Vault-13

ALPS ETF TR BFOR

BARRONS 400 ETF · ETP · CUSIP 00162Q726

43 institutional holders +2 vs Q1 2026
974,090974.1k shares reported held*
$88.1mreported value*
4 new 12 added 11 reduced 2 sold out net bought ≈ $3.7m (+91.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.43. Options: 2 managers hold calls ($707.6k notional), 1 hold puts ($28.7k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 27Q4 22: 31Q1 23: 25Q2 23: 28Q3 23: 30Q4 23: 33Q1 24: 36Q2 24: 33Q3 24: 38Q4 24: 44Q1 25: 38Q2 25: 39Q3 25: 40Q4 25: 38Q1 26: 41Q2 26: 4343Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202227
Q4 202231
Q1 202325
Q2 202328
Q3 202330
Q4 202333
Q1 202436
Q2 202433
Q3 202438
Q4 202444
Q1 202538
Q2 202539
Q3 202540
Q4 202538
Q1 202641
Q2 202643

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 17 bought or addedQ3 24: 8 cut or sold outQ4 24: 16 bought or addedQ4 24: 6 cut or sold outQ4 24Q1 25: 8 bought or addedQ1 25: 19 cut or sold outQ2 25: 10 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 15 bought or addedQ3 25: 10 cut or sold outQ4 25: 16 bought or addedQ4 25: 12 cut or sold outQ4 25Q1 26: 17 bought or addedQ1 26: 8 cut or sold outQ2 26: 16 bought or addedQ2 26: 13 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024178
Q4 2024166
Q1 2025819
Q2 20251013
Q3 20251510
Q4 20251612
Q1 2026178
Q2 20261613

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 25 calls: $243.6kQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $420.0kQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $423.3kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $707.6kQ2 26 puts: $28.7kQ2 26P/C 0.04
Numbers
QuarterCallsPutsP/C
Q3 2025$243.6k$00.00
Q4 2025$420.0k$00.00
Q1 2026$423.3k$00.00
Q2 2026$707.6k$28.7k0.04

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +59,885+59.9k
Veltria Advisors Corp. Added +34,554+34.6k
Texas Yale Capital Corp. Added +17,310+17.3k
JONES FINANCIAL COMPANIES LLLP Added +10,987+11.0k
Trilogy Capital Inc. Added +7,908+7.9k
WELLS FARGO & COMPANY/MN Added +7,040+7.0k
Aspire Capital Advisors LLC New +6,647+6.6k
Cambridge Investment Research Advisors, Inc. Added +2,843+2.8k
MORGAN STANLEY Added +2,742+2.7k
IHT Wealth Management, LLC New +2,431+2.4k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -28,738-28.7k
NATIONAL BANK OF CANADA /FI/ Sold out -19,300-19.3k
GTS SECURITIES LLC Reduced -13,020-13.0k
RAYMOND JAMES FINANCIAL INC Reduced -1,192-1.2k
Sanctuary Advisors, LLC Reduced -936-936
LPL Financial LLC Reduced -798-798
BANTAMAC CAPITAL, LLC Reduced -767-767
UBS Group AG Reduced -557-557
RMR Capital Management, LLC Reduced -195-195
OSAIC HOLDINGS, INC. Reduced -167-167

Biggest calls

CITADEL ADVISORS LLC Added $535.5k5.6k shares
Belvedere Trading LLC New $172.1k1.8k shares

Biggest puts

Belvedere Trading LLC New $28.7k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 486,188486.2k $46.5m $46.5m 0.00% Added +2.7k +2,742
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 118,198118.2k $11.3m $11.3m 0.00% Added +59.9k +59,885
3 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 86,39186.4k $8.2m $8.2m 0.00% Added +11.0k +10,987
4 Veltria Advisors Corp. 3.38% of their portfolio MIAMI, FL 46,07246.1k $1.1m $1.1m 3.38% Added +34.6k +34,554
5 Trilogy Capital Inc. 0.16% of their portfolio IRVINE, CA 43,99944.0k $4.2m $4.2m 0.16% Added +7.9k +7,908
6 Texas Yale Capital Corp. 0.01% of their portfolio ST. PETERSBURG, FL 23,08023.1k $551.7k $551.7k 0.01% Added +17.3k +17,310
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 15,91615.9k $1.5m $1.5m 0.00% Added +7.0k +7,040
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 13,32513.3k $1.3m $1.3m 0.00% Reduced -798 -798
9 Alteri Wealth LLC 0.35% of their portfolio WESTLAKE VILLAGE, CA 13,12313.1k $1.3m $1.3m 0.35% Added +356 +356
10 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 11,48711.5k $1.1m $1.1m 0.01% Reduced -936 -936
11 RMR Capital Management, LLC 0.73% of their portfolio Tustin, CA 11,10711.1k $1.1m $1.1m 0.73% Reduced -195 -195
12 BANTAMAC CAPITAL, LLC 0.68% of their portfolio CHICAGO, IL 10,00010.0k $956.2k $956.2k 0.68% Reduced -767 -767
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,6019.6k $918.0k $918.0k 0.00% Reduced -557 -557
14 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 8,4758.5k $810.4k $810.4k 0.00% Unchanged
15 Aspire Capital Advisors LLC 0.12% of their portfolio SEATTLE, WA 6,6476.6k $635.6k $635.6k 0.12% New
16 FMR LLC 0.00% of their portfolio BOSTON, MA 6,0146.0k $575.1k $575.1k 0.00% Added +508 +508
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,6865.7k $544.0k $544.0k 0.00% Added +2.8k +2,843
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,2525.3k $502.2k $502.2k 0.00% Reduced -167 -167
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 4,2654.3k $407.8k $407.8k 0.00% Unchanged
20 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 4,1924.2k $400.8k $400.8k 0.01% Added +12 +12
21 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 4,1084.1k $392.8k $392.8k 0.00% Reduced -1.2k -1,192
22 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 3,8723.9k $370.2k $370.2k 0.01% Reduced -13.0k -13,020
23 CWA Asset Management Group, LLC 0.01% of their portfolio NAPLES, FL 3,5003.5k $334.7k $334.7k 0.01% Unchanged
24 Asset Dedication, LLC 0.02% of their portfolio SAN FRANCISCO, CA 3,2363.2k $309.4k $309.4k 0.02% Unchanged
25 Sensible Money, LLC 0.08% of their portfolio SCOTTSDALE, AZ 3,2363.2k $309.4k $309.4k 0.08% Unchanged
26 Huntleigh Advisors, Inc. 0.04% of their portfolio ST. LOUIS, MO 3,1973.2k $305.7k $305.7k 0.04% Unchanged
27 Orange Investment Advisors, Inc. 0.03% of their portfolio GOSHEN, NY 3,0003.0k $286.9k $286.9k 0.03% Unchanged
28 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 2,9012.9k $277.4k $277.4k 0.00% Added +203 +203
29 RVW Wealth, LLC 0.02% of their portfolio LOS ANGELES, CA 2,8992.9k $277.2k $277.2k 0.02% Unchanged
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 2,5092.5k $239.9k $239.9k 0.00% Reduced -28.7k -28,738
31 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 2,4312.4k $232.4k $232.4k 0.01% New
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,3352.3k $223.0k $223.0k 0.00% Unchanged
33 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 2,2002.2k $210.4k $210.4k 0.01% Unchanged
34 Caption Management, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 2,0002.0k $191.2k $191.2k 0.01% New
35 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1,4861.5k $142.1k $142.1k 0.00% New
36 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0001.0k $95.6k $95.6k 0.00% Unchanged
37 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 750750 $71.7k $71.7k 0.00% Unchanged
38 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 133133 $12.7k $12.7k 0.00% Reduced -39 -39
39 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 100100 $9.6k $9.6k 0.00% Unchanged
40 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 9797 $9.2k $9.2k 0.00% Unchanged
41 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 5252 $5.0k $5.0k 0.00% Reduced -158 -158
42 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4242 $4.0k $4.0k 0.00% Unchanged
43 High Note Wealth, LLC 0.00% of their portfolio DEEPHAVEN, MN 4040 $3.8k $3.8k 0.00% Unchanged