Vault-13

ALPS ETF TR RFFC

ACTIVE EQTY OPPT · ETP · CUSIP 00162Q510

19 institutional holders +0 vs Q1 2026
265,884265.9k shares reported held*
$20.1mreported value*
2 new 4 added 7 reduced 2 sold out net bought ≈ $1.1m (+14.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $75.45.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 20Q4 22: 23Q1 23: 20Q2 23: 20Q3 23: 20Q4 23: 17Q1 24: 17Q2 24: 18Q3 24: 16Q4 24: 17Q1 25: 15Q2 25: 18Q3 25: 16Q4 25: 18Q1 26: 19Q2 26: 1919Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202220
Q4 202223
Q1 202320
Q2 202320
Q3 202320
Q4 202317
Q1 202417
Q2 202418
Q3 202416
Q4 202417
Q1 202515
Q2 202518
Q3 202516
Q4 202518
Q1 202619
Q2 202619

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 24: 4 bought or addedQ3 24: 9 cut or sold outQ4 24: 6 bought or addedQ4 24: 9 cut or sold outQ4 24Q1 25: 2 bought or addedQ1 25: 10 cut or sold outQ2 25: 5 bought or addedQ2 25: 6 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 8 cut or sold outQ4 25: 7 bought or addedQ4 25: 9 cut or sold outQ4 25Q1 26: 5 bought or addedQ1 26: 6 cut or sold outQ2 26: 6 bought or addedQ2 26: 9 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202449
Q4 202469
Q1 2025210
Q2 202556
Q3 202538
Q4 202579
Q1 202656
Q2 202669

Biggest buyers

ALPS ADVISORS INC Added +31,695+31.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +4,977+5.0k
Tenzing Financial LLC New +2,885+2.9k
ENVESTNET ASSET MANAGEMENT INC Added +1,543+1.5k
Arsenal Capital Advisors LLC Added +120+120
NewEdge Advisors, LLC Added +1+1

Biggest sellers

CITADEL ADVISORS LLC Sold out -18,762-18.8k
RiverFront Investment Group, LLC Sold out -4,982-5.0k
OSAIC HOLDINGS, INC. Reduced -1,018-1.0k
Fermata Advisors, LLC Reduced -987-987
Prospera Financial Services Inc Reduced -321-321
UBS Group AG Reduced -318-318
JPMORGAN CHASE & CO Reduced -72-72
Triumph Capital Management Reduced -50-50
WELLS FARGO & COMPANY/MN Reduced -1-1

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALPS ADVISORS INC 0.07% of their portfolio Denver, CO 197,380197.4k $14.9m $14.9m 0.07% Added +31.7k +31,695
2 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 12,59612.6k $950.3k $950.3k 0.00% Reduced -1.0k -1,018
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,57112.6k $948.5k $948.5k 0.00% Added +1.5k +1,543
4 Fermata Advisors, LLC 0.14% of their portfolio SONOMA, CA 8,9098.9k $672.2k $672.2k 0.14% Reduced -987 -987
5 Arsenal Capital Advisors LLC 0.34% of their portfolio CONSHOHOCKEN, PA 7,6667.7k $578.4k $578.4k 0.34% Added +120 +120
6 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 5,3165.3k $401.1k $401.1k 0.02% Unchanged
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,9775.0k $375.5k $375.5k 0.00% New
8 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 3,9123.9k $295.3k $295.3k 0.00% Reduced -321 -321
9 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 3,6373.6k $274.4k $274.4k 0.00% Unchanged
10 Tenzing Financial LLC 0.15% of their portfolio WILLIAMSBURG, VA 2,8852.9k $218.1k $218.1k 0.15% New
11 GAMMA Investing LLC 0.01% of their portfolio FOSTER CITY, CA 2,3892.4k $180.2k $180.2k 0.01% Unchanged
12 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,6631.7k $125.4k $125.4k 0.00% Added +1 +1
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0311.0k $76.9k $76.9k 0.00% Reduced -72 -72
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 398398 $30.0k $30.0k 0.00% Reduced -318 -318
15 EVOLUTION WEALTH MANAGEMENT INC. 0.01% of their portfolio FORT MYERS, FL 289289 $21.8k $21.8k 0.01% Unchanged
16 Elevated Capital Advisors, LLC 0.00% of their portfolio SANDY, UT 208208 $15.7k $15.7k 0.00% Unchanged
17 Triumph Capital Management 0.00% of their portfolio DENVER, CO 5454 $4.1k $4.1k 0.00% Reduced -50 -50
18 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 33 $224 $224 0.00% Unchanged
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $20 $20 0.00% Reduced -1 -1