 Redwood Financial Network Corp 0.33% of their portfolio SOLON, OH 5,5715.6k $286.6k $286.6k 0.33% Unchanged
75 Retirement Group, LLC 0.14% of their portfolio SAN DIEGO, CA 5,5005.5k $283.0k $283.0k 0.14% New
76 HENGEHOLD CAPITAL MANAGEMENT LLC 0.04% of their portfolio CINCINNATI, OH 5,4425.4k $279.9k $279.9k 0.04% Added +125 +125
77 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 5,3565.4k $275.6k $275.6k 0.01% Reduced -13.4k -13,407
78 BTS Asset Management, Inc. 0.12% of their portfolio Lincoln, MA 5,1475.1k $272.1k $272.1k 0.12% Reduced -843 -843
79 WEALTHSOURCE PARTNERS, LLC 0.02% of their portfolio SAN LUIS OBISPO, CA 5,1085.1k $262.7k $262.7k 0.02% Added +49 +49
80 FMR LLC 0.00% of their portfolio BOSTON, MA 4,9364.9k $253.9k $253.9k 0.00% Added +2.7k +2,679
81 Convergence Financial, LLC 0.22% of their portfolio COLUMBIA, MO 4,8894.9k $251.5k $251.5k 0.22% Reduced -279 -279
82 GILL CAPITAL PARTNERS, LLC 0.12% of their portfolio DENVER, CO 4,8054.8k $247.2k $247.2k 0.12% Unchanged
83 Endurance Wealth Management, Inc. 0.04% of their portfolio Providence, RI 4,7834.8k $246.0k $246.0k 0.04% Unchanged
84 Well Done, LLC 0.05% of their portfolio HOLLAND, MI 4,6634.7k $239.9k $239.9k 0.05% Added +4 +4
85 Pacific Sun Financial Corp 0.16% of their portfolio LOS ANGELES, CA 4,4604.5k $229.4k $229.4k 0.16% Reduced -40 -40
86 Essex Financial Services, Inc. 0.02% of their portfolio ESSEX, CT 4,4414.4k $228.0k $228.0k 0.02% New
87 MKT Advisors LLC 0.18% of their portfolio CARLSBAD, CA 4,4184.4k $240.9k $240.9k 0.18% Reduced -919 -919
88 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,3314.3k $222.8k $222.8k 0.00% Reduced -16.0k -16,044
89 TIAA, FSB 0.00% of their portfolio ST. LOUIS, MO 4,2704.3k $219.6k $219.6k 0.00% New
90 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,2504.2k $218.6k $218.6k 0.00% New
91 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 4,1654.2k $214.0k $214.0k 0.03% Unchanged
92 Gotham Asset Management, LLC 0.01% of their portfolio NEW YORK, NY 4,0654.1k $209.1k $209.1k 0.01% New
93 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 3,9904.0k $205.2k $205.2k 0.01% New
94 COZAD ASSET MANAGEMENT INC 0.03% of their portfolio CHAMPAIGN, IL 3,9453.9k $202.9k $202.9k 0.03% New
95 Good Life Advisors, LLC 0.03% of their portfolio READING, PA 3,9393.9k $202.7k $202.7k 0.03% New
96 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,7683.8k $193.8k $193.8k 0.00% Unchanged
97 Second Half Financial Partners, LLC 0.13% of their portfolio SEBRING, FL 3,6913.7k $203.7k $203.7k 0.13% New
98 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 3,6703.7k $189.0k $189.0k 0.01% Reduced -2.3k -2,282
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,6792.7k $138.0k $138.0k 0.00% Added +697 +697
100 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 2,6712.7k $137.4k $137.4k 0.00% New