Vault-13

ALPS ETF TR RFDA

RIVERFRNT DYMC · ETP · CUSIP 00162Q528

27 institutional holders +3 vs Q1 2026
1,236,9681.2m shares reported held*
$87.1mreported value*
4 new 11 added 9 reduced 1 sold out net bought ≈ $2.0m (+29.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $70.43.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 32Q1 23: 31Q2 23: 30Q3 23: 29Q4 23: 27Q1 24: 26Q2 24: 25Q3 24: 23Q4 24: 25Q1 25: 24Q2 25: 28Q3 25: 25Q4 25: 27Q1 26: 24Q2 26: 2727Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202228
Q4 202232
Q1 202331
Q2 202330
Q3 202329
Q4 202327
Q1 202426
Q2 202425
Q3 202423
Q4 202425
Q1 202524
Q2 202528
Q3 202525
Q4 202527
Q1 202624
Q2 202627

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 8 bought or addedQ3 24: 13 cut or sold outQ4 24: 13 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 7 bought or addedQ1 25: 14 cut or sold outQ2 25: 12 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 9 bought or addedQ3 25: 11 cut or sold outQ4 25: 8 bought or addedQ4 25: 15 cut or sold outQ4 25Q1 26: 7 bought or addedQ1 26: 17 cut or sold outQ2 26: 15 bought or addedQ2 26: 10 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024813
Q4 2024138
Q1 2025714
Q2 2025127
Q3 2025911
Q4 2025815
Q1 2026717
Q2 20261510

Biggest buyers

ALPS ADVISORS INC Added +33,680+33.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +18,184+18.2k
EWA, LLC New +10,032+10.0k
TRUIST FINANCIAL CORP Added +6,794+6.8k
ENVESTNET ASSET MANAGEMENT INC Added +5,587+5.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +3,073+3.1k
DAVENPORT & Co LLC Added +1,423+1.4k
RAYMOND JAMES FINANCIAL INC Added +942+942
UBS Group AG Added +242+242
JONES FINANCIAL COMPANIES LLLP New +214+214

Biggest sellers

Prospera Financial Services Inc Reduced -21,351-21.4k
RiverFront Investment Group, LLC Reduced -14,929-14.9k
CITADEL ADVISORS LLC Reduced -5,987-6.0k
TWO SIGMA INVESTMENTS, LP Sold out -4,380-4.4k
RETIREMENT PLANNING GROUP, LLC / NY Reduced -1,964-2.0k
Koshinski Asset Management, Inc. Reduced -1,962-2.0k
Elevated Capital Advisors, LLC Reduced -356-356
Kestra Advisory Services, LLC Reduced -289-289
Bison Wealth, LLC Reduced -221-221
JPMORGAN CHASE & CO Reduced -111-111

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: TRUIST FINANCIAL CORP (3.9%, 2026-10-19)

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 0.21% of their portfolio RICHMOND, VA 228,402228.4k $16.1m $16.1m 0.21% Reduced -14.9k -14,929
2 Prospera Financial Services Inc 0.22% of their portfolio Dallas, TX 219,625219.6k $15.5m $15.5m 0.22% Reduced -21.4k -21,351
3 ALPS ADVISORS INC 0.07% of their portfolio Denver, CO 202,772202.8k $14.3m $14.3m 0.07% Added +33.7k +33,680
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 180,087180.1k $12.7m $12.7m 0.00% Added +5.6k +5,587
5 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 171,545171.5k $12.1m $12.1m 0.01% Added +6.8k +6,794
6 RETIREMENT PLANNING GROUP, LLC / NY 2.24% of their portfolio MALTA, NY 58,51358.5k $4.1m $4.1m 2.24% Reduced -2.0k -1,964
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 31,50831.5k $2.2m $2.2m 0.00% Added +942 +942
8 Bison Wealth, LLC 0.19% of their portfolio ATLANTA, GA 29,71429.7k $2.1m $2.1m 0.19% Reduced -221 -221
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,18418.2k $1.3m $1.3m 0.00% New
10 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,93315.9k $1.1m $1.1m 0.00% Added +186 +186
11 GAMMA Investing LLC 0.04% of their portfolio FOSTER CITY, CA 14,78014.8k $1.0m $1.0m 0.04% Unchanged
12 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,15113.2k $926.0k $926.0k 0.00% Added +1.4k +1,423
13 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 13,15113.2k $926.0k $926.0k 0.05% Reduced -2.0k -1,962
14 EWA, LLC 0.13% of their portfolio PITTSBURGH, PA 10,03210.0k $706.4k $706.4k 0.13% New
15 LEIGH BALDWIN & CO., LLC 0.31% of their portfolio CAZENOVIA, NY 8,1958.2k $577.0k $577.0k 0.31% Added +16 +16
16 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,9505.0k $348.6k $348.6k 0.00% Reduced -289 -289
17 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 4,0504.0k $285.2k $285.2k 0.00% Unchanged
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 3,4883.5k $245.6k $245.6k 0.00% Reduced -6.0k -5,987
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,0733.1k $219.8k $219.8k 0.00% New
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,3712.4k $166.9k $166.9k 0.00% Reduced -111 -111
21 EVOLUTION WEALTH MANAGEMENT INC. 0.04% of their portfolio FORT MYERS, FL 1,0211.0k $71.9k $71.9k 0.04% Added +130 +130
22 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 836836 $58.9k $58.9k 0.00% Unchanged
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 631631 $44.4k $44.4k 0.00% Added +242 +242
24 Elevated Capital Advisors, LLC 0.01% of their portfolio SANDY, UT 618618 $43.5k $43.5k 0.01% Reduced -356 -356
25 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 214214 $15.0k $15.0k 0.00% New
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8787 $6.1k $6.1k 0.00% Added +1 +1
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3737 $2.6k $2.6k 0.00% Added +36 +36