Vault-13

ALPS ETF TR RFDA

RIVERFRNT DYMC · ETP · CUSIP 00162Q528

28 institutional holders +4 vs Q1 2025
1,351,1821.4m shares reported held*
$78.3mreported value*
3 new 9 added 7 reduced 0 sold out net bought ≈ $11.8m (+202.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $57.98.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 32Q1 23: 31Q2 23: 30Q3 23: 29Q4 23: 27Q1 24: 26Q2 24: 25Q3 24: 23Q4 24: 25Q1 25: 24Q2 25: 2828Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202228
Q4 202232
Q1 202331
Q2 202330
Q3 202329
Q4 202327
Q1 202426
Q2 202425
Q3 202423
Q4 202425
Q1 202524
Q2 202528

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 7 bought or addedQ3 23: 16 cut or sold outQ4 23: 8 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 10 bought or addedQ1 24: 17 cut or sold outQ2 24: 9 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 8 bought or addedQ3 24: 13 cut or sold outQ4 24: 13 bought or addedQ4 24: 8 cut or sold outQ4 24Q1 25: 7 bought or addedQ1 25: 14 cut or sold outQ2 25: 12 bought or addedQ2 25: 7 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023716
Q4 2023818
Q1 20241017
Q2 2024914
Q3 2024813
Q4 2024138
Q1 2025714
Q2 2025127

Biggest buyers

ALPS ADVISORS INC New +231,612+231.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +3,447+3.4k
ENVESTNET ASSET MANAGEMENT INC Added +1,020+1.0k
TRUIST FINANCIAL CORP Added +706+706
BANK OF AMERICA CORP /DE/ New +616+616
DAVENPORT & Co LLC Added +570+570
TWO SIGMA INVESTMENTS, LP Added +426+426
Kestra Advisory Services, LLC Added +334+334
UBS Group AG Added +313+313
Janney Montgomery Scott LLC Added +310+310

Biggest sellers

Prospera Financial Services Inc Reduced -22,264-22.3k
RiverFront Investment Group, LLC Reduced -7,495-7.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -4,590-4.6k
RETIREMENT PLANNING GROUP, LLC / NY Reduced -1,242-1.2k
Bison Wealth, LLC Reduced -732-732
RAYMOND JAMES FINANCIAL INC Reduced -466-466
MORGAN STANLEY Reduced -1-1

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: TRUIST FINANCIAL CORP (3.9%, 2026-10-19)

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 RiverFront Investment Group, LLC 0.29% of their portfolio RICHMOND, VA 251,814251.8k $14.6m $14.6m 0.29% Reduced -7.5k -7,495
2 ALPS ADVISORS INC 0.08% of their portfolio Denver, CO 231,612231.6k $13.4m $13.4m 0.08% New
3 Prospera Financial Services Inc 0.24% of their portfolio Dallas, TX 219,955220.0k $12.8m $12.8m 0.24% Reduced -22.3k -22,264
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 183,954184.0k $10.7m $10.7m 0.00% Added +1.0k +1,020
5 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 173,573173.6k $10.1m $10.1m 0.01% Added +706 +706
6 RETIREMENT PLANNING GROUP, LLC / NY 3.47% of their portfolio MALTA, NY 68,10568.1k $4.0m $4.0m 3.47% Reduced -1.2k -1,242
7 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 59,93759.9k $3.5m $3.5m 0.00% Reduced -466 -466
8 Koshinski Asset Management, Inc. 0.16% of their portfolio DECATUR, IL 37,31237.3k $2.2m $2.2m 0.16% Added +21 +21
9 Bison Wealth, LLC 0.14% of their portfolio ATLANTA, GA 30,97831.0k $1.8m $1.8m 0.14% Reduced -732 -732
10 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,86815.9k $920.0k $920.0k 0.00% Added +310 +310
11 GAMMA Investing LLC 0.06% of their portfolio FOSTER CITY, CA 15,06715.1k $874.0k $874.0k 0.06% Unchanged
12 LEIGH BALDWIN & CO., LLC 0.36% of their portfolio CAZENOVIA, NY 9,3189.3k $540.6k $540.6k 0.36% Added +21 +21
13 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 9,2919.3k $539.0k $539.0k 0.00% Added +570 +570
14 Elevated Capital Advisors, LLC 0.12% of their portfolio SANDY, UT 7,9718.0k $423.4k $423.4k 0.12% Unchanged
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,8557.9k $455.7k $455.7k 0.00% Reduced -4.6k -4,590
16 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 7,8267.8k $454.0k $454.0k 0.00% Added +426 +426
17 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 5,8875.9k $341.5k $341.5k 0.00% Unchanged
18 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,4745.5k $317.6k $317.6k 0.00% Added +334 +334
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,4473.4k $203.6k $203.6k 0.00% New
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,4822.5k $144.0k $144.0k 0.00% Unchanged
21 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,0401.0k $60.3k $60.3k 0.00% Unchanged
22 EVOLUTION WEALTH MANAGEMENT INC. 0.06% of their portfolio FORT MYERS, FL 881881 $51.1k $51.1k 0.06% First filing
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 694694 $40.3k $40.3k 0.00% Added +313 +313
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 616616 $35.7k $35.7k 0.00% New
25 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 185185 $10.7k $10.7k 0.00% Reduced -1 -1
26 Luminist Capital LLC 0.00% of their portfolio GRAND RAPIDS, MI 3939 $2.3k $2.3k 0.00% Unchanged
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $43 $43 0.00% Unchanged
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged