Vault-13

ALPS ETF TR DTEC

DISRUPTIVE TECH · ETP · CUSIP 00162Q478

46 institutional holders -3 vs Q1 2025
644,680644.7k shares reported held*
$31.8mreported value*
4 new 11 added 10 reduced 8 sold out net sold ≈ $5.8m (-117.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.36.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 41Q4 22: 40Q1 23: 41Q2 23: 45Q3 23: 46Q4 23: 47Q1 24: 45Q2 24: 45Q3 24: 45Q4 24: 47Q1 25: 49Q2 25: 4646Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202241
Q4 202240
Q1 202341
Q2 202345
Q3 202346
Q4 202347
Q1 202445
Q2 202445
Q3 202445
Q4 202447
Q1 202549
Q2 202546

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 13 bought or addedQ3 23: 17 cut or sold outQ4 23: 21 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 21 cut or sold outQ2 24: 14 bought or addedQ2 24: 17 cut or sold outQ2 24Q3 24: 11 bought or addedQ3 24: 17 cut or sold outQ4 24: 16 bought or addedQ4 24: 22 cut or sold outQ4 24Q1 25: 16 bought or addedQ1 25: 18 cut or sold outQ2 25: 15 bought or addedQ2 25: 18 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231317
Q4 20232118
Q1 20241621
Q2 20241417
Q3 20241117
Q4 20241622
Q1 20251618
Q2 20251518

Biggest buyers

ROYAL BANK OF CANADA Added +14,589+14.6k
Rockefeller Capital Management L.P. Added +11,951+12.0k
JANE STREET GROUP, LLC New +9,976+10.0k
GTS SECURITIES LLC Added +2,060+2.1k
MORGAN STANLEY Added +1,864+1.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,525+1.5k
Ameritas Advisory Services, LLC New +1,332+1.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +773+773
Cetera Investment Advisers Added +595+595
GPS Wealth Strategies Group, LLC Added +549+549

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -80,734-80.7k
FLOW TRADERS U.S. LLC Sold out -41,914-41.9k
Virtu Financial LLC Sold out -7,062-7.1k
CITADEL ADVISORS LLC Reduced -6,548-6.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -6,505-6.5k
TOWNSQUARE CAPITAL LLC Sold out -5,483-5.5k
EWG Elevate Inc. Sold out -5,197-5.2k
Creative Planning Sold out -4,655-4.7k
OSAIC HOLDINGS, INC. Reduced -3,733-3.7k
RAYMOND JAMES FINANCIAL INC Reduced -961-961

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 121,746121.7k $6.0m $6.0m 0.01% Added +595 +595
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 61,50161.5k $3.0m $3.0m 0.00% Reduced -99 -99
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 60,88560.9k $3.0m $3.0m 0.00% Added +1.5k +1,525
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 53,24853.2k $2.6m $2.6m 0.00% Added +1.9k +1,864
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 51,37151.4k $2.5m $2.5m 0.00% Reduced -80.7k -80,734
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 33,71833.7k $1.7m $1.7m 0.00% Added +359 +359
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 32,67432.7k $1.6m $1.6m 0.00% Added +14.6k +14,589
8 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 32,19632.2k $1.6m $1.6m 0.00% Reduced -961 -961
9 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 23,70223.7k $1.2m $1.2m 0.00% Added +12.0k +11,951
10 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 22,31822.3k $1.1m $1.1m 0.05% Added +2.1k +2,060
11 Tradition Wealth Management, LLC 0.08% of their portfolio EDINA, MN 21,41121.4k $1.1m $1.1m 0.08% Reduced -517 -517
12 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 11,51011.5k $568.0k $568.0k 0.02% Unchanged
13 Scott Marsh Financial, LLC 0.19% of their portfolio MILLCREEK, UT 10,32610.3k $509.4k $509.4k 0.19% First filing
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,21210.2k $503.7k $503.7k 0.00% Reduced -3.7k -3,733
15 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 9,97610.0k $492.1k $492.1k 0.00% New
16 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,9137.9k $390.4k $390.4k 0.00% Unchanged
17 Rossmore Private Capital 0.04% of their portfolio GLASTONBURY, CT 7,6837.7k $379.0k $379.0k 0.04% Reduced -28 -28
18 Sincerus Advisory, LLC 0.34% of their portfolio NEW YORK, NY 7,2027.2k $362.7k $362.7k 0.34% Reduced -37 -37
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,6856.7k $329.8k $329.8k 0.00% Added +440 +440
20 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 6,3166.3k $311.1k $311.1k 0.00% Reduced -65 -65
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 6,2116.2k $306.0k $306.0k 0.00% Added +773 +773
22 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 6,1516.2k $303.4k $303.4k 0.00% Unchanged
23 10Elms LLP 0.26% of their portfolio TULSA, OK 5,4565.5k $269.1k $269.1k 0.26% Unchanged
24 Beaumont Financial Advisors, LLC 0.02% of their portfolio NEEDHAM, MA 5,3685.4k $264.8k $264.8k 0.02% Unchanged
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,1565.2k $254.3k $254.3k 0.00% Reduced -25 -25
26 Heritage Wealth Management, Inc. 0.08% of their portfolio CINCINNATI, OH 5,0005.0k $246.6k $246.6k 0.08% Unchanged
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,8324.8k $238.4k $238.4k 0.00% Reduced -6.5k -6,548
28 GPS Wealth Strategies Group, LLC 0.03% of their portfolio CENTENNIAL, CO 4,6004.6k $226.9k $226.9k 0.03% Added +549 +549
29 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,4151.4k $69.8k $69.8k 0.00% Unchanged
30 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,3951.4k $68.0k $68.0k 0.01% Unchanged
31 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,3321.3k $65.7k $65.7k 0.00% New
32 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,2001.2k $59.2k $59.2k 0.00% Unchanged
33 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,1781.2k $58.0k $58.0k 0.00% Unchanged
34 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 702702 $34.6k $34.6k 0.00% Unchanged
35 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 645645 $31.6k $31.6k 0.00% Unchanged
36 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 400400 $19.7k $19.7k 0.00% Unchanged
37 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 306306 $15.1k $15.1k 0.00% Unchanged
38 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 294294 $14.5k $14.5k 0.00% Unchanged
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 220220 $10.9k $10.9k 0.00% Unchanged
40 FMR LLC 0.00% of their portfolio BOSTON, MA 195195 $9.6k $9.6k 0.00% Unchanged
41 ELEVATION WEALTH PARTNERS, LLC 0.00% of their portfolio WALNUT CREEK, CA 101101 $5.0k $5.0k 0.00% Unchanged
42 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9898 $4.8k $4.8k 0.00% Unchanged
43 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 5050 $2.5k $2.5k 0.00% New
44 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 5050 $2.5k $2.5k 0.00% New
45 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3838 $1.9k $1.9k 0.00% Added +2 +2
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged