Vault-13

ALPS ETF TR REIT

ACTIVE REIT ETF · ETP · CUSIP 00162Q445

18 institutional holders +2 vs Q3 2024
372,207372.2k shares reported held*
$10.2mreported value*
3 new 7 added 4 reduced 1 sold out net bought ≈ $627.5k (+23.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.29.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 2Q4 22: 5Q1 23: 5Q2 23: 7Q3 23: 7Q4 23: 9Q1 24: 11Q2 24: 11Q3 24: 16Q4 24: 1818Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20222
Q4 20225
Q1 20235
Q2 20237
Q3 20237
Q4 20239
Q1 202411
Q2 202411
Q3 202416
Q4 202418

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 23: 3 bought or addedQ1 23: 2 cut or sold outQ2 23: 3 bought or addedQ2 23: 1 cut or sold outQ2 23Q3 23: 2 bought or addedQ3 23: 2 cut or sold outQ4 23: 4 bought or addedQ4 23: 2 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 4 cut or sold outQ2 24: 4 bought or addedQ2 24: 4 cut or sold outQ2 24Q3 24: 9 bought or addedQ3 24: 4 cut or sold outQ4 24: 10 bought or addedQ4 24: 5 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202332
Q2 202331
Q3 202322
Q4 202342
Q1 202464
Q2 202444
Q3 202494
Q4 2024105

Biggest buyers

Robertson Stephens Wealth Management, LLC Added +92,709+92.7k
Park Edge Advisors, LLC New +13,990+14.0k
Ellsworth Advisors, LLC Added +5,378+5.4k
ARBOR CAPITAL MANAGEMENT INC /ADV Added +3,853+3.9k
ROYAL BANK OF CANADA New +3,155+3.2k
HARBOUR INVESTMENTS, INC. Added +2,305+2.3k
Arete Wealth Advisors, LLC Added +1,822+1.8k
NATIONAL BANK OF CANADA /FI/ Added +1,007+1.0k
BANK OF MONTREAL /CAN/ New +790+790
KESTRA PRIVATE WEALTH SERVICES, LLC Added +106+106

Biggest sellers

Advisor OS, LLC Reduced -84,962-85.0k
GTS SECURITIES LLC Reduced -13,412-13.4k
Parallel Advisors, LLC Sold out -3,372-3.4k
Fermata Advisors, LLC Reduced -234-234
MORGAN STANLEY Reduced -116-116

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Ellsworth Advisors, LLC 0.87% of their portfolio HUDSON, OH 121,326121.3k $3.3m $3.3m 0.87% Added +5.4k +5,378
2 Robertson Stephens Wealth Management, LLC 0.11% of their portfolio San Francisco, CA 116,917116.9k $3.2m $3.2m 0.11% Added +92.7k +92,709
3 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 25,98426.0k $708.3k $708.3k 0.01% Added +106 +106
4 ARBOR CAPITAL MANAGEMENT INC /ADV 0.67% of their portfolio ANCHORAGE, AK 24,83524.8k $681.9k $681.9k 0.67% Added +3.9k +3,853
5 Arete Wealth Advisors, LLC 0.05% of their portfolio CHICAGO, IL 24,55924.6k $669.0k $669.0k 0.05% Added +1.8k +1,822
6 Park Edge Advisors, LLC 0.11% of their portfolio Cleveland, OH 13,99014.0k $381.4k $381.4k 0.11% New
7 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 11,64511.6k $317.4k $317.4k 0.02% Reduced -13.4k -13,412
8 Advisor OS, LLC 0.03% of their portfolio CHICAGO, IL 9,5269.5k $259.7k $259.7k 0.03% Reduced -85.0k -84,962
9 Fermata Advisors, LLC 0.05% of their portfolio SONOMA, CA 9,1139.1k $248.4k $248.4k 0.05% Reduced -234 -234
10 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 3,8223.8k $104.2k $104.2k 0.00% Added +1.0k +1,007
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,1553.2k $86.0k $86.0k 0.00% New
12 ZynergyRetirementPlanningLLC 0.06% of their portfolio RED BANK, NJ 2,8142.8k $82.1k $82.1k 0.06% Unchanged
13 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,4712.5k $67.4k $67.4k 0.00% Added +2.3k +2,305
14 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 790790 $21.5k $21.5k 0.00% New
15 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 759759 $20.7k $20.7k 0.00% Unchanged
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 500500 $13.6k $13.6k 0.00% Unchanged
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $47 $47 0.00% Reduced -116 -116
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged