ALPS ETF TR RFDA
RIVERFRNT DYMC · ETP · CUSIP 00162Q528
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.78.
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 28 |
| Q4 2022 | 32 |
| Q1 2023 | 31 |
| Q2 2023 | 30 |
| Q3 2023 | 29 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 10 | 18 |
| Q1 2023 | 8 | 17 |
| Q2 2023 | 4 | 19 |
| Q3 2023 | 7 | 16 |
Biggest buyers
| Prospera Financial Services Inc | Added | +89.1k |
| CITADEL ADVISORS LLC | Added | +18.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +7.1k |
| FLOW TRADERS U.S. LLC | Added | +3.7k |
| JPMORGAN CHASE & CO | Added | +2.0k |
| Kestra Advisory Services, LLC | Added | +1.5k |
| MORGAN STANLEY | Added | +269 |
Biggest sellers
| Hilltop Holdings Inc. | Sold out | -25.6k |
| Truadvice, LLC | Reduced | -11.8k |
| RiverFront Investment Group, LLC | Reduced | -9.5k |
| Elevated Capital Advisors, LLC | Reduced | -7.7k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -4.8k |
| TRUIST FINANCIAL CORP | Reduced | -4.5k |
| ROYAL BANK OF CANADA | Reduced | -2.8k |
| BANK OF AMERICA CORP /DE/ | Reduced | -2.3k |
| WELLS FARGO & COMPANY/MN | Reduced | -1.5k |
| BENJAMIN F. EDWARDS & COMPANY, INC. | Reduced | -1.4k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
No one currently above 5% in the filings since 19 Dec 2024.
Fell to 5% or below in the last year: TRUIST FINANCIAL CORP (3.9%, 2026-10-19)
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| RiverFront Investment Group, LLC 0.94% of their portfolio | 604.6k $26.5m | Reduced -9.5k |
| Prospera Financial Services Inc 0.36% of their portfolio | 215.2k $9.4m | Added +89.1k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 200.2k $8.8m | Reduced -4.8k |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 184.5k $8.1m | Reduced -4.5k |
| Elevated Capital Advisors, LLC 0.92% of their portfolio | 61.7k $2.7m | Reduced -7.7k |
| Koshinski Asset Management, Inc. 0.24% of their portfolio | 46.9k $2.1m | Reduced -796 |
| Truadvice, LLC 0.77% of their portfolio | 44.4k $2.0m | Reduced -11.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 24.3k $1.1m | Added +18.8k |
| Main Street Financial Solutions, LLC 0.11% of their portfolio | 18.2k $795.6k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 17.4k $760.8k | Reduced -989 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 17.2k $752.3k | Added +7.1k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 16.4k $718.0k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio | 12.7k $554.0k | Reduced -1.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 11.3k $493.0k | Reduced -2.8k |
| DAVENPORT & Co LLC 0.00% of their portfolio | 8.9k $391.3k | Reduced -4 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 8.9k $388.0k | Reduced -365 |
| FLOW TRADERS U.S. LLC 0.02% of their portfolio | 8.5k $372.0k | Added +3.7k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 8.4k $368.9k | Added +1.5k |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 6.4k $278.9k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 5.0k $219.7k | Unchanged |
| Raleigh Capital Management Inc. 0.11% of their portfolio | 4.9k $216.6k | Reduced -1.1k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2.1k $89.8k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 2.0k $89.7k | Added +2.0k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 1.6k $71.1k | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 1.5k $65.7k | Reduced -2.3k |
| MORGAN STANLEY 0.00% of their portfolio | 454 $19.9k | Added +269 |
| UBS Group AG 0.00% of their portfolio | 204 $8.9k | Reduced -54 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 0 $21 | Reduced -1.5k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |