Vault-13

ALPS ETF TR OUSA

OSHARES US QUALT · ETP · CUSIP 00162Q387

129 institutional holders +2 vs Q3 2024
7,216,7637.2m shares reported held*
$383.5mreported value*
10 new 45 added 35 reduced 12 sold out net bought ≈ $801.1k (+15.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $53.14.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 104Q1 23: 104Q2 23: 104Q3 23: 110Q4 23: 115Q1 24: 110Q2 24: 122Q3 24: 127Q4 24: 129129Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202296
Q4 2022104
Q1 2023104
Q2 2023104
Q3 2023110
Q4 2023115
Q1 2024110
Q2 2024122
Q3 2024127
Q4 2024129

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 35 bought or addedQ1 23: 57 cut or sold outQ2 23: 39 bought or addedQ2 23: 44 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 42 cut or sold outQ4 23: 50 bought or addedQ4 23: 40 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 43 cut or sold outQ2 24: 50 bought or addedQ2 24: 43 cut or sold outQ2 24Q3 24: 55 bought or addedQ3 24: 49 cut or sold outQ4 24: 55 bought or addedQ4 24: 47 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20233557
Q2 20233944
Q3 20234342
Q4 20235040
Q1 20244343
Q2 20245043
Q3 20245549
Q4 20245547

Biggest buyers

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. Added +209,056+209.1k
AMERIPRISE FINANCIAL INC Added +123,484+123.5k
MORGAN STANLEY Added +105,412+105.4k
Janney Montgomery Scott LLC Added +62,427+62.4k
Rockefeller Capital Management L.P. Added +54,093+54.1k
WELLS FARGO & COMPANY/MN Added +35,627+35.6k
Independent Advisor Alliance New +33,697+33.7k
Ameritas Advisory Services, LLC New +27,405+27.4k
Equitable Holdings, Inc. Added +11,076+11.1k
OSAIC HOLDINGS, INC. Added +9,855+9.9k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -252,870-252.9k
WIN ADVISORS, INC Sold out -174,601-174.6k
&PARTNERS Reduced -66,393-66.4k
ROYAL BANK OF CANADA Reduced -32,178-32.2k
BANK OF AMERICA CORP /DE/ Reduced -30,328-30.3k
CITADEL ADVISORS LLC Sold out -25,768-25.8k
Secure Asset Management, LLC Sold out -20,837-20.8k
SHEETS SMITH WEALTH MANAGEMENT Sold out -12,362-12.4k
STIFEL FINANCIAL CORP Reduced -11,000-11.0k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -8,907-8.9k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,491,5691.5m $79.2m $79.2m 0.01% Added +105.4k +105,412
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 517,021517.0k $27.5m $27.5m 0.01% Reduced -979 -979
3 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 4.81% of their portfolio INDIANAPOLIS, IN 448,143448.1k $23.8m $23.8m 4.81% Added +209.1k +209,056
4 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 447,916447.9k $23.8m $23.8m 0.01% Added +123.5k +123,484
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 410,017410.0k $21.8m $21.8m 0.00% Reduced -30.3k -30,328
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 371,383371.4k $19.7m $19.7m 0.00% Added +35.6k +35,627
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 370,194370.2k $19.7m $19.7m 0.00% Reduced -32.2k -32,178
8 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 282,184282.2k $15.0m $15.0m 0.01% First filing
9 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 244,495244.5k $13.0m $13.0m 0.07% Added +5.8k +5,834
10 MGO ONE SEVEN LLC 0.50% of their portfolio Beachwood, OH 243,093243.1k $12.9m $12.9m 0.50% Added +5.0k +5,000
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 219,999220.0k $11.7m $11.7m 0.00% Added +686 +686
12 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 209,568209.6k $11.1m $11.1m 0.03% Added +54.1k +54,093
13 &PARTNERS 0.10% of their portfolio NASHVILLE, TN 156,486156.5k $8.3m $8.3m 0.10% Reduced -66.4k -66,393
14 Equitable Holdings, Inc. 0.07% of their portfolio NEW YORK, NY 145,285145.3k $7.7m $7.7m 0.07% Added +11.1k +11,076
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 104,011104.0k $5.5m $5.5m 0.01% Reduced -11.0k -11,000
16 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 91,57691.6k $4.9m $4.9m 0.08% Reduced -8.9k -8,907
17 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 88,62288.6k $4.7m $4.7m 0.03% Reduced -6.0k -6,025
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 83,26483.3k $4.4m $4.4m 0.01% Added +62.4k +62,427
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 77,91877.9k $4.1m $4.1m 0.00% Added +1.4k +1,449
20 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 77,07177.1k $4.1m $4.1m 0.01% Added +9.9k +9,855
21 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 75,70075.7k $4.1m $4.1m 0.03% Reduced -1.9k -1,879
22 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 69,33369.3k $3.7m $3.7m 0.01% Added +33 +33
23 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 58,64158.6k $3.1m $3.1m 0.01% Reduced -1.4k -1,402
24 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 55,88155.9k $3.0m $3.0m 0.04% Added +1.4k +1,423
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 42,94242.9k $2.3m $2.3m 0.00% Reduced -1.2k -1,205
26 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 35,66635.7k $1.9m $1.9m 0.01% Added +23 +23
27 WealthPlan Investment Management, LLC 0.18% of their portfolio OMAHA, NE 34,66234.7k $1.8m $1.8m 0.18% Added +770 +770
28 Apollon Financial, LLC 0.46% of their portfolio MOUNT PLEASANT, SC 34,63034.6k $1.8m $1.8m 0.46% Added +250 +250
29 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 33,69733.7k $1.8m $1.8m 0.02% New
30 Private Portfolio Partners LLC 0.32% of their portfolio PARAMUS, NJ 32,53332.5k $1.7m $1.7m 0.32% Added +296 +296
31 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 31,31431.3k $1.7m $1.7m 0.01% Reduced -1.8k -1,811
32 Avant Capital LLC 1.36% of their portfolio LAFAYETTE, LA 30,82530.8k $1.6m $1.6m 1.36% First filing
33 Caldwell Trust Co 0.17% of their portfolio Venice, FL 30,65330.7k $1.6m $1.6m 0.17% Reduced -477 -477
34 Beaumont Financial Advisors, LLC 0.11% of their portfolio NEEDHAM, MA 28,34128.3k $1.5m $1.5m 0.11% Reduced -996 -996
35 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 27,40527.4k $1.5m $1.5m 0.05% New
36 Park Edge Advisors, LLC 0.36% of their portfolio Cleveland, OH 23,07923.1k $1.2m $1.2m 0.36% Reduced -924 -924
37 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,66022.7k $1.2m $1.2m 0.00% Reduced -841 -841
38 Sovereign Financial Group, Inc. 0.27% of their portfolio STAMFORD, CT 22,39722.4k $1.2m $1.2m 0.27% Added +113 +113
39 FLAGSHIP HARBOR ADVISORS, LLC 0.06% of their portfolio BOSTON, MA 21,87821.9k $1.2m $1.2m 0.06% Reduced -11 -11
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 21,43121.4k $1.1m $1.1m 0.00% Reduced -252.9k -252,870
41 Capital Advisors, Ltd. LLC 0.11% of their portfolio SHAKER HEIGHTS, OH 15,94615.9k $847.0k $847.0k 0.11% Reduced -339 -339
42 Diligent Investors, LLC 0.18% of their portfolio REDLANDS, CA 14,61214.6k $776.2k $776.2k 0.18% Added +4 +4
43 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,79813.8k $732.9k $732.9k 0.01% Added +40 +40
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,67613.7k $726.5k $726.5k 0.00% Reduced -1.9k -1,948
45 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 13,59213.6k $722.0k $722.0k 0.00% Reduced -489 -489
46 Grandview Asset Management LLC 0.25% of their portfolio HARRISBURG, PA 13,02213.0k $692.0k $692.0k 0.25% Reduced -906 -906
47 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 11,71511.7k $622.3k $622.3k 0.02% Added +42 +42
48 Symphony Financial Services, Inc. 0.49% of their portfolio AKRON, OH 11,50311.5k $611.1k $611.1k 0.49% Added +200 +200
49 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,36311.4k $604.0k $604.0k 0.00% Reduced -1.9k -1,931
50 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 10,30410.3k $547.4k $547.4k 0.02% Added +605 +605
51 Astoria Portfolio Advisors LLC. 0.19% of their portfolio NEW YORK, NY 10,28010.3k $540.7k $540.7k 0.19% Reduced -1.5k -1,498
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,24110.2k $544.0k $544.0k 0.00% Added +315 +315
53 USA FINANCIAL FORMULAS 0.09% of their portfolio ADA, MI 10,24110.2k $544.0k $544.0k 0.09% Added +14 +14
54 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 10,08310.1k $535.6k $535.6k 0.01% Reduced -34 -34
55 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 9,0629.1k $481.0k $481.0k 0.02% Unchanged
56 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 8,6148.6k $457.6k $457.6k 0.02% Added +446 +446
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 8,1528.2k $433.0k $433.0k 0.00% Added +375 +375
58 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,1048.1k $430.5k $430.5k 0.00% Added +2.6k +2,578
59 ATLAS CAPITAL ADVISORS INC. 0.05% of their portfolio JACKSON, WY 7,7837.8k $413.4k $413.4k 0.05% Added +400 +400
60 MTM FINANCIAL GROUP, LLC 0.23% of their portfolio BETHLEHEM, PA 7,3957.4k $392.8k $392.8k 0.23% Unchanged
61 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 7,2637.3k $385.8k $385.8k 0.00% Reduced -96 -96
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,2137.2k $383.2k $383.2k 0.00% Added +1.0k +1,015
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,1707.2k $380.9k $380.9k 0.00% Unchanged
64 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 7,0277.0k $373.3k $373.3k 0.02% Added +14 +14
65 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 6,9216.9k $367.6k $367.6k 0.01% Reduced -476 -476
66 KELLY FINANCIAL GROUP LLC 0.13% of their portfolio Wethersfield, CT 6,7526.8k $358.7k $358.7k 0.13% First filing
67 Burns Matteson Capital Management, LLC 0.20% of their portfolio CORNING, NY 6,7436.7k $358.2k $358.2k 0.20% Unchanged
68 Beacon Financial Advisory LLC 0.11% of their portfolio CLEVELAND, OH 6,5616.6k $348.5k $348.5k 0.11% Added +23 +23
69 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 6,4256.4k $341.0k $341.0k 0.00% Unchanged
70 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 6,1776.2k $328.1k $328.1k 0.01% Added +2.2k +2,158
71 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,1596.2k $327.2k $327.2k 0.00% Unchanged
72 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 6,1516.2k $326.7k $326.7k 0.02% Added +23 +23
73 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,1086.1k $324.5k $324.5k 0.00% Added +2.1k +2,085
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,9806.0k $317.6k $317.6k 0.00% Reduced -713 -713
75 HIGHLAND CAPITAL MANAGEMENT, LLC 0.02% of their portfolio MEMPHIS, TN 5,6995.7k $302.7k $302.7k 0.02% Reduced -91 -91
76 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,6115.6k $298.1k $298.1k 0.00% Added +569 +569
77 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 5,0895.1k $270.7k $270.7k 0.01% Added +1 +1
78 ORG Partners LLC 0.04% of their portfolio ROANOKE, IN 5,0775.1k $270.1k $270.1k 0.04% Reduced -6 -6
79 Nemes Rush Group LLC 0.03% of their portfolio NOVI, MI 5,0185.0k $266.6k $266.6k 0.03% Added +18 +18
80 ACAS, LLC 0.19% of their portfolio RANCHO SANTA FE, CA 4,7094.7k $256.8k $256.8k 0.19% Reduced -200 -200
81 Next Level Private LLC 0.10% of their portfolio HARRISON, NY 4,6414.6k $246.5k $246.5k 0.10% Unchanged
82 FMR LLC 0.00% of their portfolio BOSTON, MA 4,3864.4k $233.0k $233.0k 0.00% Added +218 +218
83 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 4,1404.1k $219.9k $219.9k 0.00% Reduced -3.3k -3,302
84 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 4,1324.1k $219.5k $219.5k 0.01% Unchanged
85 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 4,0004.0k $212.5k $212.5k 0.00% Unchanged
86 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 3,8883.9k $206.5k $206.5k 0.00% Reduced -162 -162
87 Medallion Wealth Advisors, LLC 0.10% of their portfolio FARMINGTON, CT 3,7153.7k $197.3k $197.3k 0.10% First filing
88 Stephens Consulting, LLC 0.05% of their portfolio FLINT, MI 3,6073.6k $191.6k $191.6k 0.05% Unchanged
89 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,1243.1k $165.9k $165.9k 0.00% Reduced -25 -25
90 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 2,9252.9k $155.4k $155.4k 0.00% Added +692 +692
91 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,4052.4k $127.8k $127.8k 0.00% New
92 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 2,1732.2k $115.4k $115.4k 0.00% Unchanged
93 High Note Wealth, LLC 0.03% of their portfolio DEEPHAVEN, MN 1,9932.0k $105.9k $105.9k 0.03% New
94 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 1,5691.6k $83.3k $83.3k 0.00% Reduced -100 -100
95 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 1,4501.4k $77.0k $77.0k 0.00% Unchanged
96 Fourth Dimension Wealth, LLC 0.03% of their portfolio MIDDLEBURG HEIGHTS, OH 1,1501.1k $61.1k $61.1k 0.03% First filing
97 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 1,0761.1k $57.2k $57.2k 0.00% Unchanged
98 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0721.1k $56.9k $56.9k 0.00% Unchanged
99 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 1,0001.0k $53.1k $53.1k 0.00% Unchanged
100 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,0001.0k $53.1k $53.1k 0.01% Unchanged