Vault-13

ALPS ETF TR REIT

ACTIVE REIT ETF · ETP · CUSIP 00162Q445

20 institutional holders -4 vs Q1 2025
388,070388.1k shares reported held*
$10.2mreported value*
2 new 9 added 2 reduced 5 sold out net sold ≈ $1.6m (-59.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.31.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 2Q4 22: 5Q1 23: 5Q2 23: 7Q3 23: 7Q4 23: 9Q1 24: 11Q2 24: 11Q3 24: 16Q4 24: 18Q1 25: 24Q2 25: 2020Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 20222
Q4 20225
Q1 20235
Q2 20237
Q3 20237
Q4 20239
Q1 202411
Q2 202411
Q3 202416
Q4 202418
Q1 202524
Q2 202520

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 2 bought or addedQ3 23: 2 cut or sold outQ4 23: 4 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 4 cut or sold outQ2 24: 4 bought or addedQ2 24: 4 cut or sold outQ2 24Q3 24: 9 bought or addedQ3 24: 4 cut or sold outQ4 24: 10 bought or addedQ4 24: 5 cut or sold outQ4 24Q1 25: 16 bought or addedQ1 25: 7 cut or sold outQ2 25: 11 bought or addedQ2 25: 7 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202322
Q4 202342
Q1 202464
Q2 202444
Q3 202494
Q4 2024105
Q1 2025167
Q2 2025117

Biggest buyers

INDEPENDENT FINANCIAL GROUP, LLC Added +10,937+10.9k
Arete Wealth Advisors, LLC Added +10,160+10.2k
ENVESTNET ASSET MANAGEMENT INC Added +8,196+8.2k
Ellsworth Advisors, LLC Added +6,174+6.2k
Main Street Group, LTD Added +1,548+1.5k
Farther Finance Advisors, LLC New +1,342+1.3k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +1,142+1.1k
GTS SECURITIES LLC Added +1,059+1.1k
Advisor OS, LLC Added +321+321
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +92+92

Biggest sellers

&PARTNERS Reduced -34,124-34.1k
ARBOR CAPITAL MANAGEMENT INC /ADV Sold out -26,540-26.5k
Park Edge Advisors, LLC Sold out -14,788-14.8k
Robertson Stephens Wealth Management, LLC Reduced -13,032-13.0k
Virtue Capital Management, LLC Sold out -8,741-8.7k
ZynergyRetirementPlanningLLC Sold out -2,814-2.8k
MORGAN STANLEY Sold out -1-1

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ellsworth Advisors, LLC 0.84% of their portfolio HUDSON, OH 130,669130.7k $3.4m $3.4m 0.84% Added +6.2k +6,174
2 Robertson Stephens Wealth Management, LLC 0.04% of their portfolio San Francisco, CA 42,21942.2k $1.1m $1.1m 0.04% Reduced -13.0k -13,032
3 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 41,09541.1k $1.1m $1.1m 0.03% Added +10.9k +10,937
4 Arete Wealth Advisors, LLC 0.07% of their portfolio CHICAGO, IL 39,26739.3k $1.0m $1.0m 0.07% Added +10.2k +10,160
5 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 34,08934.1k $896.9k $896.9k 0.01% Reduced -34.1k -34,124
6 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 28,87328.9k $759.6k $759.6k 0.01% Added +1.1k +1,142
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 16,68816.7k $439.1k $439.1k 0.00% Added +8.2k +8,196
8 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 15,13415.1k $398.2k $398.2k 0.00% Unchanged
9 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 10,62510.6k $279.5k $279.5k 0.01% Added +1.1k +1,059
10 Advisor OS, LLC 0.03% of their portfolio CHICAGO, IL 10,04210.0k $264.2k $264.2k 0.03% Added +321 +321
11 Fermata Advisors, LLC 0.06% of their portfolio SONOMA, CA 9,1929.2k $241.8k $241.8k 0.06% Added +1 +1
12 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,7543.8k $98.5k $98.5k 0.00% Unchanged
13 Main Street Group, LTD 0.02% of their portfolio GLEN ALLEN, VA 2,3722.4k $62.4k $62.4k 0.02% Added +1.5k +1,548
14 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,8491.8k $48.6k $48.6k 0.00% Unchanged
15 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,3421.3k $35.3k $35.3k 0.00% New
16 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 759759 $20.0k $20.0k 0.00% Unchanged
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9292 $2.4k $2.4k 0.00% New
18 Manchester Capital Management LLC 0.00% of their portfolio MANCHESTER, VT 66 $158 $158 0.00% Unchanged
19 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 33 $83 $83 0.00% Unchanged
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged