Vault-13

ALPS ETF TR AMLP

ALERIAN MLP · ETP · CUSIP 00162Q452

533 institutional holders +21 vs Q3 2022
78,661,83478.7m shares reported held*
$3.0bnreported value*
60 new 187 added 166 reduced 51 sold out net sold ≈ $164.7m (-4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $38.02. Options: 11 managers hold calls ($63.8m notional), 18 hold puts ($65.0m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 512Q4 22: 533533Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022512
Q4 2022533

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $56.8mQ3 22 puts: $62.0mQ3 22P/C 1.09Q4 22 calls: $63.8mQ4 22 puts: $65.0mQ4 22P/C 1.02
Numbers
QuarterCallsPutsP/C
Q3 2022$56.8m$62.0m1.09
Q4 2022$63.8m$65.0m1.02

Biggest buyers

Sumitomo Mitsui Trust Group, Inc. Added +446,393+446.4k
UBS Group AG Added +417,195+417.2k
ENVESTNET ASSET MANAGEMENT INC Added +345,635+345.6k
ROYAL BANK OF CANADA Added +316,439+316.4k
BALDWIN WEALTH PARTNERS LLC/MA Added +315,362+315.4k
Summit Financial Wealth Advisors, LLC Added +275,304+275.3k
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC New +221,099+221.1k
CONGRESS ASSET MANAGEMENT CO New +208,428+208.4k
CW Advisors, LLC New +207,731+207.7k
Prime Capital Investment Advisors, LLC Added +188,424+188.4k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -5,083,208-5.1m
MORGAN STANLEY Reduced -569,044-569.0k
HRT FINANCIAL LP Sold out -336,456-336.5k
Creative Planning Reduced -329,781-329.8k
BANK OF AMERICA CORP /DE/ Reduced -295,200-295.2k
LPL Financial LLC Reduced -294,584-294.6k
Householder Group Estate & Retirement Specialist, LLC Sold out -288,116-288.1k
JPMORGAN CHASE & CO Reduced -271,117-271.1k
RATIONAL ADVISORS, INC. Reduced -231,932-231.9k
APPALOOSA LP Reduced -201,000-201.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $22.2m582.2k shares
CITADEL ADVISORS LLC Added $13.2m347.1k shares
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT New $11.4m300.0k shares
ROYAL BANK OF CANADA New $7.6m200.0k shares
WOLVERINE TRADING, LLC Added $5.5m145.7k shares
Walleye Trading LLC Added $3.3m87.2k shares
UBS Group AG Unchanged $411.2k10.8k shares
Parallax Volatility Advisers, L.P. Reduced $91.4k2.4k shares
Cutler Group LLC / CA Added $17.0k39.9k shares
HAP Trading, LLC Added $8.0k15.5k shares

Biggest puts

ROYAL BANK OF CANADA New $11.0m290.0k shares
JANE STREET GROUP, LLC Added $10.6m277.5k shares
Aristides Capital LLC New $10.0m261.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $9.1m240.3k shares
CITADEL ADVISORS LLC Reduced $5.6m146.1k shares
Walleye Trading LLC Added $5.2m137.3k shares
York Capital Management Global Advisors, LLC Added $4.6m120.0k shares
CSS LLC/IL Reduced $4.4m116.3k shares
WOLVERINE TRADING, LLC Reduced $2.3m60.1k shares
MILLENNIUM MANAGEMENT LLC New $1.4m36.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.10% of their portfolio NEW YORK, NY 8,783,7108.8m $334.4m $334.4m 0.10% Reduced -130.4k -130,441
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 8,082,0618.1m $307.7m $307.7m 0.03% Reduced -569.0k -569,044
3 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 5,409,4035.4m $205.9m $205.9m 0.03% Reduced -295.2k -295,200
4 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 5,049,1255.0m $192.2m $192.2m 0.06% Reduced -5.1m -5,083,208
5 Creative Planning 0.27% of their portfolio OVERLAND PARK, KS 4,749,2314.7m $180.8m $180.8m 0.27% Reduced -329.8k -329,781
6 UBS Group AG 0.06% of their portfolio ZURICH, V8 3,038,0973.0m $115.7m $115.7m 0.06% Added +417.2k +417,195
7 RATIONAL ADVISORS, INC. 6.34% of their portfolio San Juan, PR 2,010,2262.0m $76.5m $76.5m 6.34% Reduced -231.9k -231,932
8 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 1,753,2751.8m $66.7m $66.7m 0.06% Reduced -294.6k -294,584
9 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,585,8561.6m $60.4m $60.4m 0.02% Added +316.4k +316,439
10 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 1,384,1021.4m $52.7m $52.7m 0.03% Added +345.6k +345,635
11 Sumitomo Mitsui Trust Group, Inc. 0.04% of their portfolio CHIYODA-KU, TOKYO, M0 1,374,3931.4m $52.3m $52.3m 0.04% Added +446.4k +446,393
12 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,373,1561.4m $52.3m $52.3m 0.05% Added +12.7k +12,716
13 STATE OF WISCONSIN INVESTMENT BOARD 0.13% of their portfolio MADISON, WI 1,084,5001.1m $41.3m $41.3m 0.13% Reduced -3.5k -3,500
14 Allen Investment Management, LLC 0.66% of their portfolio NEW YORK, NY 1,072,4431.1m $40.8m $40.8m 0.66% Added +38.9k +38,926
15 TIAA, FSB 0.16% of their portfolio ST. LOUIS, MO 1,053,1581.1m $40.1m $40.1m 0.16% Reduced -155.0k -155,043
16 STEPHENS INC /AR/ 0.75% of their portfolio LITTLE ROCK, AR 967,254967.3k $36.8m $36.8m 0.75% Reduced -62.2k -62,184
17 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 838,651838.7k $31.9m $31.9m 0.02% Added +149.6k +149,550
18 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 791,670791.7k $30.1m $30.1m 0.05% Added +33.1k +33,126
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 780,220780.2k $29.7m $29.7m 0.00% Reduced -271.1k -271,117
20 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 739,841739.8k $28.2m $28.2m 0.06% Added +175.1k +175,055
21 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 714,390714.4k $27.2m $27.2m 0.06% Added +102.1k +102,104
22 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 644,345644.3k $24.5m $24.5m 0.01% Added +144.8k +144,806
23 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 619,789619.8k $23.6m $23.6m 0.05% Added +64.3k +64,321
24 Naviter Wealth, LLC 6.90% of their portfolio LITTLE ROCK, AR 616,864616.9k $25.1m $25.1m 6.90% Added +59.0k +58,980
25 CHOREO, LLC 1.08% of their portfolio ROCKFORD, IL 573,751573.8k $21.8m $21.8m 1.08% Reduced -15.3k -15,289
26 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 519,730519.7k $19.8m $19.8m 0.05% Added +78.5k +78,524
27 CREDIT SUISSE AG/ 0.02% of their portfolio ZURICH, V8 486,741486.7k $18.5m $18.5m 0.02% Added +123.7k +123,727
28 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 476,897476.9k $18.2m $18.2m 0.09% Reduced -12.7k -12,710
29 FIRST AMERICAN TRUST, FSB 2.63% of their portfolio SANTA ANA, CA 445,161445.2k $16.9m $16.9m 2.63% Added +16.6k +16,552
30 Miller Investment Management, LP 2.68% of their portfolio WEST CONSHOHOCKEN, PA 412,891412.9k $15.7m $15.7m 2.68% Reduced -47.1k -47,117
31 Maryland State Retirement & Pension System 0.44% of their portfolio BALTIMORE, MD 399,453399.5k $15.2m $15.2m 0.44% Unchanged
32 Prime Capital Investment Advisors, LLC 0.49% of their portfolio OVERLAND PARK, KS 337,651337.7k $12.9m $12.9m 0.49% Added +188.4k +188,424
33 BALDWIN WEALTH PARTNERS LLC/MA 1.10% of their portfolio Marion, MA 318,392318.4k $12.1m $12.1m 1.10% Added +315.4k +315,362
34 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 311,431311.4k $11.9m $11.9m 0.05% Added +5.1k +5,104
35 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.76% of their portfolio EDINA, MN 309,910309.9k $11.8m $11.8m 0.76% Reduced -35.1k -35,119
36 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 309,829309.8k $11.8m $11.8m 0.01% Added +63.8k +63,831
37 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 1.23% of their portfolio CHICAGO, IL 300,000300.0k $11.4m $11.4m 1.23% Reduced -100.0k -100,000
38 SEARCY FINANCIAL SERVICES INC /ADV 6.55% of their portfolio OVERLAND PARK, KS 295,919295.9k $11.3m $11.3m 6.55% Reduced -71.1k -71,052
39 MUHLENKAMP & CO INC 4.59% of their portfolio WEXFORD, PA 284,317284.3k $10.8m $10.8m 4.59% Added +260 +260
40 Summit Financial Wealth Advisors, LLC 2.58% of their portfolio Lafayette, LA 280,694280.7k $10.7m $10.7m 2.58% Added +275.3k +275,304
41 Proficio Capital Partners LLC 1.82% of their portfolio NEWTON, MA 252,254252.3k $9.6m $9.6m 1.82% Added +36.3k +36,304
42 Fifth Third Securities, Inc. 1.26% of their portfolio Cincinnati, OH 251,794251.8k $9.6m $9.6m 1.26% Added +4.5k +4,483
43 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 248,407248.4k $9.5m $9.5m 0.05% Added +61.3k +61,286
44 NOVARE CAPITAL MANAGEMENT LLC 1.08% of their portfolio CHARLOTTE, NC 240,475240.5k $9.2m $9.2m 1.08% Unchanged
45 FWL INVESTMENT MANAGEMENT, LLC 6.88% of their portfolio Dallas, TX 238,430238.4k $9.1m $9.1m 6.88% Reduced -12.9k -12,900
46 B&D White Capital Company, LLC 3.19% of their portfolio Lakeway, TX 238,211238.2k $9.1m $9.1m 3.19% Reduced -7.2k -7,175
47 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 236,943236.9k $9.0m $9.0m 0.01% Reduced -13.3k -13,307
48 Chicago Wealth Management, Inc. 7.68% of their portfolio CHICAGO, IL 234,017234.0k $8.9m $8.9m 7.68% Reduced -8.1k -8,139
49 TECTONIC ADVISORS LLC 1.36% of their portfolio FRISCO, TX 230,185230.2k $8.8m $8.8m 1.36% Added +413 +413
50 CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC 0.15% of their portfolio RADNOR, PA 221,099221.1k $8.4m $8.4m 0.15% New
51 NICOLET ADVISORY SERVICES, LLC 1.12% of their portfolio GREEN BAY, WI 213,161213.2k $8.5m $8.5m 1.12% Added +2.3k +2,326
52 CONGRESS ASSET MANAGEMENT CO 0.08% of their portfolio BOSTON, MA 208,428208.4k $7.9m $7.9m 0.08% New
53 CW Advisors, LLC 0.20% of their portfolio BOSTON, MA 207,731207.7k $7.9m $7.9m 0.20% New
54 Greystone Financial Group, LLC 2.32% of their portfolio BLOOMFIELD HILLS, MI 207,727207.7k $7.9m $7.9m 2.32% Reduced -409 -409
55 APPALOOSA LP 0.58% of their portfolio Short Hills, NJ 204,000204.0k $7.8m $7.8m 0.58% Reduced -201.0k -201,000
56 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 202,904202.9k $7.7m $7.7m 0.04% Reduced -6.1k -6,149
57 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 189,890189.9k $7.2m $7.2m 0.02% Reduced -4.6k -4,623
58 Bard Financial Services, Inc. 0.61% of their portfolio BRANFORD, CT 189,475189.5k $7.2m $7.2m 0.61% Added +17.4k +17,400
59 Golden Green, Inc. 7.26% of their portfolio Seneca, SC 184,800184.8k $7.0m $7.0m 7.26% Added +3.4k +3,353
60 Balefire, LLC 2.86% of their portfolio DALLAS, TX 172,558172.6k $6.9m $6.9m 2.86% Reduced -49.6k -49,631
61 BRIGHTON JONES LLC 0.39% of their portfolio SEATTLE, WA 171,880171.9k $6.5m $6.5m 0.39% Reduced -28.5k -28,520
62 WEALTH ALLIANCE, LLC 1.15% of their portfolio MELLVILLE, NY 170,791170.8k $6.5m $6.5m 1.15% Added +1.7k +1,697
63 Aveo Capital Partners, LLC 0.96% of their portfolio ENGLEWOOD, CO 167,710167.7k $6.4m $6.4m 0.96% Added +72.0k +71,973
64 Checchi Capital Advisers, LLC 0.66% of their portfolio BEVERLY HILLS, CA 166,455166.5k $6.3m $6.3m 0.66% Reduced -12.2k -12,174
65 EVERGREEN CAPITAL MANAGEMENT LLC 0.30% of their portfolio Bellevue, WA 165,311165.3k $6.3m $6.3m 0.30% Reduced -14.3k -14,292
