Vault-13

ALPS ETF TR SBIO

MED BREAKTHGH · ETP · CUSIP 00162Q593

65 institutional holders +5 vs Q1 2026
1,218,8411.2m shares reported held*
$78.8mreported value*
21 new 14 added 15 reduced 14 sold out net bought ≈ $25.9m (+400.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($597.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.67.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 45Q4 22: 49Q1 23: 41Q2 23: 43Q3 23: 38Q4 23: 36Q1 24: 39Q2 24: 40Q3 24: 39Q4 24: 37Q1 25: 36Q2 25: 38Q3 25: 40Q4 25: 59Q1 26: 60Q2 26: 6565Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202245
Q4 202249
Q1 202341
Q2 202343
Q3 202338
Q4 202336
Q1 202439
Q2 202440
Q3 202439
Q4 202437
Q1 202536
Q2 202538
Q3 202540
Q4 202559
Q1 202660
Q2 202665

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 14 bought or addedQ3 24: 18 cut or sold outQ4 24: 17 bought or addedQ4 24: 15 cut or sold outQ4 24Q1 25: 9 bought or addedQ1 25: 20 cut or sold outQ2 25: 10 bought or addedQ2 25: 14 cut or sold outQ2 25Q3 25: 13 bought or addedQ3 25: 17 cut or sold outQ4 25: 37 bought or addedQ4 25: 15 cut or sold outQ4 25Q1 26: 28 bought or addedQ1 26: 22 cut or sold outQ2 26: 35 bought or addedQ2 26: 29 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241418
Q4 20241715
Q1 2025920
Q2 20251014
Q3 20251317
Q4 20253715
Q1 20262822
Q2 20263529

