Vault-13

ALPS ETF TR OUSM

OSHARES US SMLCP · ETP · CUSIP 00162Q395

125 institutional holders +1 vs Q1 2026
11,607,79711.6m shares reported held*
$551.6mreported value*
15 new 33 added 52 reduced 14 sold out net sold ≈ $40.3m (-848.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($759.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.52.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 41Q4 22: 43Q1 23: 51Q2 23: 56Q3 23: 63Q4 23: 74Q1 24: 84Q2 24: 94Q3 24: 105Q4 24: 120Q1 25: 119Q2 25: 121Q3 25: 120Q4 25: 124Q1 26: 124Q2 26: 125125Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202241
Q4 202243
Q1 202351
Q2 202356
Q3 202363
Q4 202374
Q1 202484
Q2 202494
Q3 2024105
Q4 2024120
Q1 2025119
Q2 2025121
Q3 2025120
Q4 2025124
Q1 2026124
Q2 2026125

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 73 bought or addedQ3 24: 23 cut or sold outQ4 24: 80 bought or addedQ4 24: 25 cut or sold outQ4 24Q1 25: 68 bought or addedQ1 25: 46 cut or sold outQ2 25: 62 bought or addedQ2 25: 51 cut or sold outQ2 25Q3 25: 61 bought or addedQ3 25: 51 cut or sold outQ4 25: 51 bought or addedQ4 25: 61 cut or sold outQ4 25Q1 26: 53 bought or addedQ1 26: 58 cut or sold outQ2 26: 48 bought or addedQ2 26: 66 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20247323
Q4 20248025
Q1 20256846
Q2 20256251
Q3 20256151
Q4 20255161
Q1 20265358
Q2 20264866

Biggest buyers

FSA WEALTH PARTNERS, INC. New +210,010+210.0k
Steward Partners Investment Advisory, LLC Added +109,357+109.4k
Cambridge Investment Research Advisors, Inc. Added +68,435+68.4k
Park Edge Advisors, LLC Added +68,421+68.4k
Cetera Investment Advisers Added +57,138+57.1k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Added +32,180+32.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +25,372+25.4k
Sanctuary Advisors, LLC Added +17,495+17.5k
Hamrick Investment Counsel, llc Added +16,701+16.7k
Virtu Financial LLC New +16,522+16.5k

Biggest sellers

MORGAN STANLEY Reduced -381,691-381.7k
UBS Group AG Reduced -292,624-292.6k
KICKSTAND VENTURES, LLC. Sold out -115,564-115.6k
Independent Advisor Alliance Sold out -96,443-96.4k
TWO SIGMA INVESTMENTS, LP Sold out -85,200-85.2k
AMERIPRISE FINANCIAL INC Reduced -76,793-76.8k
STIFEL FINANCIAL CORP Reduced -58,538-58.5k
RAYMOND JAMES FINANCIAL INC Reduced -47,655-47.7k
BANK OF AMERICA CORP /DE/ Reduced -41,932-41.9k
Secure Asset Management, LLC Reduced -39,836-39.8k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,505,6211.5m $71.5m $71.5m 0.01% Reduced -76.8k -76,793
2 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,391,0631.4m $66.1m $66.1m 0.02% Reduced -47.7k -47,655
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,261,0481.3m $59.9m $59.9m 0.00% Reduced -381.7k -381,691
4 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 1,099,2401.1m $52.2m $52.2m 0.05% Added +57.1k +57,138
5 Sanctuary Advisors, LLC 0.20% of their portfolio INDIANAPOLIS, IN 898,228898.2k $42.7m $42.7m 0.20% Added +17.5k +17,495
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 537,450537.5k $25.5m $25.5m 0.01% Reduced -33.7k -33,691
7 Stonehearth Capital Management, LLC 6.13% of their portfolio DANVERS, MA 377,783377.8k $18.0m $18.0m 6.13% Added +9.8k +9,756
8 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 306,034306.0k $14.5m $14.5m 0.02% Added +9.0k +9,020
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 303,822303.8k $14.4m $14.4m 0.00% Reduced -41.9k -41,932
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 254,059254.1k $12.1m $12.1m 0.00% Reduced -18.1k -18,125
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 234,116234.1k $11.1m $11.1m 0.00% Reduced -292.6k -292,624
12 FSA WEALTH PARTNERS, INC. 2.50% of their portfolio Rockville, MD 210,010210.0k $10.0m $10.0m 2.50% New
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 191,660191.7k $9.1m $9.1m 0.00% Reduced -35.0k -34,989
14 Mason & Associates Inc 1.06% of their portfolio LOS ANGELES, CA 138,643138.6k $6.6m $6.6m 1.06% Added +720 +720
15 Hamrick Investment Counsel, llc 4.28% of their portfolio SEATTLE, WA 135,722135.7k $6.4m $6.4m 4.28% Added +16.7k +16,701
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 135,102135.1k $6.4m $6.4m 0.01% Added +68.4k +68,435
17 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 129,166129.2k $6.1m $6.1m 0.03% Added +109.4k +109,357
18 Park Edge Advisors, LLC 1.29% of their portfolio Cleveland, OH 127,116127.1k $6.0m $6.0m 1.29% Added +68.4k +68,421
19 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 114,497114.5k $5.4m $5.4m 0.01% Added +8.8k +8,755
20 CASTLE WEALTH MANAGEMENT LLC 1.49% of their portfolio BOYNTON BEACH, FL 105,822105.8k $5.0m $5.0m 1.49% Added +941 +941
21 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 101,025101.0k $4.8m $4.8m 0.00% Reduced -4.8k -4,835
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 97,11397.1k $4.6m $4.6m 0.00% Reduced -1.2k -1,170
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 94,44794.4k $4.5m $4.5m 0.00% Reduced -23.8k -23,822
24 LEVEL FOUR ADVISORY SERVICES, LLC 0.12% of their portfolio DALLAS, TX 88,60488.6k $4.2m $4.2m 0.12% Reduced -10.2k -10,244
25 Premier Path Wealth Partners, LLC 0.46% of their portfolio MADISON, NJ 84,73284.7k $4.0m $4.0m 0.46% Added +12.3k +12,311
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 83,02883.0k $3.9m $3.9m 0.00% Reduced -58.5k -58,538
27 BEAM WEALTH ADVISORS, INC. 0.86% of their portfolio COVINGTON, LA 82,29282.3k $3.9m $3.9m 0.86% Reduced -3.3k -3,260
28 SHEETS SMITH WEALTH MANAGEMENT 0.38% of their portfolio WINSTON-SALEM, NC 79,55579.6k $3.8m $3.8m 0.38% Reduced -4.1k -4,085
29 BARNES PETTEY FINANCIAL ADVISORS, LLC 1.06% of their portfolio CLARKSDALE, MS 71,17371.2k $3.4m $3.4m 1.06% Added +805 +805
30 Focus Partners Advisor Solutions, LLC 0.03% of their portfolio SAINT LOUIS, MO 65,54465.5k $3.1m $3.1m 0.03% Reduced -718 -718
31 Brady Martz Wealth Solutions, LLC 0.47% of their portfolio GRAND FORKS, ND 65,10765.1k $3.1m $3.1m 0.47% Reduced -720 -720
32 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 64,63864.6k $3.1m $3.1m 0.02% Unchanged
33 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 58,71558.7k $2.8m $2.8m 0.03% Reduced -262 -262
34 Summit Financial Wealth Advisors, LLC 0.33% of their portfolio Lafayette, LA 54,06854.1k $2.6m $2.6m 0.33% Added +3.2k +3,167
35 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 52,00352.0k $2.5m $2.5m 0.01% Added +6.7k +6,653
36 Secure Asset Management, LLC 0.33% of their portfolio Troy, MI 49,84949.8k $2.4m $2.4m 0.33% Reduced -39.8k -39,836
37 Clay Northam Wealth Management, LLC 1.08% of their portfolio HUNTINGTON BEACH, CA 46,26846.3k $2.2m $2.2m 1.08% Reduced -776 -776
38 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 44,30044.3k $2.1m $2.1m 0.00% Unchanged
39 Haverford Trust Co 0.02% of their portfolio Radnor, PA 44,25544.3k $2.1m $2.1m 0.02% Unchanged
40 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 41,28741.3k $2.0m $2.0m 0.01% Reduced -3.4k -3,417
41 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 40,17840.2k $1.9m $1.9m 0.02% Reduced -19.8k -19,767
42 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 38,22638.2k $1.8m $1.8m 0.01% Added +32.2k +32,180
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 37,71537.7k $1.8m $1.8m 0.00% Added +100 +100
44 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.55% of their portfolio INDIANAPOLIS, IN 31,65831.7k $1.5m $1.5m 0.55% Reduced -8.1k -8,123
45 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 30,83830.8k $1.5m $1.5m 0.00% Reduced -14.2k -14,153
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,40126.4k $1.3m $1.3m 0.00% Reduced -922 -922
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,57125.6k $1.2m $1.2m 0.00% Added +892 +892
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,37225.4k $1.2m $1.2m 0.00% New
49 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 24,35124.4k $1.2m $1.2m 0.04% Added +657 +657
50 THOROUGHBRED FINANCIAL SERVICES, LLC 0.06% of their portfolio BRENTWOOD, TN 24,29524.3k $1.2m $1.2m 0.06% Reduced -17.4k -17,430
51 Schorn Wealth LLC 0.30% of their portfolio ENGLEWOOD, FL 24,04624.0k $1.1m $1.1m 0.30% Reduced -928 -928
52 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 21,92421.9k $1.0m $1.0m 0.01% Reduced -1.6k -1,633
53 Beacon Financial Advisory LLC 0.20% of their portfolio CLEVELAND, OH 21,16221.2k $1.0m $1.0m 0.20% Reduced -63 -63
54 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 20,41520.4k $970.1k $970.1k 0.01% Reduced -9.8k -9,828
55 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 19,39419.4k $921.6k $921.6k 0.02% Reduced -360 -360
56 Acorn Wealth Advisors, LLC 0.22% of their portfolio Grand Blanc, MI 19,25319.3k $914.9k $914.9k 0.22% Reduced -161 -161
57 Virtu Financial LLC 0.02% of their portfolio New York, NY 16,52216.5k $785.0k $785.0k 0.02% New
58 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 16,09516.1k $764.8k $764.8k 0.00% Reduced -2.2k -2,184
59 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 15,47615.5k $735.4k $735.4k 0.00% Unchanged
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,29015.3k $723.2k $723.2k 0.00% Added +1.1k +1,122
61 VestGen Advisors, LLC 0.02% of their portfolio CHICAGO, IL 15,23415.2k $723.9k $723.9k 0.02% Reduced -409 -409
62 Strategic Financial Concepts, LLC 0.21% of their portfolio SAN ANTONIO, TX 14,82514.8k $704.5k $704.5k 0.21% Added +63 +63
63 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 14,63514.6k $695.5k $695.5k 0.01% Reduced -590 -590
64 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 14,42514.4k $685.5k $685.5k 0.01% Reduced -2.4k -2,424
65 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 13,79013.8k $655.0k $655.0k 0.03% New
66 HORAN Wealth, LLC 0.08% of their portfolio CINCINNATI, OH 13,04513.0k $619.9k $619.9k 0.08% Reduced -552 -552
67 National Wealth Management Group, LLC 0.17% of their portfolio CINCINNATI, OH 11,56511.6k $549.6k $549.6k 0.17% Reduced -221 -221
68 BXM Wealth LLC 0.28% of their portfolio Englewood, CO 10,94010.9k $519.9k $519.9k 0.28% Unchanged
69 Royal Palms Capital LLC 0.45% of their portfolio WHITEFISH, MT 10,83010.8k $514.6k $514.6k 0.45% Added +1.6k +1,550
70 Intrepid Financial Planning Group LLC 0.17% of their portfolio CARMEL, IN 10,63210.6k $505.3k $505.3k 0.17% Reduced -37 -37
71 Cambridge Advisors Inc. 0.08% of their portfolio OMAHA, NE 9,7379.7k $462.7k $462.7k 0.08% Unchanged
72 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 9,0149.0k $428.0k $428.0k 0.00% New
73 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 8,5758.6k $407.5k $407.5k 0.01% Reduced -472 -472
74 Ellsworth Advisors, LLC 0.06% of their portfolio HUDSON, OH 8,2708.3k $394.3k $394.3k 0.06% Added +191 +191
75 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,6087.6k $361.5k $361.5k 0.00% Unchanged
76 ACCREDITED INVESTOR SERVICES, LLC 0.19% of their portfolio ST. CLOUD, MN 7,1577.2k $340.1k $340.1k 0.19% Unchanged
77 Sunrise Financial Services, LLC 0.20% of their portfolio BURIEN, WA 7,1577.2k $340.1k $340.1k 0.20% Added +906 +906
78 FMR LLC 0.00% of their portfolio BOSTON, MA 6,9537.0k $330.4k $330.4k 0.00% Added +2.7k +2,652
79 OneAscent Wealth Management LLC 0.09% of their portfolio BIRMINGHAM, AL 6,6816.7k $317.5k $317.5k 0.09% Reduced -1.4k -1,360
80 Capital Advisors, Ltd. LLC 0.03% of their portfolio SHAKER HEIGHTS, OH 6,5446.5k $311.0k $311.0k 0.03% Reduced -704 -704
81 Blue Chip Partners, LLC 0.02% of their portfolio FARMINGTON HILLS, MI 6,0946.1k $289.6k $289.6k 0.02% Added +16 +16
82 USA FINANCIAL FORMULAS 0.05% of their portfolio ADA, MI 5,9606.0k $283.2k $283.2k 0.05% First filing
83 Ausdal Financial Partners, Inc. 0.01% of their portfolio Davenport, IA 5,6085.6k $266.5k $266.5k 0.01% Reduced -517 -517
84 JMG Financial Group, Ltd. 0.01% of their portfolio DOWNERS GROVE, IL 5,5795.6k $265.1k $265.1k 0.01% New
85 MISSION WEALTH MANAGEMENT, LP 0.00% of their portfolio Santa Barbara, CA 5,3935.4k $256.3k $256.3k 0.00% New
86 EVERPAR ADVISORS LLC 0.07% of their portfolio TULSA, OK 5,3635.4k $254.8k $254.8k 0.07% Reduced -4.0k -3,981
87 Diligent Investors, LLC 0.06% of their portfolio REDLANDS, CA 5,2805.3k $250.9k $250.9k 0.06% Reduced -200 -200
88 Prasad Wealth Partners, LLC 0.06% of their portfolio INDEPENDENCE, OH 5,1675.2k $245.5k $245.5k 0.06% Added +10 +10
89 Signature Equity Partners, LLC 0.10% of their portfolio COLUMBUS, OH 4,7844.8k $227.3k $227.3k 0.10% Reduced -253 -253
90 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 4,7554.8k $226.0k $226.0k 0.00% Added +10 +10
91 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 4,5354.5k $215.5k $215.5k 0.01% Added +341 +341
92 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 4,5174.5k $214.6k $214.6k 0.00% Reduced -303 -303
93 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 4,3834.4k $208.3k $208.3k 0.00% New
94 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,9724.0k $188.7k $188.7k 0.00% Added +100 +100
95 Richardson Capital Management LLC 0.08% of their portfolio MENOMONEE FALLS, WI 3,7503.8k $178.2k $178.2k 0.08% Unchanged
96 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 0.07% of their portfolio MILWAUKEE, WI 3,2913.3k $156.4k $156.4k 0.07% Unchanged
97 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 2,7212.7k $129.3k $129.3k 0.00% Reduced -100 -100
98 IFG Advisory, LLC 0.00% of their portfolio ATLANTA, GA 1,7831.8k $84.7k $84.7k 0.00% New
99 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1,6671.7k $79.2k $79.2k 0.00% New
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,4001.4k $66.5k $66.5k 0.00% Unchanged