66 Integrated Advisors Network LLC 0.40% of their portfolio DALLAS, TX 165,035165.0k $6.3m $6.3m 0.40% Added +19.6k +19,594
67 Advisory Services Network, LLC 0.19% of their portfolio ATLANTA, GA 159,808159.8k $6.1m $6.1m 0.19% Added +30.0k +30,008
68 Left Brain Wealth Management, LLC 4.51% of their portfolio NAPERVILLE, IL 158,154158.2k $6.0m $6.0m 4.51% First filing
69 COMMERCE BANK 0.05% of their portfolio KANSAS CITY, MO 156,178156.2k $5.9m $5.9m 0.05% Added +7.9k +7,877
70 Elgethun Capital Management 2.03% of their portfolio SIOUX FALLS, SD 149,625149.6k $5.6m $5.6m 2.03% Reduced -768 -768
71 BROWN ADVISORY INC 0.01% of their portfolio BALTIMORE, MD 149,408149.4k $5.7m $5.7m 0.01% Added +114.3k +114,312
72 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 148,067148.1k $2.1m $2.1m 0.06% Added +35.9k +35,889
73 MCKINLEY CAPITAL MANAGEMENT LLC 0.74% of their portfolio ANCHORAGE, AK 144,222144.2k $5.5m $5.5m 0.74% Added +673 +673
74 Bullseye Investment Management, LLC 4.51% of their portfolio CINCINNATI, OH 143,170143.2k $5.5m $5.5m 4.51% Added +4.1k +4,063
75 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 138,737138.7k $5.3m $5.3m 0.00% First filing
76 Riggs Asset Managment Co. Inc. 2.04% of their portfolio DALLAS, PA 130,373130.4k $5.0m $5.0m 2.04% Reduced -4.5k -4,460
77 Brick & Kyle, Associates 2.85% of their portfolio NEWTOWN, PA 128,677128.7k $4.9m $4.9m 2.85% Reduced -62 -62
78 VISTA FINANCE, LLC 6.82% of their portfolio Clayton, MO 127,273127.3k $4.8m $4.8m 6.82% Reduced -8.6k -8,620
79 CONTINENTAL ADVISORS LLC 4.45% of their portfolio Park City, UT 123,223123.2k $4.7m $4.7m 4.45% Reduced -5.0k -5,000
80 Cetera Advisors LLC 0.08% of their portfolio DENVER, CO 123,126123.1k $4.7m $4.7m 0.08% Reduced -1.2k -1,168
81 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.09% of their portfolio New York, NY 119,178119.2k $4.5m $4.5m 0.09% Reduced -3.7k -3,660
82 HERBST GROUP, LLC 3.50% of their portfolio WESTPORT, CT 113,816113.8k $4.3m $4.3m 3.50% Reduced -5.0k -4,980
83 Prospera Financial Services Inc 0.21% of their portfolio Dallas, TX 112,377112.4k $4.3m $4.3m 0.21% Added +10.7k +10,674
84 INDEPENDENT FINANCIAL GROUP, LLC 0.37% of their portfolio SAN DIEGO, CA 112,100112.1k $4.3m $4.3m 0.37% Reduced -10.5k -10,512
85 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 111,451111.5k $2.1m $2.1m 0.06% Added +40.3k +40,320
86 Focus Financial Network, Inc. 0.34% of their portfolio MINNEAPOLIS, MN 108,373108.4k $4.1m $4.1m 0.34% Reduced -20.3k -20,269
87 FOURPATH CAPITAL MANAGEMENT, LLC 2.99% of their portfolio OKLAHOMA CITY, OK 108,138108.1k $4.1m $4.1m 2.99% Added +924 +924
88 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 107,926107.9k $4.1m $4.1m 0.00% Added +93.7k +93,707
89 D.A. DAVIDSON & CO. 0.05% of their portfolio GREAT FALLS, MT 107,605107.6k $4.1m $4.1m 0.05% Added +1.3k +1,286
90 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 107,109107.1k $4.1m $4.1m 0.03% Added +14.6k +14,574
91 Hilltop Holdings Inc. 0.52% of their portfolio DALLAS, TX 105,357105.4k $4.0m $4.0m 0.52% Added +20.0k +20,005
92 HANCOCK WHITNEY CORP 0.15% of their portfolio GULFPORT, MS 105,052105.1k $4.0m $4.0m 0.15% Reduced -3.0k -3,025
93 Sageworth Trust Co 0.32% of their portfolio LANCASTER, PA 104,694104.7k $4.0m $4.0m 0.32% Reduced -27.1k -27,085
94 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 0.37% of their portfolio DALLAS, TX 101,300101.3k $3.9m $3.9m 0.37% New
95 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 101,300101.3k $3.9m $3.9m 0.01% Reduced -49.0k -49,000
96 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 100,499100.5k $3.8m $3.8m 0.09% Added +22.0k +21,992
97 HORIZON KINETICS ASSET MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 100,162100.2k $3.8m $3.8m 0.06% Reduced -26 -26
98 SOUTHERN FARM BUREAU LIFE INSURANCE 0.63% of their portfolio JACKSON, MS 97,82597.8k $3.9m $3.9m 0.63% Unchanged
99 FORTE ASSET MANAGEMENT LLC 2.37% of their portfolio BEDFORD, NY 95,70695.7k $3.6m $3.6m 2.37% Added +3.9k +3,879
100 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 93,53193.5k $3.6m $3.6m 0.01% Reduced -10.1k -10,109