Vault-13

ALPS ETF TR RFCI

RIVERFRONT DYM · ETP · CUSIP 00162Q536

14 institutional holders +1 vs Q1 2026
674,965675.0k shares reported held*
$15.0mreported value*
1 new 6 added 3 reduced 0 sold out net sold ≈ $135.2k (-6.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.28.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 22Q4 22: 22Q1 23: 20Q2 23: 19Q3 23: 19Q4 23: 16Q1 24: 15Q2 24: 15Q3 24: 15Q4 24: 16Q1 25: 16Q2 25: 17Q3 25: 15Q4 25: 14Q1 26: 13Q2 26: 1414Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202222
Q4 202222
Q1 202320
Q2 202319
Q3 202319
Q4 202316
Q1 202415
Q2 202415
Q3 202415
Q4 202416
Q1 202516
Q2 202517
Q3 202515
Q4 202514
Q1 202613
Q2 202614

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 24: 4 bought or addedQ3 24: 10 cut or sold outQ4 24: 7 bought or addedQ4 24: 7 cut or sold outQ4 24Q1 25: 6 bought or addedQ1 25: 8 cut or sold outQ2 25: 7 bought or addedQ2 25: 6 cut or sold outQ2 25Q3 25: 2 bought or addedQ3 25: 9 cut or sold outQ4 25: 3 bought or addedQ4 25: 9 cut or sold outQ4 25Q1 26: 3 bought or addedQ1 26: 8 cut or sold outQ2 26: 7 bought or addedQ2 26: 3 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024410
Q4 202477
Q1 202568
Q2 202576
Q3 202529
Q4 202539
Q1 202638
Q2 202673

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +15,022+15.0k
ENVESTNET ASSET MANAGEMENT INC Added +6,689+6.7k
TRUIST FINANCIAL CORP Added +542+542
WELLS FARGO & COMPANY/MN Added +264+264
EVOLUTION WEALTH MANAGEMENT INC. Added +169+169
JONES FINANCIAL COMPANIES LLLP New +169+169
LEIGH BALDWIN & CO., LLC Added +106+106

Biggest sellers

Prospera Financial Services Inc Reduced -25,244-25.2k
RiverFront Investment Group, LLC Reduced -3,770-3.8k
UBS Group AG Reduced -14-14

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TRUIST FINANCIAL CORP 13G · institution -3.2 pts · filed 2026-10-19 5.6% -3.2 pts 33.5k≈ $746.1k 2026-10-19

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Prospera Financial Services Inc 0.06% of their portfolio Dallas, TX 170,569170.6k $3.8m $3.8m 0.06% Reduced -25.2k -25,244
2 RiverFront Investment Group, LLC 0.05% of their portfolio RICHMOND, VA 159,660159.7k $3.6m $3.6m 0.05% Reduced -3.8k -3,770
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 135,482135.5k $3.0m $3.0m 0.00% Added +6.7k +6,689
4 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 115,852115.9k $2.6m $2.6m 0.00% Added +542 +542
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 81,48781.5k $1.8m $1.8m 0.00% Added +15.0k +15,022
6 LEIGH BALDWIN & CO., LLC 0.11% of their portfolio CAZENOVIA, NY 9,5029.5k $211.7k $211.7k 0.11% Added +106 +106
7 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 871871 $19.4k $19.4k 0.00% Unchanged
8 EVOLUTION WEALTH MANAGEMENT INC. 0.01% of their portfolio FORT MYERS, FL 444444 $9.9k $9.9k 0.01% Added +169 +169
9 Elevated Capital Advisors, LLC 0.00% of their portfolio SANDY, UT 346346 $7.7k $7.7k 0.00% Unchanged
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 265265 $5.9k $5.9k 0.00% Added +264 +264
11 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 258258 $5.7k $5.7k 0.00% Unchanged
12 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 169169 $3.8k $3.8k 0.00% New
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 5959 $1.3k $1.3k 0.00% Reduced -14 -14
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $22 $22 0.00% Unchanged