Vault-13

ALPS ETF TR RIGS

RIVRFRNT STR INC · ETP · CUSIP 00162Q783

44 institutional holders -1 vs Q1 2025
2,573,1052.6m shares reported held*
$59.8mreported value*
2 new 16 added 18 reduced 5 sold out net bought ≈ $12.3m (+530.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.26.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 49Q1 23: 43Q2 23: 49Q3 23: 47Q4 23: 50Q1 24: 45Q2 24: 40Q3 24: 41Q4 24: 50Q1 25: 45Q2 25: 4444Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202243
Q4 202249
Q1 202343
Q2 202349
Q3 202347
Q4 202350
Q1 202445
Q2 202440
Q3 202441
Q4 202450
Q1 202545
Q2 202544

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 22 bought or addedQ3 23: 24 cut or sold outQ4 23: 21 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 24 bought or addedQ1 24: 20 cut or sold outQ2 24: 13 bought or addedQ2 24: 26 cut or sold outQ2 24Q3 24: 18 bought or addedQ3 24: 19 cut or sold outQ4 24: 21 bought or addedQ4 24: 18 cut or sold outQ4 24Q1 25: 23 bought or addedQ1 25: 20 cut or sold outQ2 25: 18 bought or addedQ2 25: 23 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232224
Q4 20232124
Q1 20242420
Q2 20241326
Q3 20241819
Q4 20242118
Q1 20252320
Q2 20251823

Biggest buyers

ALPS ADVISORS INC New +306,430+306.4k
MORGAN STANLEY Added +91,433+91.4k
Prospera Financial Services Inc Added +53,451+53.5k
ROYAL BANK OF CANADA Added +47,633+47.6k
RiverFront Investment Group, LLC Added +26,911+26.9k
ENVESTNET ASSET MANAGEMENT INC Added +15,891+15.9k
TRUIST FINANCIAL CORP Added +15,797+15.8k
ARKANSAS FINANCIAL GROUP, INC. Added +6,400+6.4k
RAYMOND JAMES FINANCIAL INC Added +4,676+4.7k
Kestra Advisory Services, LLC Added +3,334+3.3k

Biggest sellers

LPL Financial LLC Reduced -13,714-13.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,156-11.2k
Claris Financial LLC Reduced -10,007-10.0k
Oregon Pacific Wealth Management, LLC Reduced -2,401-2.4k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,307-2.3k
JFS WEALTH ADVISORS, LLC Sold out -2,281-2.3k
Geneos Wealth Management Inc. Reduced -2,000-2.0k
BANK OF AMERICA CORP /DE/ Sold out -1,751-1.8k
Opal Wealth Advisors, LLC Reduced -1,006-1.0k
Koshinski Asset Management, Inc. Reduced -998-998

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 567,456567.5k $13.2m $13.2m 0.00% Added +91.4k +91,433
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 337,806337.8k $7.9m $7.9m 0.00% Reduced -13.7k -13,714
3 ALPS ADVISORS INC 0.04% of their portfolio Denver, CO 306,430306.4k $7.1m $7.1m 0.04% New
4 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 139,846139.8k $3.3m $3.3m 0.06% Added +53.5k +53,451
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 120,618120.6k $2.8m $2.8m 0.00% Added +15.9k +15,891
6 ARKANSAS FINANCIAL GROUP, INC. 0.43% of their portfolio LITTLE ROCK, AR 119,674119.7k $2.8m $2.8m 0.43% Added +6.4k +6,400
7 RiverFront Investment Group, LLC 0.05% of their portfolio RICHMOND, VA 112,833112.8k $2.6m $2.6m 0.05% Added +26.9k +26,911
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 95,11095.1k $2.2m $2.2m 0.00% Added +47.6k +47,633
9 Meridian Financial Advisors, LLC 1.38% of their portfolio HOLLISTON, MA 91,91891.9k $2.1m $2.1m 1.38% Added +1.9k +1,873
10 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 83,21783.2k $1.9m $1.9m 0.00% Added +15.8k +15,797
11 Savvy Advisors, Inc. 0.12% of their portfolio NEW YORK, NY 77,47677.5k $1.8m $1.8m 0.12% Reduced -468 -468
12 Koshinski Asset Management, Inc. 0.10% of their portfolio DECATUR, IL 57,53157.5k $1.3m $1.3m 0.10% Reduced -998 -998
13 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 50,36550.4k $1.2m $1.2m 0.00% Added +1.1k +1,090
14 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 47,03347.0k $1.1m $1.1m 0.01% Reduced -38 -38
15 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 44,61544.6k $1.0m $1.0m 0.00% Added +2.9k +2,912
16 Oregon Pacific Wealth Management, LLC 0.73% of their portfolio Medford, OR 33,00833.0k $767.6k $767.6k 0.73% Reduced -2.4k -2,401
17 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 31,80231.8k $739.6k $739.6k 0.05% Reduced -69 -69
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 31,21631.2k $725.8k $725.8k 0.00% Added +958 +958
19 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 27,62927.6k $642.5k $642.5k 0.00% Reduced -349 -349
20 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 21,96022.0k $510.7k $510.7k 0.03% Added +937 +937
21 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,00821.0k $488.6k $488.6k 0.00% Added +3.3k +3,334
22 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 20,59220.6k $478.9k $478.9k 0.00% Added +4.7k +4,676
23 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 17,65217.7k $410.5k $410.5k 0.01% Unchanged
24 PFG Advisors 0.02% of their portfolio Phoenix, AZ 16,76416.8k $389.9k $389.9k 0.02% Reduced -413 -413
25 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 16,55116.6k $384.9k $384.9k 0.00% Reduced -35 -35
26 Claris Financial LLC 0.27% of their portfolio GLEN ALLEN, VA 15,65915.7k $364.2k $364.2k 0.27% Reduced -10.0k -10,007
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,04515.0k $350.0k $350.0k 0.00% Reduced -2.3k -2,307
28 Laraway Financial Advisors Inc 0.25% of their portfolio SAINT CLOUD, MN 14,00614.0k $325.7k $325.7k 0.25% Added +4 +4
29 Elevated Capital Advisors, LLC 0.09% of their portfolio SANDY, UT 13,87513.9k $320.5k $320.5k 0.09% Unchanged
30 Opal Wealth Advisors, LLC 0.06% of their portfolio JERICHO, NY 8,5368.5k $198.5k $198.5k 0.06% Reduced -1.0k -1,006
31 YANKCOM Partnership 0.07% of their portfolio Yankton, SD 6,2526.3k $145.4k $145.4k 0.07% Reduced -50 -50
32 MGB Wealth Management, LLC 0.02% of their portfolio ADDISON, TX 2,1122.1k $49.1k $49.1k 0.02% Reduced -203 -203
33 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 2,0002.0k $46.5k $46.5k 0.00% Reduced -2.0k -2,000
34 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 1,5911.6k $37.0k $37.0k 0.00% Reduced -10 -10
35 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,5651.6k $36.4k $36.4k 0.00% New
36 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 799799 $18.6k $18.6k 0.00% First filing
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 595595 $13.8k $13.8k 0.00% Reduced -325 -325
38 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 362362 $8.4k $8.4k 0.00% Added +109 +109
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 250250 $5.8k $5.8k 0.00% Reduced -133 -133
40 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 166166 $3.9k $3.9k 0.00% Unchanged
41 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9393 $2.2k $2.2k 0.00% Unchanged
42 EVOLUTION WEALTH MANAGEMENT INC. 0.00% of their portfolio FORT MYERS, FL 8888 $2.0k $2.0k 0.00% First filing
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $12 $12 0.00% Unchanged
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged