Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

139 institutional holders
8,463,2238.5m shares reported held*
$382.4mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($920.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.18.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,607,8691.6m $72.6m $72.6m 0.01% —
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,570,6741.6m $70.9m $70.9m 0.01% —
3 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,049,7671.0m $47.4m $47.4m 0.02% —
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 470,381470.4k $21.2m $21.2m 0.01% —
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 354,802354.8k $16.0m $16.0m 0.01% —
6 Del-Sette Capital Management, LLC 18.91% of their portfolio SCHENECTADY, NY 354,175354.2k $16.0m $16.0m 18.91% —
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.09% of their portfolio IRVING, TX 326,190326.2k $14.7m $14.7m 0.09% —
8 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 299,565299.6k $13.5m $13.5m 0.03% —
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 248,473248.5k $11.2m $11.2m 0.01% —
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 178,262178.3k $8.1m $8.1m 0.02% —
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 172,945172.9k $7.8m $7.8m 0.00% —
12 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 170,145170.1k $7.7m $7.7m 0.03% —
13 MTM FINANCIAL GROUP, LLC 6.82% of their portfolio BETHLEHEM, PA 166,835166.8k $7.5m $7.5m 6.82% —
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 108,495108.5k $4.9m $4.9m 0.00% —
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 90,29890.3k $4.1m $4.1m 0.01% —
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 53,50953.5k $2.4m $2.4m 0.01% —
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 45,43545.4k $2.1m $2.1m 0.00% —
18 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 43,99844.0k $2.0m $2.0m 0.02% —
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 38,29538.3k $1.7m $1.7m 0.00% —
20 Laurel Wealth Advisors, Inc. 0.18% of their portfolio SOLANA BEACH, CA 36,35536.4k $1.6m $1.6m 0.18% —
21 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 36,27136.3k $1.6m $1.6m 0.01% —
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 36,07236.1k $1.6m $1.6m 0.00% —
23 DB Wealth Management Group, LLC 1.15% of their portfolio SAN DIEGO, CA 35,60035.6k $1.6m $1.6m 1.15% —
24 Joseph P. Lucia & Associates, LLC 1.22% of their portfolio Yorktown Heights, NY 34,40734.4k $1.6m $1.6m 1.22% —
25 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 33,60733.6k $1.5m $1.5m 0.03% —
26 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 33,20433.2k $1.5m $1.5m 0.02% —
27 CAHILL FINANCIAL ADVISORS INC 0.31% of their portfolio EDINA, MN 33,01833.0k $1.5m $1.5m 0.31% —
28 PFG Advisors 0.17% of their portfolio Phoenix, AZ 32,58332.6k $1.5m $1.5m 0.17% —
29 Mariner, LLC 0.01% of their portfolio Overland Park, KS 31,27131.3k $1.4m $1.4m 0.01% —
30 MONEY CONCEPTS CAPITAL CORP 0.08% of their portfolio PALM BEACH GARDENS, FL 30,63530.6k $1.4m $1.4m 0.08% —
31 Federation des caisses Desjardins du Quebec 0.02% of their portfolio LEVIS, A8 29,56129.6k $1.3m $1.3m 0.02% —
32 Apollon Wealth Management, LLC 0.11% of their portfolio MOUNT PLEASANT, SC 29,20029.2k $1.3m $1.3m 0.11% —
33 Investors Research Corp 0.40% of their portfolio ATLANTA, GA 28,60228.6k $1.3m $1.3m 0.40% —
34 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 24,54824.5k $1.1m $1.1m 0.01% —
35 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 24,09524.1k $1.1m $1.1m 0.02% —
36 Gateway Advisory, LLC 0.27% of their portfolio WESTFIELD, NJ 23,94923.9k $1.1m $1.1m 0.27% —
37 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 23,36723.4k $1.1m $1.1m 0.01% —
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 21,55921.6k $974.0k $974.0k 0.00% —
39 Cypress Wealth Services, LLC 0.33% of their portfolio PALM DESERT, CA 20,87820.9k $959.0k $959.0k 0.33% —
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 20,37520.4k $920.0k $920.0k 0.00% —
41 Heartwood Wealth Advisors LLC 0.15% of their portfolio RICHMOND, VA 19,44819.4k $878.0k $878.0k 0.15% —
42 Great Diamond Partners, LLC 0.29% of their portfolio Portland, ME 19,11119.1k $863.0k $863.0k 0.29% —
43 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 18,76318.8k $847.0k $847.0k 0.02% —
44 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 18,39518.4k $831.0k $831.0k 0.02% —
45 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 17,25917.3k $779.0k $779.0k 0.01% —
46 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 17,21317.2k $777.0k $777.0k 0.01% —
47 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 17,18017.2k $776.0k $776.0k 0.04% —
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 16,18116.2k $730.7k $730.7k 0.01% —
49 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 15,96816.0k $721.0k $721.0k 0.00% —
50 Madden Advisory Services, Inc. 0.56% of their portfolio Jacksonville, FL 15,55615.6k $703.0k $703.0k 0.56% —
51 Bickling Financial Services, Inc. 0.43% of their portfolio LEXINGTON, MA 13,98314.0k $632.0k $632.0k 0.43% —
52 TRANSCEND CAPITAL ADVISORS, LLC 0.07% of their portfolio MADISON, NJ 13,31613.3k $601.0k $601.0k 0.07% —
53 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,53912.5k $566.0k $566.0k 0.00% —
54 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 11,40011.4k $515.0k $515.0k 0.02% —
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,94210.9k $494.0k $494.0k 0.00% —
56 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 10,87710.9k $491.0k $491.0k 0.01% —
57 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,7929.8k $442.0k $442.0k 0.00% —
58 Simmons Bank 0.04% of their portfolio Pine Bluff, AR 9,7539.8k $440.0k $440.0k 0.04% —
59 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 9,3509.3k $422.0k $422.0k 0.01% —
60 First PREMIER Bank 0.14% of their portfolio SIOUX FALLS, SD 9,2309.2k $416.0k $416.0k 0.14% —
61 Keystone Financial Group 0.08% of their portfolio LEXINGTON, KY 8,9308.9k $403.0k $403.0k 0.08% —
62 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 8,8988.9k $402.0k $402.0k 0.02% —
63 Ironsides Asset Advisors, LLC 0.18% of their portfolio ROCKY MOUNT, NC 8,8018.8k $397.0k $397.0k 0.18% —
64 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 8,4828.5k $383.0k $383.0k 0.01% —
65 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 8,0458.0k $363.0k $363.0k 0.05% —
66 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 7,2337.2k $326.0k $326.0k 0.02% —
67 American Portfolios Advisors 0.01% of their portfolio HOLBROOK, NY 7,0387.0k $317.8k $317.8k 0.01% —
68 Pinnacle Bancorp, Inc. 0.13% of their portfolio BEATRICE, NE 6,7006.7k $303.0k $303.0k 0.13% —
69 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,6506.7k $300.0k $300.0k 0.00% —
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,5226.5k $295.0k $295.0k 0.00% —
71 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 6,4686.5k $292.0k $292.0k 0.01% —
72 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 6,2586.3k $283.0k $283.0k 0.04% —
73 Altus Wealth Group LLC 0.31% of their portfolio COLORADO SPRINGS, CO 6,1556.2k $314.0k $314.0k 0.31% —
74 Dana Investment Advisors, Inc. 0.02% of their portfolio BROOKFIELD, WI 6,1536.2k $278.0k $278.0k 0.02% —
75 BTS Asset Management, Inc. 1.00% of their portfolio Lincoln, MA 5,9906.0k $318.0k $318.0k 1.00% —
76 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 5,9526.0k $269.0k $269.0k 0.01% —
77 Hudock, Inc. 0.09% of their portfolio Williamsport, PA 5,7635.8k $260.0k $260.0k 0.09% —
78 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 5,7505.8k $260.0k $260.0k 0.02% —
79 Redwood Financial Network Corp 0.29% of their portfolio SOLON, OH 5,5715.6k $252.0k $252.0k 0.29% —
80 MKT Advisors LLC 0.21% of their portfolio CARLSBAD, CA 5,3375.3k $241.0k $241.0k 0.21% —
81 HENGEHOLD CAPITAL MANAGEMENT LLC 0.04% of their portfolio CINCINNATI, OH 5,3175.3k $240.0k $240.0k 0.04% —
82 Advisors Capital Management, LLC 0.01% of their portfolio RIDGEWOOD, NJ 5,3005.3k $274.0k $274.0k 0.01% —
83 Convergence Financial, LLC 0.26% of their portfolio COLUMBIA, MO 5,1685.2k $233.4k $233.4k 0.26% —
84 WEALTHSOURCE PARTNERS, LLC 0.02% of their portfolio SAN LUIS OBISPO, CA 5,0595.1k $228.0k $228.0k 0.02% —
85 GILL CAPITAL PARTNERS, LLC 0.11% of their portfolio DENVER, CO 4,8054.8k $217.0k $217.0k 0.11% —
86 Endurance Wealth Management, Inc. 0.04% of their portfolio Providence, RI 4,7834.8k $216.0k $216.0k 0.04% —
87 Well Done, LLC 0.05% of their portfolio HOLLAND, MI 4,6594.7k $210.0k $210.0k 0.05% —
88 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 4,6444.6k $210.0k $210.0k 0.01% —
89 Pacific Sun Financial Corp 0.14% of their portfolio LOS ANGELES, CA 4,5004.5k $203.0k $203.0k 0.14% —
90 CALTON & ASSOCIATES, INC. 0.12% of their portfolio Tampa, FL 4,4514.5k $201.0k $201.0k 0.12% —
91 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 4,1654.2k $188.0k $188.0k 0.03% —
92 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,7683.8k $169.0k $169.0k 0.00% —
93 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 3,3623.4k $211.0k $211.0k 0.01% —
94 FMR LLC 0.00% of their portfolio BOSTON, MA 2,2572.3k $101.0k $101.0k 0.00% —
95 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 2,1302.1k $96.0k $96.0k 0.00% —
96 Goodman Advisory Group, LLC 0.05% of their portfolio NEEDHAM, MA 1,9952.0k $90.0k $90.0k 0.05% —
97 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,9822.0k $90.0k $90.0k 0.00% —
98 Lee Financial Co 0.01% of their portfolio Dallas, TX 1,6611.7k $75.0k $75.0k 0.01% —
99 Hartford Financial Management Inc. 0.02% of their portfolio WEST HARTFORD, CT 1,3771.4k $62.0k $62.0k 0.02% —
100 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 1,2701.3k $57.0k $57.0k 0.01% —