Vault-13

ALPS ETF TR ACES

CLEAN ENERGY · ETP · CUSIP 00162Q460

42 institutional holders -1 vs Q1 2025
1,894,5741.9m shares reported held*
$48.9mreported value*
10 new 4 added 13 reduced 12 sold out net bought ≈ $1.8m (-75.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.80.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 83Q4 22: 79Q1 23: 71Q2 23: 73Q3 23: 66Q4 23: 67Q1 24: 70Q2 24: 58Q3 24: 53Q4 24: 44Q1 25: 43Q2 25: 4242Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202283
Q4 202279
Q1 202371
Q2 202373
Q3 202366
Q4 202367
Q1 202470
Q2 202458
Q3 202453
Q4 202444
Q1 202543
Q2 202542

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 24 bought or addedQ3 23: 39 cut or sold outQ4 23: 27 bought or addedQ4 23: 33 cut or sold outQ4 23Q1 24: 25 bought or addedQ1 24: 34 cut or sold outQ2 24: 24 bought or addedQ2 24: 40 cut or sold outQ2 24Q3 24: 17 bought or addedQ3 24: 36 cut or sold outQ4 24: 19 bought or addedQ4 24: 27 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 21 cut or sold outQ2 25: 14 bought or addedQ2 25: 25 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232439
Q4 20232733
Q1 20242534
Q2 20242440
Q3 20241736
Q4 20241927
Q1 20251721
Q2 20251425

Biggest buyers

FLOW TRADERS U.S. LLC New +151,942+151.9k
JANE STREET GROUP, LLC New +96,969+97.0k
Wealthfront Advisers LLC Added +70,397+70.4k
GOLDMAN SACHS GROUP INC New +50,089+50.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +35,063+35.1k
Focus Partners Wealth New +29,773+29.8k
CITADEL ADVISORS LLC New +17,294+17.3k
RAYMOND JAMES FINANCIAL INC New +3,720+3.7k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +3,320+3.3k
Smithfield Trust Co New +1,412+1.4k

Biggest sellers

CITIGROUP INC Sold out -269,035-269.0k
CIBC Private Wealth Group LLC Reduced -143,893-143.9k
MILLENNIUM MANAGEMENT LLC Sold out -66,500-66.5k
GTS SECURITIES LLC Sold out -16,776-16.8k
WELLS FARGO & COMPANY/MN Reduced -13,567-13.6k
MORGAN STANLEY Reduced -8,905-8.9k
UBS Group AG Reduced -6,475-6.5k
Money Design Co.,Ltd. Reduced -3,255-3.3k
ROYAL BANK OF CANADA Reduced -2,433-2.4k
Kestra Advisory Services, LLC Sold out -1,077-1.1k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CIBC Private Wealth Group LLC 0.05% of their portfolio ATLANTA, GA 1,114,8301.1m $28.8m $28.8m 0.05% Reduced -143.9k -143,893
2 FLOW TRADERS U.S. LLC 0.14% of their portfolio NEW YORK, NY 151,942151.9k $3.9m $3.9m 0.14% New
3 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 96,96997.0k $2.5m $2.5m 0.00% New
4 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 96,92296.9k $2.5m $2.5m 0.01% Added +70.4k +70,397
5 Money Design Co.,Ltd. 0.06% of their portfolio TOKYO, M0 50,37350.4k $1.3m $1.3m 0.06% Reduced -3.3k -3,255
6 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 50,08950.1k $1.3m $1.3m 0.00% New
7 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 42,23542.2k $1.1m $1.1m 0.00% Reduced -500 -500
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 38,84838.8k $1.0m $1.0m 0.00% Added +3.3k +3,320
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 35,06335.1k $904.6k $904.6k 0.00% New
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,99934.0k $877.2k $877.2k 0.00% Added +1.2k +1,184
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 33,71233.7k $869.8k $869.8k 0.00% Reduced -8.9k -8,905
12 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 29,77329.8k $768.1k $768.1k 0.00% New
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 28,22628.2k $728.2k $728.2k 0.00% Reduced -900 -900
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 20,43020.4k $527.1k $527.1k 0.00% Reduced -6.5k -6,475
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,29417.3k $446.2k $446.2k 0.00% New
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,54410.5k $272.0k $272.0k 0.00% Reduced -13.6k -13,567
17 TRILLIUM ASSET MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 10,00010.0k $258.0k $258.0k 0.01% Unchanged
18 TigerOak Management, L.L.C. 0.08% of their portfolio NASHVILLE, TN 8,8538.9k $228.4k $228.4k 0.08% Reduced -667 -667
19 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8,7268.7k $225.1k $225.1k 0.00% Unchanged
20 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 3,7203.7k $96.0k $96.0k 0.00% New
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,8802.9k $76.0k $76.0k 0.00% Reduced -2.4k -2,433
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,6762.7k $69.1k $69.1k 0.00% Added +331 +331
23 Blume Capital Management, Inc. 0.01% of their portfolio BERKELEY, CA 1,5001.5k $38.7k $38.7k 0.01% Unchanged
24 Smithfield Trust Co 0.00% of their portfolio PITTSBURGH, PA 1,4121.4k $36.0k $36.0k 0.00% New
25 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 800800 $20.6k $20.6k 0.00% New
26 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 578578 $14.9k $14.9k 0.00% Reduced -10 -10
27 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 440440 $11.4k $11.4k 0.00% Reduced -210 -210
28 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 300300 $7.7k $7.7k 0.00% Unchanged
29 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 245245 $6.3k $6.3k 0.00% Reduced -245 -245
30 Cooksen Wealth, LLC 0.00% of their portfolio THE WOODLANDS, TX 223223 $5.8k $5.8k 0.00% Unchanged
31 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 200200 $5.2k $5.2k 0.00% Unchanged
32 TSFG, LLC 0.00% of their portfolio LAKE FOREST, IL 183183 $5.0k $5.0k 0.00% Unchanged
33 S&T Bank/PA 0.00% of their portfolio Indiana, PA 150150 $3.9k $3.9k 0.00% Unchanged
34 COMERICA BANK 0.00% of their portfolio DALLAS, TX 131131 $3.4k $3.4k 0.00% Reduced -210 -210
35 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 100100 $2.6k $2.6k 0.00% Unchanged
36 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6666 $1.7k $1.7k 0.00% Unchanged
37 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 5050 $1.3k $1.3k 0.00% Unchanged
38 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3939 $1.0k $1.0k 0.00% First filing
39 WOLFF WIESE MAGANA LLC 0.00% of their portfolio CARSLBAD, CA 2626 $671 $671 0.00% New
40 Financial Management Professionals, Inc. 0.00% of their portfolio AUSTIN, TX 2525 $645 $645 0.00% Unchanged
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 22 $52 $52 0.00% Unchanged
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged