ALPS ETF TR IDOG
INTL SEC DV DOG · ETP · CUSIP 00162Q718
46
institutional holders
+4 vs Q3 2023
6.0m
shares reported held*
$180.2mreported value*
6 new
18 added
13 reduced
3 sold out
net bought ≈ $24.4m (+818.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.87.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 39 |
| Q4 2022 | 41 |
| Q1 2023 | 36 |
| Q2 2023 | 43 |
| Q3 2023 | 42 |
| Q4 2023 | 46 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 18 | 21 |
| Q1 2023 | 16 | 19 |
| Q2 2023 | 28 | 13 |
| Q3 2023 | 26 | 17 |
| Q4 2023 | 24 | 16 |
Biggest buyers
| MORGAN STANLEY | Added | +717.2k |
| Stratos Wealth Advisors, LLC | Added | +146.6k |
| CITADEL ADVISORS LLC | New | +55.5k |
| AVANTAX ADVISORY SERVICES, INC. | Added | +41.6k |
| LPL Financial LLC | Added | +21.7k |
| Mariner, LLC | Added | +14.3k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +11.8k |
| Scissortail Wealth Management, LLC | New | +8.6k |
| Dana Investment Advisors, Inc. | New | +8.3k |
| First Horizon Advisors, Inc. | Added | +7.9k |
Biggest sellers
| Avantax Planning Partners, Inc. | Reduced | -78.9k |
| GOLDMAN SACHS GROUP INC | Sold out | -58.1k |
| Wambolt & Associates, LLC | Reduced | -27.3k |
| JANE STREET GROUP, LLC | Sold out | -22.7k |
| OSAIC HOLDINGS, INC. | Reduced | -16.9k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -10.0k |
| UBS Group AG | Reduced | -5.8k |
| Creative Planning | Reduced | -5.6k |
| NewEdge Advisors, LLC | Sold out | -5.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -4.5k |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.4m $41.0m | Added +717.2k |
| Avantax Planning Partners, Inc. 1.05% of their portfolio | 926.5k $27.7m | Reduced -78.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 703.8k $21.0m | Reduced -4.5k |
| Del-Sette Capital Management, LLC 16.49% of their portfolio | 627.6k $18.7m | Added +1.3k |
| AVANTAX ADVISORY SERVICES, INC. 0.14% of their portfolio | 480.8k $14.4m | Added +41.6k |
| Stratos Wealth Advisors, LLC 0.47% of their portfolio | 273.4k $8.2m | Added +146.6k |
| UBS Group AG 0.00% of their portfolio | 240.5k $7.2m | Reduced -5.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 214.4k $6.4m | Added +1.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 191.9k $5.7m | Added +2.2k |
| ForthRight Wealth Management, LLC 1.53% of their portfolio | 131.9k $3.9m | Added +2.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 116.2k $3.5m | Added +11.8k |
| First Horizon Advisors, Inc. 0.11% of their portfolio | 112.2k $3.4m | Added +7.9k |
| Genesee Capital Advisors, LLC 1.77% of their portfolio | 96.2k $2.9m | Added +6.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 71.0k $2.1m | Reduced -4.1k |
| CAHILL FINANCIAL ADVISORS INC 0.28% of their portfolio | 62.9k $1.9m | Reduced -3.6k |
| LPL Financial LLC 0.00% of their portfolio | 55.5k $1.7m | Added +21.7k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 55.5k $1.7m | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 54.0k $1.6m | Reduced -10.0k |
| Wambolt & Associates, LLC 0.38% of their portfolio | 39.3k $1.2m | Reduced -27.3k |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 30.2k $903.1k | Reduced -1.1k |
| Mariner, LLC 0.00% of their portfolio | 26.3k $786.3k | Added +14.3k |
| Integrated Wealth Concepts LLC 0.01% of their portfolio | 22.3k $665.3k | Added +1.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 18.3k $537.9k | Added +5.2k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 15.1k $450.0k | Reduced -674 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 14.7k $438.0k | Reduced -1.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 14.2k $423.6k | Reduced -16.9k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 9.9k $296.1k | Added +2.1k |
| Clarity Capital Partners LLC 0.19% of their portfolio | 8.8k $264.0k | First filing |
| Scissortail Wealth Management, LLC 0.08% of their portfolio | 8.6k $253.6k | New |
| Dana Investment Advisors, Inc. 0.01% of their portfolio | 8.3k $249.0k | New |
| Creative Planning 0.00% of their portfolio | 7.8k $232.4k | Reduced -5.6k |
| Avior Wealth Management, LLC 0.01% of their portfolio | 7.0k $207.9k | Unchanged |
| Fragasso Financial Advisors Inc 0.02% of their portfolio | 6.7k $200.7k | New |
| CWM, LLC 0.00% of their portfolio | 2.3k $70.0k | Added +19 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.0k $60.2k | Unchanged |
| LANARK FINANCIAL, INC. 0.00% of their portfolio | 1.5k $45.0k | Reduced -41 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 1.5k $43.7k | New |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 1.2k $34.4k | Added +12 |
| Salomon & Ludwin, LLC 0.00% of their portfolio | 705 $19.2k | Unchanged |
| COMERICA BANK 0.00% of their portfolio | 560 $16.7k | Unchanged |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 296 $9.0k | Added +2 |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 286 $8.5k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 202 $6.0k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 150 $4.5k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 80 $2.4k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |