Vault-13

ALPS ETF TR OUSA

OSHARES US QUALT · ETP · CUSIP 00162Q387

122 institutional holders +12 vs Q1 2024
7,182,9907.2m shares reported held*
$356.3mreported value*
16 new 34 added 37 reduced 6 sold out net sold ≈ $137.7m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($379.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.60.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 104Q1 23: 104Q2 23: 104Q3 23: 110Q4 23: 115Q1 24: 110Q2 24: 122122Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202296
Q4 2022104
Q1 2023104
Q2 2023104
Q3 2023110
Q4 2023115
Q1 2024110
Q2 2024122

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 57 cut or sold outQ2 23: 39 bought or addedQ2 23: 44 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 42 cut or sold outQ4 23: 50 bought or addedQ4 23: 40 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 43 cut or sold outQ2 24: 50 bought or addedQ2 24: 43 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224747
Q1 20233557
Q2 20233944
Q3 20234342
Q4 20235040
Q1 20244343
Q2 20245043

Biggest buyers

THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. New +239,162+239.2k
&PARTNERS New +218,762+218.8k
BANK OF AMERICA CORP /DE/ Added +50,546+50.5k
AMERIPRISE FINANCIAL INC Added +44,610+44.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +19,742+19.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +16,621+16.6k
ORG Partners LLC New +12,859+12.9k
Kestra Advisory Services, LLC Added +8,785+8.8k
WIN ADVISORS, INC New +8,356+8.4k
FLAGSHIP HARBOR ADVISORS, LLC Added +7,002+7.0k

Biggest sellers

MORGAN STANLEY Reduced -2,931,131-2.9m
WELLS FARGO & COMPANY/MN Reduced -298,375-298.4k
ROYAL BANK OF CANADA Reduced -59,880-59.9k
OSAIC HOLDINGS, INC. Reduced -56,153-56.2k
JANE STREET GROUP, LLC Sold out -15,658-15.7k
Secure Asset Management, LLC Reduced -14,723-14.7k
CITADEL ADVISORS LLC Reduced -9,953-10.0k
LPL Financial LLC Reduced -6,906-6.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,665-6.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -6,027-6.0k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,410,0161.4m $70.0m $70.0m 0.01% Reduced -2.9m -2,931,131
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 631,972632.0k $31.4m $31.4m 0.02% Reduced -6.9k -6,906
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 512,813512.8k $25.4m $25.4m 0.00% Added +50.5k +50,546
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 443,873443.9k $22.0m $22.0m 0.01% Reduced -59.9k -59,880
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 356,894356.9k $17.7m $17.7m 0.00% Added +44.6k +44,610
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 349,081349.1k $17.3m $17.3m 0.00% Reduced -298.4k -298,375
7 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 248,184248.2k $12.3m $12.3m 0.07% Added +8.8k +8,785
8 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 3.69% of their portfolio INDIANAPOLIS, IN 239,162239.2k $11.9m $11.9m 3.69% New
9 MGO ONE SEVEN LLC 0.55% of their portfolio Beachwood, OH 233,502233.5k $11.6m $11.6m 0.55% Added +7.0k +6,980
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 227,018227.0k $11.3m $11.3m 0.00% Reduced -4.4k -4,436
11 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 219,541219.5k $10.9m $10.9m 0.01% Added +3.8k +3,841
12 &PARTNERS 0.48% of their portfolio NASHVILLE, TN 218,762218.8k $10.9m $10.9m 0.48% New
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 153,892153.9k $7.6m $7.6m 0.00% Reduced -6.0k -6,027
14 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 147,101147.1k $7.3m $7.3m 0.08% Added +762 +762
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 116,470116.5k $5.8m $5.8m 0.01% Reduced -171 -171
16 Algorithmic Investment Models, LLC 4.12% of their portfolio Boston, MA 106,159106.2k $5.3m $5.3m 4.12% Reduced -1.8k -1,789
17 KESTRA PRIVATE WEALTH SERVICES, LLC 0.10% of their portfolio AUSTIN, TX 100,694100.7k $5.0m $5.0m 0.10% Added +2.5k +2,545
18 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 99,81399.8k $5.0m $5.0m 0.03% Reduced -2.5k -2,520
19 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 92,28192.3k $4.6m $4.6m 0.01% Reduced -3.1k -3,145
20 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 75,22575.2k $3.6m $3.6m 0.03% First filing
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 71,79971.8k $3.6m $3.6m 0.01% Reduced -56.2k -56,153
22 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 70,95071.0k $3.5m $3.5m 0.01% Added +19.7k +19,742
23 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 68,26368.3k $3.4m $3.4m 0.00% Reduced -2.6k -2,608
24 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 65,29465.3k $3.2m $3.2m 0.01% Added +455 +455
25 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 50,68650.7k $2.5m $2.5m 0.04% Reduced -800 -800
26 Beaumont Financial Advisors, LLC 0.19% of their portfolio NEEDHAM, MA 48,77648.8k $2.4m $2.4m 0.19% Reduced -1.3k -1,255
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 47,03547.0k $2.3m $2.3m 0.00% Reduced -6.7k -6,665
28 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 42,31242.3k $2.1m $2.1m 0.02% Added +2.8k +2,839
29 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 35,66935.7k $1.8m $1.8m 0.01% Reduced -1.9k -1,872
30 Private Portfolio Partners LLC 1.32% of their portfolio PARAMUS, NJ 32,69932.7k $1.6m $1.6m 1.32% Added +41 +41
31 Apollon Financial, LLC 0.52% of their portfolio MOUNT PLEASANT, SC 32,49032.5k $1.6m $1.6m 0.52% Added +4.2k +4,200
32 Caldwell Trust Co 0.17% of their portfolio Venice, FL 31,70031.7k $1.6m $1.6m 0.17% Reduced -2.7k -2,699
33 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 31,55831.6k $1.6m $1.6m 0.00% Reduced -1.3k -1,297
34 Park Edge Advisors, LLC 0.35% of their portfolio Cleveland, OH 23,04323.0k $1.1m $1.1m 0.35% Reduced -1.7k -1,717
35 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 22,29422.3k $1.1m $1.1m 0.07% Added +7.0k +7,002
36 Sovereign Financial Group, Inc. 0.28% of their portfolio STAMFORD, CT 22,26622.3k $1.1m $1.1m 0.28% Added +113 +113
37 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 22,15222.2k $1.1m $1.1m 0.03% Added +6.1k +6,083
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,58521.6k $1.1m $1.1m 0.00% Reduced -280 -280
39 Secure Asset Management, LLC 0.19% of their portfolio Troy, MI 19,72519.7k $978.7k $978.7k 0.19% Reduced -14.7k -14,723
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,15117.2k $851.0k $851.0k 0.00% Unchanged
41 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,06817.1k $846.9k $846.9k 0.01% Added +3.9k +3,898
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,62116.6k $824.7k $824.7k 0.00% New
43 Capital Advisors, Ltd. LLC 0.10% of their portfolio SHAKER HEIGHTS, OH 16,27416.3k $808.0k $808.0k 0.10% Reduced -739 -739
44 Diligent Investors, LLC 0.18% of their portfolio REDLANDS, CA 14,50414.5k $719.7k $719.7k 0.18% Added +104 +104
45 Grandview Asset Management LLC 0.41% of their portfolio HARRISBURG, PA 14,12014.1k $701.0k $701.0k 0.41% Reduced -530 -530
46 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 14,08114.1k $698.7k $698.7k 0.00% Added +250 +250
47 Astoria Portfolio Advisors LLC. 0.25% of their portfolio NEW YORK, NY 13,87413.9k $688.4k $688.4k 0.25% Reduced -6.0k -5,960
48 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 13,36713.4k $663.3k $663.3k 0.02% Reduced -1.4k -1,379
49 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 13,21913.2k $656.0k $656.0k 0.02% Added +94 +94
50 ORG Partners LLC 0.08% of their portfolio ROANOKE, IN 12,85912.9k $638.7k $638.7k 0.08% New
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 12,28912.3k $610.0k $610.0k 0.00% Added +1.3k +1,269
52 Symphony Financial Services, Inc. 0.50% of their portfolio AKRON, OH 11,64211.6k $583.1k $583.1k 0.50% First filing
53 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 11,63011.6k $598.1k $598.1k 0.03% Added +47 +47
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,17811.2k $554.7k $554.7k 0.00% Reduced -3.8k -3,826
55 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 10,14810.1k $503.5k $503.5k 0.01% Reduced -164 -164
56 USA FINANCIAL FORMULAS 0.08% of their portfolio ADA, MI 10,10510.1k $501.4k $501.4k 0.08% Added +721 +721
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,8179.8k $486.0k $486.0k 0.00% Unchanged
58 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 9,2639.3k $459.6k $459.6k 0.00% Reduced -10.0k -9,953
59 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 9,0629.1k $450.0k $450.0k 0.02% Unchanged
60 WIN ADVISORS, INC 0.19% of their portfolio PALM BEACH GARDENS, FL 8,3568.4k $414.6k $414.6k 0.19% New
61 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 7,5277.5k $373.5k $373.5k 0.03% Added +1.1k +1,067
62 PERSONAL CFO SOLUTIONS, LLC 0.06% of their portfolio CHESTER, NJ 7,4827.5k $371.3k $371.3k 0.06% Reduced -450 -450
63 MTM FINANCIAL GROUP, LLC 0.23% of their portfolio BETHLEHEM, PA 7,3957.4k $366.9k $366.9k 0.23% Unchanged
64 ATLAS CAPITAL ADVISORS INC. 0.05% of their portfolio JACKSON, WY 7,3837.4k $366.4k $366.4k 0.05% Unchanged
65 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 6,9997.0k $347.3k $347.3k 0.02% Reduced -983 -983
66 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,8196.8k $338.4k $338.4k 0.00% Reduced -40 -40
67 Burns Matteson Capital Management, LLC 0.21% of their portfolio CORNING, NY 6,7436.7k $334.6k $334.6k 0.21% Unchanged
68 Beacon Financial Advisory LLC 0.12% of their portfolio CLEVELAND, OH 6,5156.5k $323.3k $323.3k 0.12% Added +26 +26
69 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 6,5096.5k $323.0k $323.0k 0.01% Reduced -1.3k -1,305
70 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,4706.5k $321.0k $321.0k 0.00% Reduced -520 -520
71 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,1786.2k $306.5k $306.5k 0.00% Added +705 +705
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,1596.2k $305.6k $305.6k 0.00% Unchanged
73 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 6,1316.1k $304.2k $304.2k 0.00% Added +59 +59
74 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 6,1056.1k $302.9k $302.9k 0.02% Added +25 +25
75 HIGHLAND CAPITAL MANAGEMENT, LLC 0.02% of their portfolio MEMPHIS, TN 5,9405.9k $294.7k $294.7k 0.02% Unchanged
76 SHEETS SMITH WEALTH MANAGEMENT 0.03% of their portfolio WINSTON-SALEM, NC 5,6685.7k $281.2k $281.2k 0.03% New
77 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,5265.5k $274.2k $274.2k 0.00% New
78 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 5,3195.3k $263.9k $263.9k 0.01% Reduced -1.5k -1,500
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,1415.1k $255.1k $255.1k 0.00% Unchanged
80 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 5,0875.1k $257.0k $257.0k 0.01% Added +1 +1
81 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,0425.0k $250.2k $250.2k 0.00% New
82 Nemes Rush Group LLC 0.03% of their portfolio NOVI, MI 5,0005.0k $248.1k $248.1k 0.03% Unchanged
83 ACAS, LLC 0.22% of their portfolio RANCHO SANTA FE, CA 4,9094.9k $250.3k $250.3k 0.22% Unchanged
84 Next Level Private LLC 0.11% of their portfolio HARRISON, NY 4,6414.6k $230.3k $230.3k 0.11% Unchanged
85 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,1494.1k $205.9k $205.9k 0.00% Reduced -25 -25
86 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 4,0504.0k $201.0k $201.0k 0.00% Reduced -3.0k -2,987
87 FMR LLC 0.00% of their portfolio BOSTON, MA 3,7473.7k $185.9k $185.9k 0.00% Added +285 +285
88 Stephens Consulting, LLC 0.05% of their portfolio FLINT, MI 3,6073.6k $179.0k $179.0k 0.05% Reduced -677 -677
89 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 2,1732.2k $107.8k $107.8k 0.00% Unchanged
90 Providence Capital Advisors, LLC 0.02% of their portfolio CHARLOTTE, NC 2,1002.1k $104.2k $104.2k 0.02% Unchanged
91 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,3861.4k $68.8k $68.8k 0.00% Added +314 +314
92 EMFO, LLC 0.06% of their portfolio WESTON, FL 1,3801.4k $68.5k $68.5k 0.06% Unchanged
93 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 1,3501.4k $67.0k $67.0k 0.00% New
94 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 1,0761.1k $53.4k $53.4k 0.00% Unchanged
95 WHITTIER TRUST CO OF NEVADA INC 0.00% of their portfolio RENO, NV 1,0001.0k $49.6k $49.6k 0.00% New
96 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,0001.0k $49.6k $49.6k 0.01% Unchanged
97 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 908908 $45.0k $45.0k 0.00% Added +54 +54
98 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 761761 $37.8k $37.8k 0.00% Unchanged
99 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 662662 $32.8k $32.8k 0.00% Unchanged
100 Windsor Advisory Group, LLC 0.06% of their portfolio COLUMBUS, OH 611611 $30.3k $30.3k 0.06% New