Vault-13

ALPS ETF TR IDOG

INTL SEC DV DOG · ETP · CUSIP 00162Q718

52 institutional holders +4 vs Q1 2024
6,040,7806.0m shares reported held*
$179.3mreported value*
8 new 18 added 13 reduced 5 sold out net sold ≈ $46.0m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.68.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 39Q4 22: 41Q1 23: 36Q2 23: 43Q3 23: 42Q4 23: 46Q1 24: 48Q2 24: 5252Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202239
Q4 202241
Q1 202336
Q2 202343
Q3 202342
Q4 202346
Q1 202448
Q2 202452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 18 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 16 bought or addedQ1 23: 19 cut or sold outQ2 23: 28 bought or addedQ2 23: 13 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 17 cut or sold outQ4 23: 24 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 21 cut or sold outQ2 24: 26 bought or addedQ2 24: 18 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221821
Q1 20231619
Q2 20232813
Q3 20232617
Q4 20232416
Q1 20242721
Q2 20242618

Biggest buyers

AMERIPRISE FINANCIAL INC Added +190,194+190.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +189,804+189.8k
AVANTAX ADVISORY SERVICES, INC. Added +54,225+54.2k
ROYAL BANK OF CANADA Added +31,081+31.1k
Avantax Planning Partners, Inc. Added +30,913+30.9k
Baird Financial Group, Inc. New +16,944+16.9k
&PARTNERS Added +10,158+10.2k
MGO ONE SEVEN LLC New +8,815+8.8k
Cetera Investment Advisers New +8,316+8.3k
LPL Financial LLC Added +8,310+8.3k

Biggest sellers

MORGAN STANLEY Reduced -1,767,479-1.8m
BANK OF AMERICA CORP /DE/ Reduced -218,733-218.7k
Del-Sette Capital Management, LLC Reduced -33,647-33.6k
CITADEL ADVISORS LLC Sold out -27,612-27.6k
JANE STREET GROUP, LLC Sold out -24,196-24.2k
OSAIC HOLDINGS, INC. Reduced -12,552-12.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -10,082-10.1k
Wambolt & Associates, LLC Reduced -8,653-8.7k
Focus Partners Advisor Solutions, LLC Sold out -7,162-7.2k
ForthRight Wealth Management, LLC Reduced -4,751-4.8k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Avantax Planning Partners, Inc. 1.17% of their portfolio DUBUQUE, IA 1,225,7111.2m $36.4m $36.4m 1.17% Added +30.9k +30,913
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 991,291991.3k $29.4m $29.4m 0.00% Reduced -1.8m -1,767,479
3 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 580,371580.4k $17.2m $17.2m 0.12% Added +54.2k +54,225
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 504,072504.1k $15.0m $15.0m 0.00% Reduced -218.7k -218,733
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 460,955461.0k $13.7m $13.7m 0.00% Added +190.2k +190,194
6 Del-Sette Capital Management, LLC 9.25% of their portfolio SCHENECTADY, NY 379,631379.6k $11.3m $11.3m 9.25% Reduced -33.6k -33,647
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 278,283278.3k $8.3m $8.3m 0.00% Added +102 +102
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 228,007228.0k $6.8m $6.8m 0.00% Added +7.0k +7,015
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 189,804189.8k $5.6m $5.6m 0.01% New
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 150,985151.0k $4.5m $4.5m 0.01% Reduced -10.1k -10,082
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 127,803127.8k $3.8m $3.8m 0.00% Added +5.1k +5,099
12 ForthRight Wealth Management, LLC 1.29% of their portfolio ALPHARETTA, GA 121,122121.1k $3.6m $3.6m 1.29% Reduced -4.8k -4,751
13 First Horizon Advisors, Inc. 0.10% of their portfolio MEMPHIS, TN 115,834115.8k $3.4m $3.4m 0.10% Reduced -28 -28
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 104,465104.5k $3.1m $3.1m 0.00% Added +31.1k +31,081
15 Genesee Capital Advisors, LLC 1.42% of their portfolio AUBURN, NY 97,35997.4k $2.9m $2.9m 1.42% Added +2.0k +2,029
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 82,61282.6k $2.5m $2.5m 0.00% Added +8.3k +8,310
17 CAHILL FINANCIAL ADVISORS INC 0.25% of their portfolio EDINA, MN 61,49161.5k $1.8m $1.8m 0.25% Added +120 +120
18 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 48,80548.8k $1.4m $1.4m 0.03% Reduced -1.0k -1,017
19 &PARTNERS 0.05% of their portfolio NASHVILLE, TN 37,93437.9k $1.1m $1.1m 0.05% Added +10.2k +10,158
20 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 28,07228.1k $833.1k $833.1k 0.00% Reduced -625 -625
21 Fermata Advisors, LLC 0.18% of their portfolio SONOMA, CA 26,52726.5k $787.3k $787.3k 0.18% Added +709 +709
22 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,06825.1k $744.0k $744.0k 0.00% Reduced -838 -838
23 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 24,62724.6k $730.9k $730.9k 0.01% Added +1.7k +1,736
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,70821.7k $644.3k $644.3k 0.00% Added +1.5k +1,475
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 18,73118.7k $556.0k $556.0k 0.00% Reduced -194 -194
26 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,94416.9k $502.9k $502.9k 0.00% New
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,91214.9k $443.0k $443.0k 0.00% Reduced -153 -153
28 Wambolt & Associates, LLC 0.12% of their portfolio LITTLETON, CO 14,20114.2k $425.1k $425.1k 0.12% Reduced -8.7k -8,653
29 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,8658.9k $263.1k $263.1k 0.00% Added +7 +7
30 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 8,8158.8k $261.6k $261.6k 0.01% New
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,3168.3k $246.8k $246.8k 0.00% New
32 Heritage Wealth Management, Inc. 0.08% of their portfolio CINCINNATI, OH 7,9087.9k $240.9k $240.9k 0.08% First filing
33 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,7817.8k $230.9k $230.9k 0.00% Unchanged
34 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 6,9607.0k $206.6k $206.6k 0.01% Unchanged
35 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,4092.4k $71.0k $71.0k 0.00% Added +53 +53
36 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,0142.0k $59.8k $59.8k 0.00% Unchanged
37 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5781.6k $46.0k $46.0k 0.00% Unchanged
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,5171.5k $45.0k $45.0k 0.00% Added +53 +53
39 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2511.3k $37.1k $37.1k 0.00% Reduced -12.6k -12,552
40 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,2411.2k $36.8k $36.8k 0.00% New
41 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,1571.2k $34.3k $34.3k 0.00% Unchanged
42 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 901901 $26.7k $26.7k 0.00% Added +301 +301
43 COMERICA BANK 0.00% of their portfolio DALLAS, TX 844844 $25.0k $25.0k 0.00% Unchanged
44 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 705705 $20.9k $20.9k 0.00% Unchanged
45 Private Ocean, LLC 0.00% of their portfolio SAN RAFAEL, CA 425425 $12.6k $12.6k 0.00% Unchanged
46 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 286286 $8.5k $8.5k 0.00% Unchanged
47 FMR LLC 0.00% of their portfolio BOSTON, MA 197197 $5.8k $5.8k 0.00% Unchanged
48 Glass Jacobson Investment Advisors llc 0.00% of their portfolio OWINGS MILLS, MD 158158 $4.7k $4.7k 0.00% New
49 Founders Capital Management 0.00% of their portfolio HOUSTON, TX 6969 $2.0k $2.0k 0.00% New
50 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 4848 $1.4k $1.4k 0.00% Unchanged
51 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1010 $304 $304 0.00% New
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged