Vault-13

ALPS ETF TR RFFC

ACTIVE EQTY OPPT · ETP · CUSIP 00162Q510

18 institutional holders +3 vs Q1 2025
224,798224.8k shares reported held*
$13.5mreported value*
3 new 2 added 5 reduced 1 sold out net sold ≈ $1.9m (-30.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $60.14.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 20Q4 22: 23Q1 23: 20Q2 23: 20Q3 23: 20Q4 23: 17Q1 24: 17Q2 24: 18Q3 24: 16Q4 24: 17Q1 25: 15Q2 25: 1818Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202220
Q4 202223
Q1 202320
Q2 202320
Q3 202320
Q4 202317
Q1 202417
Q2 202418
Q3 202416
Q4 202417
Q1 202515
Q2 202518

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 4 bought or addedQ3 23: 12 cut or sold outQ4 23: 8 bought or addedQ4 23: 10 cut or sold outQ4 23Q1 24: 7 bought or addedQ1 24: 12 cut or sold outQ2 24: 5 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 4 bought or addedQ3 24: 9 cut or sold outQ4 24: 6 bought or addedQ4 24: 9 cut or sold outQ4 24Q1 25: 2 bought or addedQ1 25: 10 cut or sold outQ2 25: 5 bought or addedQ2 25: 6 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 2023412
Q4 2023810
Q1 2024712
Q2 2024510
Q3 202449
Q4 202469
Q1 2025210
Q2 202556

Biggest buyers

ALPS ADVISORS INC New +153,955+154.0k
Main Street Financial Solutions, LLC New +5,126+5.1k
UBS Group AG New +2,459+2.5k
WELLS FARGO & COMPANY/MN Added +1+1
NewEdge Advisors, LLC Added +1+1

Biggest sellers

RiverFront Investment Group, LLC Reduced -55,700-55.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -49,087-49.1k
TRUIST FINANCIAL CORP Sold out -44,739-44.7k
Prospera Financial Services Inc Reduced -42,179-42.2k
OSAIC HOLDINGS, INC. Reduced -444-444
BANK OF AMERICA CORP /DE/ Reduced -309-309

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALPS ADVISORS INC 0.05% of their portfolio Denver, CO 153,955154.0k $9.3m $9.3m 0.05% New
2 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,09616.1k $967.8k $967.8k 0.00% Reduced -444 -444
3 Fermata Advisors, LLC 0.17% of their portfolio SONOMA, CA 10,35610.4k $622.8k $622.8k 0.17% Unchanged
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,04110.0k $603.8k $603.8k 0.00% Reduced -49.1k -49,087
5 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 6,0306.0k $362.6k $362.6k 0.00% Unchanged
6 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 5,3165.3k $319.7k $319.7k 0.02% Unchanged
7 RiverFront Investment Group, LLC 0.01% of their portfolio RICHMOND, VA 5,2635.3k $316.5k $316.5k 0.01% Reduced -55.7k -55,700
8 Main Street Financial Solutions, LLC 0.02% of their portfolio NEWTOWN, PA 5,1265.1k $308.3k $308.3k 0.02% New
9 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 4,0314.0k $242.6k $242.6k 0.00% Reduced -42.2k -42,179
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,4592.5k $147.9k $147.9k 0.00% New
11 GAMMA Investing LLC 0.01% of their portfolio FOSTER CITY, CA 2,4422.4k $146.9k $146.9k 0.01% Unchanged
12 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,9381.9k $116.5k $116.5k 0.00% Added +1 +1
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0771.1k $64.8k $64.8k 0.00% Unchanged
14 EVOLUTION WEALTH MANAGEMENT INC. 0.02% of their portfolio FORT MYERS, FL 276276 $16.6k $16.6k 0.02% First filing
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 200200 $12.0k $12.0k 0.00% Unchanged
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 191191 $11.5k $11.5k 0.00% Reduced -309 -309
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $44 $44 0.00% Added +1 +1
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged