Vault-13

ALPS ETF TR OUSM

OSHARES US SMLCP · ETP · CUSIP 00162Q395

121 institutional holders +2 vs Q1 2025
13,714,20713.7m shares reported held*
$592.6mreported value*
12 new 50 added 41 reduced 10 sold out net bought ≈ $11.4m (+265.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($40.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.21.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 41Q4 22: 43Q1 23: 51Q2 23: 56Q3 23: 63Q4 23: 74Q1 24: 84Q2 24: 94Q3 24: 105Q4 24: 120Q1 25: 119Q2 25: 121121Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202241
Q4 202243
Q1 202351
Q2 202356
Q3 202363
Q4 202374
Q1 202484
Q2 202494
Q3 2024105
Q4 2024120
Q1 2025119
Q2 2025121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 39 bought or addedQ3 23: 13 cut or sold outQ4 23: 43 bought or addedQ4 23: 21 cut or sold outQ4 23Q1 24: 58 bought or addedQ1 24: 21 cut or sold outQ2 24: 50 bought or addedQ2 24: 31 cut or sold outQ2 24Q3 24: 73 bought or addedQ3 24: 23 cut or sold outQ4 24: 80 bought or addedQ4 24: 25 cut or sold outQ4 24Q1 25: 68 bought or addedQ1 25: 46 cut or sold outQ2 25: 62 bought or addedQ2 25: 51 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20233913
Q4 20234321
Q1 20245821
Q2 20245031
Q3 20247323
Q4 20248025
Q1 20256846
Q2 20256251

Biggest buyers

ROYAL BANK OF CANADA Added +573,151+573.2k
AMERIPRISE FINANCIAL INC Added +122,578+122.6k
AVANTAX ADVISORY SERVICES, INC. Added +77,845+77.8k
RAYMOND JAMES FINANCIAL INC Added +73,023+73.0k
PARK AVENUE SECURITIES LLC New +49,656+49.7k
Advisory Services Network, LLC New +45,420+45.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +35,719+35.7k
MORGAN STANLEY Added +34,998+35.0k
Prasad Wealth Partners, LLC Added +31,453+31.5k
LPL Financial LLC Added +27,790+27.8k

Biggest sellers

Capital Analysts, LLC Reduced -228,395-228.4k
SPX Gestao de Recursos Ltda Sold out -174,159-174.2k
KICKSTAND VENTURES, LLC. Reduced -136,938-136.9k
Berkeley, Inc Reduced -123,704-123.7k
TWO SIGMA INVESTMENTS, LP Reduced -76,971-77.0k
Thrivent Financial for Lutherans Reduced -48,787-48.8k
GOLDMAN SACHS GROUP INC Sold out -42,031-42.0k
LEVEL FOUR ADVISORY SERVICES, LLC Reduced -34,334-34.3k
UBS Group AG Reduced -26,512-26.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -24,695-24.7k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,641,6891.6m $70.9m $70.9m 0.02% Added +122.6k +122,578
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,602,8121.6m $69.3m $69.3m 0.00% Added +35.0k +34,998
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,109,9081.1m $48.0m $48.0m 0.00% Added +573.2k +573,151
4 AVANTAX ADVISORY SERVICES, INC. 0.21% of their portfolio DALLAS, TX 902,661902.7k $39.0m $39.0m 0.21% Added +77.8k +77,845
5 Sanctuary Advisors, LLC 0.21% of their portfolio INDIANAPOLIS, IN 788,697788.7k $34.1m $34.1m 0.21% Added +7.7k +7,720
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 762,820762.8k $33.0m $33.0m 0.01% Reduced -24.5k -24,497
7 Capital Analysts, LLC 0.88% of their portfolio FORT WASHINGTON, PA 608,179608.2k $26.3m $26.3m 0.88% Reduced -228.4k -228,395
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 596,483596.5k $25.8m $25.8m 0.01% Added +27.8k +27,790
9 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 583,401583.4k $25.2m $25.2m 0.01% Added +73.0k +73,023
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 504,394504.4k $21.8m $21.8m 0.00% Reduced -26.5k -26,512
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 367,545367.5k $15.9m $15.9m 0.00% Added +16.0k +16,028
12 Stonehearth Capital Management, LLC 6.27% of their portfolio DANVERS, MA 350,366350.4k $15.1m $15.1m 6.27% Reduced -1.5k -1,531
13 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 1.34% of their portfolio INDIANAPOLIS, IN 239,493239.5k $10.3m $10.3m 1.34% Added +27.7k +27,706
14 Prasad Wealth Partners, LLC 2.94% of their portfolio INDEPENDENCE, OH 232,347232.3k $10.0m $10.0m 2.94% Added +31.5k +31,453
15 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 199,916199.9k $8.6m $8.6m 0.02% Reduced -48.8k -48,787
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 179,828179.8k $7.8m $7.8m 0.01% Reduced -21.0k -20,967
17 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 149,413149.4k $6.5m $6.5m 0.01% Added +19.6k +19,582
18 LEVEL FOUR ADVISORY SERVICES, LLC 0.22% of their portfolio DALLAS, TX 140,654140.7k $6.1m $6.1m 0.22% Reduced -34.3k -34,334
19 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 126,623126.6k $5.5m $5.5m 0.02% Added +12.0k +12,014
20 Mason & Associates Inc 1.25% of their portfolio LOS ANGELES, CA 124,832124.8k $5.4m $5.4m 1.25% Added +3.3k +3,290
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 123,650123.7k $5.3m $5.3m 0.00% Added +15.8k +15,812
22 Axiom Financial Strategies, LLC 2.74% of their portfolio NEW ALBANY, IN 113,463113.5k $4.9m $4.9m 2.74% Reduced -2.0k -1,961
23 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 110,166110.2k $4.8m $4.8m 0.00% Added +35.7k +35,719
24 KICKSTAND VENTURES, LLC. 1.09% of their portfolio PITTSFORD, NY 107,934107.9k $4.7m $4.7m 1.09% Reduced -136.9k -136,938
25 SHEETS SMITH WEALTH MANAGEMENT 0.51% of their portfolio WINSTON-SALEM, NC 100,764100.8k $4.4m $4.4m 0.51% Reduced -551 -551
26 CASTLE WEALTH MANAGEMENT LLC 1.53% of their portfolio BOYNTON BEACH, FL 97,36297.4k $4.2m $4.2m 1.53% Added +3.8k +3,815
27 KESTRA PRIVATE WEALTH SERVICES, LLC 0.06% of their portfolio AUSTIN, TX 91,50591.5k $4.0m $4.0m 0.06% Added +9.8k +9,801
28 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 83,93683.9k $3.6m $3.6m 0.03% Added +8.6k +8,584
29 Premier Path Wealth Partners, LLC 0.48% of their portfolio MADISON, NJ 79,55179.6k $3.4m $3.4m 0.48% Added +1.3k +1,259
30 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 76,19276.2k $3.3m $3.3m 0.00% Added +19.0k +18,975
31 BARNES PETTEY FINANCIAL ADVISORS, LLC 1.98% of their portfolio CLARKSDALE, MS 68,62968.6k $3.0m $3.0m 1.98% Reduced -58 -58
32 Wealthspire Advisors, LLC 0.02% of their portfolio NEW YORK, NY 64,63864.6k $2.8m $2.8m 0.02% Unchanged
33 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 61,72461.7k $2.7m $2.7m 0.00% Reduced -20.0k -19,967
34 Secure Asset Management, LLC 0.48% of their portfolio Troy, MI 59,42359.4k $2.6m $2.6m 0.48% Added +16.8k +16,784
35 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 52,56652.6k $2.3m $2.3m 0.00% Added +9.2k +9,218
36 BEAM WEALTH ADVISORS, INC. 0.65% of their portfolio COVINGTON, LA 50,44650.4k $2.2m $2.2m 0.65% Added +21.6k +21,575
37 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 49,65649.7k $2.1m $2.1m 0.02% New
38 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 49,31349.3k $2.1m $2.1m 0.02% Added +23.8k +23,780
39 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 48,76048.8k $2.1m $2.1m 0.01% Reduced -3.0k -2,990
40 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 45,42045.4k $2.0m $2.0m 0.03% New
41 THOROUGHBRED FINANCIAL SERVICES, LLC 0.14% of their portfolio BRENTWOOD, TN 45,38945.4k $2.0m $2.0m 0.14% Reduced -7.7k -7,675
42 Park Edge Advisors, LLC 0.50% of their portfolio Cleveland, OH 45,17145.2k $2.0m $2.0m 0.50% Reduced -3.4k -3,413
43 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 44,40044.4k $1.9m $1.9m 0.00% Reduced -77.0k -76,971
44 Haverford Trust Co 0.02% of their portfolio Radnor, PA 44,25544.3k $1.9m $1.9m 0.02% Unchanged
45 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 41,90041.9k $1.8m $1.8m 0.00% Reduced -1.0k -1,004
46 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 38,23538.2k $1.7m $1.7m 0.01% Added +6.2k +6,212
47 WealthPlan Investment Management, LLC 0.11% of their portfolio OMAHA, NE 36,17836.2k $1.6m $1.6m 0.11% Added +2.2k +2,241
48 Berkeley, Inc 0.56% of their portfolio Boise, ID 35,98336.0k $1.6m $1.6m 0.56% Reduced -123.7k -123,704
49 Schorn Wealth LLC 0.47% of their portfolio ENGLEWOOD, FL 33,03033.0k $1.4m $1.4m 0.47% Reduced -6.8k -6,813
50 Beacon Financial Advisory LLC 0.36% of their portfolio CLEVELAND, OH 32,24432.2k $1.4m $1.4m 0.36% Added +8.4k +8,411
51 EVERPAR ADVISORS LLC 0.55% of their portfolio TULSA, OK 27,93327.9k $1.2m $1.2m 0.55% Added +7.5k +7,523
52 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,40726.4k $1.1m $1.1m 0.00% Reduced -2.0k -1,964
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,56524.6k $1.1m $1.1m 0.00% Reduced -7.4k -7,419
54 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 23,88323.9k $1.0m $1.0m 0.03% Added +2.1k +2,064
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,74023.7k $1.0m $1.0m 0.00% Reduced -75 -75
56 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 22,75122.8k $983.1k $983.1k 0.01% Reduced -94 -94
57 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 21,72921.7k $938.9k $938.9k 0.04% Added +271 +271
58 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 21,17021.2k $914.8k $914.8k 0.01% Reduced -7.2k -7,200
59 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 21,13921.1k $913.4k $913.4k 0.00% New
60 Acorn Wealth Advisors, LLC 0.31% of their portfolio Grand Blanc, MI 19,13419.1k $826.8k $826.8k 0.31% Added +84 +84
61 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 19,06019.1k $836.9k $836.9k 0.02% Added +3.6k +3,612
62 Clay Northam Wealth Management, LLC 0.50% of their portfolio HUNTINGTON BEACH, CA 18,12418.1k $783.1k $783.1k 0.50% Added +6 +6
63 VestGen Advisors, LLC 0.03% of their portfolio CHICAGO, IL 15,91815.9k $687.8k $687.8k 0.03% Added +830 +830
64 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 15,28915.3k $660.6k $660.6k 0.01% Reduced -151 -151
65 OneAscent Wealth Management LLC 0.21% of their portfolio BIRMINGHAM, AL 13,06113.1k $564.0k $564.0k 0.21% Reduced -5.7k -5,660
66 Horan Securities, Inc. 0.19% of their portfolio CINCINNATI, X1 12,73812.7k $550.4k $550.4k 0.19% Added +2.1k +2,085
67 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 12,73012.7k $550.1k $550.1k 0.00% Reduced -666 -666
68 Strategic Financial Concepts, LLC 0.08% of their portfolio SAN ANTONIO, TX 12,71312.7k $553.6k $553.6k 0.08% Added +665 +665
69 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 12,43912.4k $537.5k $537.5k 0.02% Added +1.9k +1,912
70 CARY STREET PARTNERS FINANCIAL LLC 0.01% of their portfolio RICHMOND, VA 11,63311.6k $502.7k $502.7k 0.01% Added +50 +50
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,41911.4k $493.4k $493.4k 0.00% Reduced -24.7k -24,695
72 Cambridge Advisors Inc. 0.09% of their portfolio OMAHA, NE 9,7379.7k $420.7k $420.7k 0.09% Reduced -529 -529
73 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 8,9849.0k $388.2k $388.2k 0.01% New
74 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 8,6378.6k $382.5k $382.5k 0.00% Reduced -1.2k -1,203
75 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 7,9267.9k $342.5k $342.5k 0.01% Added +380 +380
76 Crews Bank & Trust 0.05% of their portfolio PORT CHARLOTTE, FL 7,8317.8k $338.4k $338.4k 0.05% New
77 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 7,7117.7k $333.2k $333.2k 0.00% Reduced -586 -586
78 Ellsworth Advisors, LLC 0.08% of their portfolio HUDSON, OH 7,6597.7k $331.0k $331.0k 0.08% Added +299 +299
79 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,6087.6k $328.7k $328.7k 0.00% Added +735 +735
80 Intrepid Financial Planning Group LLC 0.13% of their portfolio CARMEL, IN 7,4087.4k $320.1k $320.1k 0.13% Added +931 +931
81 CW Advisors, LLC 0.00% of their portfolio BOSTON, MA 7,3677.4k $318.3k $318.3k 0.00% Reduced -10 -10
82 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,3557.4k $317.8k $317.8k 0.00% Added +2.0k +2,038
83 Capital Advisors, Ltd. LLC 0.04% of their portfolio SHAKER HEIGHTS, OH 7,2297.2k $312.0k $312.0k 0.04% Reduced -235 -235
84 Blue Chip Partners, LLC 0.02% of their portfolio FARMINGTON HILLS, MI 6,9446.9k $300.1k $300.1k 0.02% Reduced -8.6k -8,575
85 McGinn Penninger Investment Management, Inc. 0.19% of their portfolio Alexandria, VA 6,9296.9k $299.0k $299.0k 0.19% Unchanged
86 PFG Advisors 0.01% of their portfolio Phoenix, AZ 6,9076.9k $298.5k $298.5k 0.01% Added +451 +451
87 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 6,1246.1k $264.6k $264.6k 0.01% Reduced -532 -532
88 USA FINANCIAL FORMULAS 0.04% of their portfolio ADA, MI 6,0796.1k $262.7k $262.7k 0.04% New
89 Diligent Investors, LLC 0.06% of their portfolio REDLANDS, CA 5,6805.7k $245.4k $245.4k 0.06% Unchanged
90 Moloney Securities Asset Management, LLC 0.03% of their portfolio MANCHESTER, MO 5,6455.6k $243.9k $243.9k 0.03% Added +453 +453
91 ACCREDITED INVESTOR SERVICES, LLC 0.16% of their portfolio ST. CLOUD, MN 4,8214.8k $208.3k $208.3k 0.16% Unchanged
92 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,0634.1k $175.6k $175.6k 0.00% Reduced -125 -125
93 Richardson Capital Management LLC 0.08% of their portfolio MENOMONEE FALLS, WI 3,7503.8k $162.0k $162.0k 0.08% Unchanged
94 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 0.06% of their portfolio MILWAUKEE, WI 3,2913.3k $142.2k $142.2k 0.06% Added +1.3k +1,325
95 FARMERS & MERCHANTS INVESTMENTS INC 0.00% of their portfolio LINCOLN, NE 3,0713.1k $132.7k $132.7k 0.00% Unchanged
96 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 2,9402.9k $127.0k $127.0k 0.00% Reduced -181 -181
97 FMR LLC 0.00% of their portfolio BOSTON, MA 2,6152.6k $113.0k $113.0k 0.00% Added +88 +88
98 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,3302.3k $100.7k $100.7k 0.00% New
99 GoalVest Advisory LLC 0.02% of their portfolio New York, NY 2,2172.2k $95.8k $95.8k 0.02% Unchanged
100 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,9872.0k $85.9k $85.9k 0.00% Reduced -364 -364