Vault-13

ALPS ETF TR OUSA

OSHARES US QUALT · ETP · CUSIP 00162Q387

110 institutional holders -5 vs Q4 2023
9,892,7819.9m shares reported held*
$488.7mreported value*
5 new 38 added 34 reduced 9 sold out net bought ≈ $85.8m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($399.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.40.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 104Q1 23: 104Q2 23: 104Q3 23: 110Q4 23: 115Q1 24: 110110Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202296
Q4 2022104
Q1 2023104
Q2 2023104
Q3 2023110
Q4 2023115
Q1 2024110

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 57 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 44 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 42 cut or sold outQ3 23Q4 23: 50 bought or addedQ4 23: 40 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 43 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224747
Q1 20233557
Q2 20233944
Q3 20234342
Q4 20235040
Q1 20244343

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 23 calls: $202.4kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$202.4k$00.00
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

MORGAN STANLEY Added +1,437,555+1.4m
AMERIPRISE FINANCIAL INC Added +235,106+235.1k
LPL Financial LLC Added +83,341+83.3k
Rockefeller Capital Management L.P. Added +70,726+70.7k
Cetera Investment Advisers New +32,855+32.9k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +27,360+27.4k
MGO ONE SEVEN LLC Added +27,026+27.0k
Cresset Asset Management, LLC New +13,831+13.8k
Astoria Portfolio Advisors LLC. Added +7,982+8.0k
CITADEL ADVISORS LLC Added +7,936+7.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -53,215-53.2k
ROYAL BANK OF CANADA Reduced -39,599-39.6k
Cetera Advisor Networks LLC Sold out -31,885-31.9k
ORG Partners LLC Sold out -21,822-21.8k
OSAIC HOLDINGS, INC. Reduced -15,110-15.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -13,318-13.3k
WELLS FARGO & COMPANY/MN Reduced -11,605-11.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -10,700-10.7k
AE Wealth Management LLC Sold out -9,148-9.1k
WIN ADVISORS, INC Sold out -8,635-8.6k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,341,1474.3m $214.5m $214.5m 0.01% Added +1.4m +1,437,555
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 647,456647.5k $32.0m $32.0m 0.01% Reduced -11.6k -11,605
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 638,878638.9k $31.6m $31.6m 0.02% Added +83.3k +83,341
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 503,753503.8k $24.9m $24.9m 0.01% Reduced -39.6k -39,599
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 462,267462.3k $22.8m $22.8m 0.00% Reduced -53.2k -53,215
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 312,284312.3k $15.4m $15.4m 0.00% Added +235.1k +235,106
7 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 239,399239.4k $11.8m $11.8m 0.08% Reduced -1.1k -1,120
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 231,454231.5k $11.4m $11.4m 0.00% Reduced -2.7k -2,702
9 MGO ONE SEVEN LLC 0.58% of their portfolio Beachwood, OH 226,522226.5k $11.2m $11.2m 0.58% Added +27.0k +27,026
10 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 215,700215.7k $10.7m $10.7m 0.01% Added +3.6k +3,589
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 159,919159.9k $7.9m $7.9m 0.00% Reduced -13.3k -13,318
12 Equitable Holdings, Inc. 0.08% of their portfolio NEW YORK, NY 146,339146.3k $7.2m $7.2m 0.08% Added +2.3k +2,285
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 127,952128.0k $6.3m $6.3m 0.01% Reduced -15.1k -15,110
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 116,641116.6k $5.8m $5.8m 0.01% Reduced -1.9k -1,891
15 Algorithmic Investment Models, LLC 3.92% of their portfolio Boston, MA 107,948107.9k $5.3m $5.3m 3.92% Reduced -2.2k -2,182
16 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 102,333102.3k $5.1m $5.1m 0.04% Added +77 +77
17 KESTRA PRIVATE WEALTH SERVICES, LLC 0.11% of their portfolio AUSTIN, TX 98,14998.1k $4.8m $4.8m 0.11% Added +27.4k +27,360
18 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 95,42695.4k $4.7m $4.7m 0.01% Added +70.7k +70,726
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 70,87170.9k $3.5m $3.5m 0.01% Reduced -754 -754
20 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 64,83964.8k $3.2m $3.2m 0.01% Reduced -5.7k -5,663
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,70053.7k $2.7m $2.7m 0.00% Reduced -1.5k -1,473
22 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 51,48651.5k $2.5m $2.5m 0.04% Reduced -447 -447
23 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 51,20851.2k $2.5m $2.5m 0.01% Reduced -10.7k -10,700
24 Beaumont Financial Advisors, LLC 0.20% of their portfolio NEEDHAM, MA 50,03150.0k $2.5m $2.5m 0.20% Added +72 +72
25 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 39,47339.5k $2.0m $2.0m 0.02% Reduced -552 -552
26 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 37,54137.5k $1.9m $1.9m 0.01% Reduced -1.1k -1,071
27 Secure Asset Management, LLC 0.40% of their portfolio Troy, MI 34,44834.4k $1.7m $1.7m 0.40% Added +2.8k +2,810
28 Caldwell Trust Co 0.20% of their portfolio Venice, FL 34,39934.4k $1.7m $1.7m 0.20% Reduced -220 -220
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 32,85532.9k $1.6m $1.6m 0.00% New
30 Private Portfolio Partners LLC 0.34% of their portfolio PARAMUS, NJ 32,65832.7k $1.6m $1.6m 0.34% Added +41 +41
31 Apollon Financial, LLC 0.48% of their portfolio MOUNT PLEASANT, SC 28,29028.3k $1.4m $1.4m 0.48% Added +1.3k +1,320
32 Park Edge Advisors, LLC 0.34% of their portfolio Cleveland, OH 24,76024.8k $1.2m $1.2m 0.34% Added +474 +474
33 Retirement Group, LLC 0.40% of their portfolio SAN DIEGO, CA 22,58722.6k $1.1m $1.1m 0.40% Added +3.1k +3,130
34 Sovereign Financial Group, Inc. 0.29% of their portfolio STAMFORD, CT 22,15322.2k $1.1m $1.1m 0.29% Reduced -46 -46
35 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,86521.9k $1.1m $1.1m 0.00% Added +919 +919
36 Astoria Portfolio Advisors LLC. 0.36% of their portfolio NEW YORK, NY 19,83419.8k $934.2k $934.2k 0.36% Added +8.0k +7,982
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,21619.2k $949.5k $949.5k 0.00% Added +7.9k +7,936
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,15117.2k $847.4k $847.4k 0.00% Unchanged
39 Capital Advisors, Ltd. LLC 0.11% of their portfolio SHAKER HEIGHTS, OH 17,01317.0k $841.0k $841.0k 0.11% Reduced -586 -586
40 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 16,06916.1k $794.0k $794.0k 0.02% Reduced -588 -588
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,65815.7k $773.7k $773.7k 0.00% Added +6.5k +6,524
42 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 15,29215.3k $755.6k $755.6k 0.05% Reduced -851 -851
43 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,00415.0k $741.4k $741.4k 0.00% Reduced -470 -470
44 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 14,74614.7k $728.6k $728.6k 0.02% Reduced -2.7k -2,731
45 Grandview Asset Management LLC 0.33% of their portfolio HARRISBURG, PA 14,65014.7k $724.0k $724.0k 0.33% Reduced -666 -666
46 Diligent Investors, LLC 0.18% of their portfolio REDLANDS, CA 14,40014.4k $711.5k $711.5k 0.18% Reduced -607 -607
47 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 13,83113.8k $683.4k $683.4k 0.00% New
48 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 13,17013.2k $650.7k $650.7k 0.01% Added +7 +7
49 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 13,12513.1k $648.5k $648.5k 0.02% Added +7.8k +7,780
50 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 11,58311.6k $542.7k $542.7k 0.03% First filing
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 11,02011.0k $545.0k $545.0k 0.00% Reduced -2.9k -2,902
52 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 10,31210.3k $509.5k $509.5k 0.01% Reduced -706 -706
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,8179.8k $485.0k $485.0k 0.00% Reduced -4 -4
54 USA FINANCIAL FORMULAS 0.08% of their portfolio ADA, MI 9,3849.4k $463.7k $463.7k 0.08% Reduced -791 -791
55 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 9,0629.1k $448.0k $448.0k 0.02% Added +252 +252
56 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 7,9828.0k $394.4k $394.4k 0.02% Added +15 +15
57 PERSONAL CFO SOLUTIONS, LLC 0.06% of their portfolio CHESTER, NJ 7,9327.9k $391.9k $391.9k 0.06% Reduced -1.1k -1,118
58 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 7,8147.8k $386.1k $386.1k 0.01% Added +5.7k +5,668
59 MTM FINANCIAL GROUP, LLC 0.24% of their portfolio BETHLEHEM, PA 7,3957.4k $365.4k $365.4k 0.24% Unchanged
60 ATLAS CAPITAL ADVISORS INC. 0.06% of their portfolio JACKSON, WY 7,3837.4k $364.8k $364.8k 0.06% Unchanged
61 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 7,0377.0k $347.7k $347.7k 0.01% Unchanged
62 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,9907.0k $345.4k $345.4k 0.00% Added +210 +210
63 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 6,8596.9k $338.9k $338.9k 0.00% New
64 Summit Financial, LLC 0.02% of their portfolio PARSIPPANY, NJ 6,8196.8k $336.9k $336.9k 0.02% Reduced -2.0k -2,029
65 Burns Matteson Capital Management, LLC 0.22% of their portfolio CORNING, NY 6,7436.7k $333.2k $333.2k 0.22% Unchanged
66 Beacon Financial Advisory LLC 0.16% of their portfolio CLEVELAND, OH 6,4896.5k $320.6k $320.6k 0.16% Added +341 +341
67 Compound Planning, Inc. 0.03% of their portfolio NEW YORK, NY 6,4606.5k $319.2k $319.2k 0.03% Added +25 +25
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 6,1596.2k $304.3k $304.3k 0.00% Added +334 +334
69 Pine Valley Investments Ltd Liability Co 0.02% of their portfolio MARLTON, NJ 6,0806.1k $300.4k $300.4k 0.02% Added +25 +25
70 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 6,0726.1k $300.0k $300.0k 0.00% Added +9 +9
71 HIGHLAND CAPITAL MANAGEMENT, LLC 0.02% of their portfolio MEMPHIS, TN 5,9405.9k $293.5k $293.5k 0.02% Added +185 +185
72 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,4735.5k $270.4k $270.4k 0.00% Added +190 +190
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,1415.1k $254.0k $254.0k 0.00% Unchanged
74 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 5,0865.1k $251.3k $251.3k 0.01% Added +2 +2
75 Nemes Rush Group LLC 0.04% of their portfolio NOVI, MI 5,0005.0k $247.1k $247.1k 0.04% Unchanged
76 ACAS, LLC 0.23% of their portfolio RANCHO SANTA FE, CA 4,9094.9k $242.6k $242.6k 0.23% Unchanged
77 Next Level Private LLC 0.11% of their portfolio HARRISON, NY 4,6414.6k $229.3k $229.3k 0.11% Unchanged
78 Stephens Consulting, LLC 0.06% of their portfolio FLINT, MI 4,2844.3k $211.7k $211.7k 0.06% Added +1 +1
79 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,1744.2k $206.2k $206.2k 0.00% Unchanged
80 Prosperity Financial Group, Inc. 0.13% of their portfolio San Ramon, CA 4,1604.2k $205.5k $205.5k 0.13% New
81 FMR LLC 0.00% of their portfolio BOSTON, MA 3,4623.5k $171.1k $171.1k 0.00% Added +1.9k +1,933
82 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 2,1732.2k $107.4k $107.4k 0.00% Unchanged
83 Providence Capital Advisors, LLC 0.02% of their portfolio CHARLOTTE, NC 2,1002.1k $103.8k $103.8k 0.02% Unchanged
84 EMFO, LLC 0.06% of their portfolio WESTON, FL 1,3801.4k $68.2k $68.2k 0.06% Unchanged
85 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 1,2451.2k $61.5k $61.5k 0.01% Unchanged
86 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 1,0761.1k $53.2k $53.2k 0.00% Unchanged
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0721.1k $53.0k $53.0k 0.00% Unchanged
88 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,0001.0k $49.4k $49.4k 0.01% Added +822 +822
89 LGT Financial Advisors LLC 0.05% of their portfolio DALLAS, TX 938938 $46.3k $46.3k 0.05% Unchanged
90 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 854854 $42.0k $42.0k 0.00% Added +3 +3
91 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 761761 $37.6k $37.6k 0.00% Unchanged
92 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 662662 $32.7k $32.7k 0.00% Unchanged
93 Jackson Hole Capital Partners, LLC 0.01% of their portfolio TULSA, OK 552552 $27.3k $27.3k 0.01% Unchanged
94 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 460460 $22.7k $22.7k 0.00% Reduced -428 -428
95 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 424424 $20.9k $20.9k 0.00% Unchanged
96 TruNorth Capital Management, LLC 0.01% of their portfolio KALAMAZOO, MI 410410 $20.3k $20.3k 0.01% First filing
97 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 376376 $18.6k $18.6k 0.00% Reduced -242 -242
98 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 316316 $15.6k $15.6k 0.00% Added +1 +1
99 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 303303 $15.0k $15.0k 0.01% Unchanged
100 CWM, LLC 0.00% of their portfolio OMAHA, NE 300300 $15.0k $15.0k 0.00% Unchanged