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +320,780+320.8k
UBS Group AG Added +132,610+132.6k
FIG FINANCIAL ADVISORY SERVICES INC /ADV New +25,106+25.1k
Cambridge Investment Research Advisors, Inc. New +17,548+17.5k
Equitable Holdings, Inc. New +15,327+15.3k
Prospera Financial Services Inc New +8,872+8.9k
Savant Capital, LLC New +8,035+8.0k
BROWN ADVISORY INC New +7,250+7.2k
MSH Capital Advisors LLC New +7,140+7.1k
CONNORS INVESTOR SERVICES INC Added +6,933+6.9k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -60,686-60.7k
RAYMOND JAMES FINANCIAL INC Reduced -26,586-26.6k
Strategic Financial Services, Inc. Sold out -24,869-24.9k
GTS SECURITIES LLC Sold out -19,027-19.0k
Virtu Financial LLC Sold out -17,712-17.7k
CITADEL ADVISORS LLC Sold out -17,680-17.7k
GOLDMAN SACHS GROUP INC Sold out -8,904-8.9k
LPL Financial LLC Reduced -8,308-8.3k
Janney Montgomery Scott LLC Sold out -4,207-4.2k
GRIFFIN ASSET MANAGEMENT, INC. Reduced -2,000-2.0k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 419,459419.5k $27.1m $27.1m 0.00% Added +320.8k +320,780
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 178,799178.8k $11.6m $11.6m 0.00% Added +132.6k +132,610
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 65,54065.5k $4.2m $4.2m 0.00% Added +4.8k +4,770
4 CONNORS INVESTOR SERVICES INC 0.27% of their portfolio WYOMISSING, PA 48,13748.1k $3.1m $3.1m 0.27% Added +6.9k +6,933
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 39,95640.0k $2.6m $2.6m 0.00% Reduced -1.8k -1,762
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 37,70037.7k $2.4m $2.4m 0.00% Reduced -8.3k -8,308
7 Moran Wealth Management, LLC 0.06% of their portfolio NAPLES, FL 34,03034.0k $2.2m $2.2m 0.06% Added +4.7k +4,682
8 GRIFFIN ASSET MANAGEMENT, INC. 0.20% of their portfolio New York, NY 28,69928.7k $1.9m $1.9m 0.20% Reduced -2.0k -2,000
9 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 27,24427.2k $1.8m $1.8m 0.00% Reduced -26.6k -26,586
10 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 25,64825.6k $1.7m $1.7m 0.00% Added +2.5k +2,519
11 FIG FINANCIAL ADVISORY SERVICES INC /ADV 0.95% of their portfolio OKLAHOMA CITY, OK 25,10625.1k $1.6m $1.6m 0.95% New
12 Sterling Investment Advisors, Ltd. 0.26% of their portfolio BERWYN, PA 23,80023.8k $1.5m $1.5m 0.26% Added +1.8k +1,775
13 SILVER OAK SECURITIES, INCORPORATED 0.08% of their portfolio JACKSON, TN 20,68020.7k $1.3m $1.3m 0.08% Added +4.1k +4,091
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,54817.5k $1.1m $1.1m 0.00% New
15 NTV Asset Management LLC 0.11% of their portfolio Charleston, WV 17,08317.1k $1.1m $1.1m 0.11% Reduced -1.2k -1,235
16 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 15,32715.3k $990.9k $990.9k 0.01% New
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 13,05713.1k $844.1k $844.1k 0.00% Reduced -1.6k -1,640
18 BOK Financial Private Wealth, Inc. 0.04% of their portfolio DENVER, CO 13,00013.0k $840.5k $840.5k 0.04% Unchanged
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,57111.6k $748.0k $748.0k 0.00% Reduced -20 -20
20 ELEVATION POINT WEALTH PARTNERS, LLC 0.01% of their portfolio DENVER, CO 11,22511.2k $725.7k $725.7k 0.01% Added +2.3k +2,310
21 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 11,10011.1k $717.6k $717.6k 0.00% Unchanged
22 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 8,8988.9k $575.3k $575.3k 0.01% Added +56 +56
23 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 8,8728.9k $573.5k $573.5k 0.01% New
24 Phoenix Wealth Advisors 0.18% of their portfolio CHAPEL HILL, NC 8,3908.4k $542.4k $542.4k 0.18% Reduced -42 -42
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,2828.3k $535.4k $535.4k 0.00% Added +96 +96
26 Savant Capital, LLC 0.00% of their portfolio ROCKFORD, IL 8,0358.0k $526.8k $526.8k 0.00% New
27 McGuire Investment Group, LLC 0.04% of their portfolio WAKEFIELD, RI 7,5507.5k $488.1k $488.1k 0.04% Reduced -1.2k -1,248
28 CARLSON FINANCIAL, INC. 0.25% of their portfolio CANBY, OR 7,4487.4k $481.7k $481.7k 0.25% Reduced -3 -3
29 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 7,2507.2k $468.7k $468.7k 0.00% New
30 MSH Capital Advisors LLC 0.08% of their portfolio SCOTTSDALE, AZ 7,1407.1k $461.6k $461.6k 0.08% New
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,0907.1k $458.2k $458.2k 0.00% Reduced -1.8k -1,849
32 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 6,1906.2k $400.2k $400.2k 0.01% Added +194 +194
33 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 6,0006.0k $387.9k $387.9k 0.00% New
34 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,4685.5k $353.5k $353.5k 0.00% Added +803 +803
35 BlackDiamond Wealth Management, LLC 0.14% of their portfolio NEW YORK, NY 5,0825.1k $341.1k $341.1k 0.14% New
36 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,9785.0k $321.8k $321.8k 0.00% Unchanged
37 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 4,9494.9k $320.0k $320.0k 0.00% New
38 Retirement Planning Co of New England, Inc. 0.10% of their portfolio Warwick, RI 4,4384.4k $286.9k $286.9k 0.10% Reduced -124 -124
39 Intrepid Financial Planning Group LLC 0.09% of their portfolio CARMEL, IN 4,1394.1k $267.6k $267.6k 0.09% New
40 Fulcrum Equity Management 0.21% of their portfolio PLANO, TX 4,0744.1k $263.4k $263.4k 0.21% New
41 Keystone Financial Group 0.02% of their portfolio LEXINGTON, KY 4,0004.0k $258.6k $258.6k 0.02% Unchanged
42 Ally Invest Advisors Inc. 0.01% of their portfolio CHARLOTTE, NC 3,5813.6k $231.5k $231.5k 0.01% Reduced -643 -643
43 Cherry Creek Investment Advisors, Inc. 0.09% of their portfolio ENGLEWOOD, CO 3,4473.4k $222.8k $222.8k 0.09% New
44 CDKV HOLDINGS LLC 0.13% of their portfolio DENVER, CO 2,5802.6k $166.8k $166.8k 0.13% Reduced -100 -100
45 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 1,0861.1k $70.2k $70.2k 0.00% New
46 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 1,0341.0k $66.9k $66.9k 0.00% Reduced -22 -22
47 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0001.0k $64.7k $64.7k 0.00% Unchanged
48 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 450450 $29.1k $29.1k 0.00% New
49 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 350350 $22.6k $22.6k 0.00% Unchanged
50 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 265265 $17.1k $17.1k 0.00% Added +65 +65
51 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 210210 $13.6k $13.6k 0.00% New
52 Axiom Investment Management LLC 0.01% of their portfolio NEW YORK, NY 180180 $11.6k $11.6k 0.01% New
53 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 180180 $11.6k $11.6k 0.00% Unchanged
54 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 167167 $10.8k $10.8k 0.00% Unchanged
55 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 100100 $6.5k $6.5k 0.00% Unchanged
56 First Command Advisory Services, Inc. 0.00% of their portfolio FORT WORTH, TX 100100 $6.5k $6.5k 0.00% Unchanged
57 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 100100 $6.3k $6.3k 0.00% Unchanged
58 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 6666 $4.3k $4.3k 0.00% New
59 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 6060 $3.9k $3.9k 0.00% First filing
60 Pinnacle Wealth Planning Services, Inc. 0.00% of their portfolio MANSFIELD, OH 5959 $3.8k $3.8k 0.00% Unchanged
61 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5353 $3.4k $3.4k 0.00% Unchanged
62 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1515 $970 $970 0.00% New
63 Triumph Capital Management 0.00% of their portfolio DENVER, CO 1010 $646 $646 0.00% New
64 Physician Wealth Advisors, Inc. 0.00% of their portfolio MIDVALE, UT 1010 $640 $640 0.00% Unchanged
65 FIDUCIARY FINANCIAL ADVISORS 0.00% of their portfolio GRAND RAPIDS, MI 44 $268 $268 0.00% New