Vault-13

ALPS ETF TR OUSA

OSHARES US QUALT · ETP · CUSIP 00162Q387

104 institutional holders +0 vs Q4 2022
8,199,2898.2m shares reported held*
$344.6mreported value*
10 new 25 added 46 reduced 11 sold out net sold ≈ $24.1m (-548.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($550.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $42.03. Options: 1 managers hold calls ($4.0k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 96Q4 22: 104Q1 23: 104104Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202296
Q4 2022104
Q1 2023104

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 57 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224747
Q1 20233557

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1k$2k$3k$4kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $4.0kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$4.0k$00.00

Biggest buyers

CITADEL ADVISORS LLC New +43,643+43.6k
Park Edge Advisors, LLC New +38,143+38.1k
ROYAL BANK OF CANADA Added +35,355+35.4k
Andesa Financial Management Inc. Added +28,939+28.9k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +15,639+15.6k
FLOW TRADERS U.S. LLC New +10,774+10.8k
Retirement Group, LLC Added +7,610+7.6k
BANK OF AMERICA CORP /DE/ Added +5,411+5.4k
Cetera Advisor Networks LLC Added +5,133+5.1k
Tower Research Capital LLC (TRC) Added +3,271+3.3k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -267,815-267.8k
MORGAN STANLEY Reduced -176,399-176.4k
Integrated Wealth Concepts LLC Reduced -98,207-98.2k
Raymond James Financial Services Advisors, Inc. Reduced -62,722-62.7k
Ahrens Investment Partners LLC Reduced -15,059-15.1k
Kestra Advisory Services, LLC Reduced -14,092-14.1k
Legacy PCG, LLC Sold out -13,855-13.9k
JANE STREET GROUP, LLC Sold out -12,341-12.3k
Private Portfolio Partners LLC Reduced -11,424-11.4k
LPL Financial LLC Reduced -10,822-10.8k

Biggest calls

Cutler Group LLC / CA New $4.0k2.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,783,5021.8m $75.2m $75.2m 0.02% Reduced -267.8k -267,815
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,528,3281.5m $64.4m $64.4m 0.01% Reduced -176.4k -176,399
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,059,9741.1m $44.7m $44.7m 0.01% Added +35.4k +35,355
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 504,144504.1k $21.2m $21.2m 0.02% Reduced -10.8k -10,822
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 501,179501.2k $21.1m $21.1m 0.00% Added +5.4k +5,411
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 266,273266.3k $11.2m $11.2m 0.01% Reduced -8.2k -8,241
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 249,346249.3k $10.5m $10.5m 0.02% Reduced -62.7k -62,722
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 205,854205.9k $8.7m $8.7m 0.01% Added +562 +562
9 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 198,679198.7k $8.4m $8.4m 0.09% Reduced -14.1k -14,092
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 168,904168.9k $7.1m $7.1m 0.00% Reduced -3.4k -3,366
11 Equitable Holdings, Inc. 0.10% of their portfolio NEW YORK, NY 153,450153.4k $6.5m $6.5m 0.10% Reduced -1.4k -1,374
12 Algorithmic Investment Models, LLC 3.45% of their portfolio Boston, MA 117,965118.0k $5.0m $5.0m 3.45% Reduced -3.7k -3,672
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 116,439116.4k $4.9m $4.9m 0.01% Reduced -4.6k -4,603
14 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 108,203108.2k $4.6m $4.6m 0.04% Reduced -5.2k -5,189
15 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 105,679105.7k $4.5m $4.5m 0.01% Reduced -996 -996
16 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 67,57267.6k $2.8m $2.8m 0.02% Reduced -1.9k -1,910
17 Andesa Financial Management Inc. 0.79% of their portfolio ALLENTOWN, PA 60,93060.9k $1.5m $1.5m 0.79% Added +28.9k +28,939
18 Ahrens Investment Partners LLC 1.15% of their portfolio LAFAYETTE, LA 55,15955.2k $2.3m $2.3m 1.15% Reduced -15.1k -15,059
19 Beaumont Financial Advisors, LLC 0.22% of their portfolio NEEDHAM, MA 52,02452.0k $2.2m $2.2m 0.22% Reduced -21 -21
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 51,71251.7k $2.2m $2.2m 0.00% Reduced -2.3k -2,321
21 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 50,67050.7k $2.1m $2.1m 0.06% Reduced -5.8k -5,824
22 Private Portfolio Partners LLC 0.50% of their portfolio PARAMUS, NJ 43,89543.9k $1.9m $1.9m 0.50% Reduced -11.4k -11,424
23 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 43,64343.6k $1.8m $1.8m 0.00% New
24 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 40,07840.1k $1.7m $1.7m 0.01% Added +396 +396
25 Park Edge Advisors, LLC 0.62% of their portfolio Cleveland, OH 38,14338.1k $1.6m $1.6m 0.62% New
26 Caldwell Trust Co 0.22% of their portfolio Venice, FL 37,16137.2k $1.6m $1.6m 0.22% Reduced -1.2k -1,206
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 31,70431.7k $1.3m $1.3m 0.01% Added +5.1k +5,133
28 Avant Capital LLC 1.47% of their portfolio LAFAYETTE, LA 30,07030.1k $1.3m $1.3m 1.47% Reduced -35 -35
29 Astoria Portfolio Advisors LLC. 0.42% of their portfolio NEW YORK, NY 23,75223.8k $1.0m $1.0m 0.42% Added +700 +700
30 ORG Partners LLC 0.24% of their portfolio ROANOKE, IN 22,99623.0k $974.6k $974.6k 0.24% First filing
31 Grandview Asset Management LLC 0.56% of their portfolio HARRISBURG, PA 22,69022.7k $956.0k $956.0k 0.56% Reduced -1.1k -1,133
32 Sovereign Financial Group, Inc. 0.35% of their portfolio STAMFORD, CT 22,27722.3k $939.0k $939.0k 0.35% Reduced -19 -19
33 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,93121.9k $924.0k $924.0k 0.00% Reduced -2.4k -2,420
34 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 21,39921.4k $902.0k $902.0k 0.04% Added +15.6k +15,639
35 Capital Advisors, Ltd. LLC 0.12% of their portfolio SHAKER HEIGHTS, OH 17,54917.5k $740.0k $740.0k 0.12% Reduced -1.4k -1,361
36 Retirement Group, LLC 0.33% of their portfolio SAN DIEGO, CA 17,28517.3k $729.0k $729.0k 0.33% Added +7.6k +7,610
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,15117.2k $722.9k $722.9k 0.00% Unchanged
38 AXXCESS WEALTH MANAGEMENT, LLC 0.06% of their portfolio CARLSBAD, CA 16,88916.9k $711.9k $711.9k 0.06% Reduced -40 -40
39 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 16,69316.7k $703.6k $703.6k 0.07% Reduced -793 -793
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,36716.4k $690.0k $690.0k 0.00% Added +1.4k +1,439
41 Diligent Investors, LLC 0.21% of their portfolio REDLANDS, CA 15,85215.9k $668.2k $668.2k 0.21% Added +3 +3
42 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 15,03715.0k $633.8k $633.8k 0.01% Added +62 +62
43 Summit Financial, LLC 0.05% of their portfolio PARSIPPANY, NJ 13,95814.0k $588.3k $588.3k 0.05% Unchanged
44 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 13,58413.6k $572.6k $572.6k 0.02% Reduced -68 -68
45 PERSONAL CFO SOLUTIONS, LLC 0.11% of their portfolio CHESTER, NJ 12,92412.9k $544.7k $544.7k 0.11% Added +351 +351
46 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 11,37011.4k $479.2k $479.2k 0.03% Reduced -62 -62
47 Forum Financial Management, LP 0.01% of their portfolio LOMBARD, IL 11,27111.3k $475.1k $475.1k 0.01% Unchanged
48 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 10,77410.8k $454.0k $454.0k 0.02% New
49 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 10,74810.7k $453.0k $453.0k 0.01% Reduced -500 -500
50 WESPAC Advisors SoCal, LLC 0.15% of their portfolio Pasadena, CA 10,50010.5k $442.6k $442.6k 0.15% Reduced -3.0k -3,000
51 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,9179.9k $418.0k $418.0k 0.00% Reduced -1.3k -1,314
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,8259.8k $414.0k $414.0k 0.00% Unchanged
53 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,7629.8k $411.5k $411.5k 0.01% Reduced -604 -604
54 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 8,8438.8k $373.0k $373.0k 0.01% Added +3.3k +3,271
55 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 8,8108.8k $371.0k $371.0k 0.02% Added +264 +264
56 ATLAS CAPITAL ADVISORS INC. 0.06% of their portfolio JACKSON, WY 8,6838.7k $366.0k $366.0k 0.06% Reduced -3.6k -3,600
57 TAP Consulting, LLC 0.08% of their portfolio KIRKWOOD, MO 7,9397.9k $334.6k $334.6k 0.08% Added +52 +52
58 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 7,7727.8k $327.6k $327.6k 0.02% Reduced -86 -86
59 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,6387.6k $321.9k $321.9k 0.00% Added +1.9k +1,911
60 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 7,4357.4k $313.4k $313.4k 0.00% Added +249 +249
61 MTM FINANCIAL GROUP, LLC 0.27% of their portfolio BETHLEHEM, PA 7,3957.4k $311.7k $311.7k 0.27% Unchanged
62 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,0607.1k $297.6k $297.6k 0.00% Added +800 +800
63 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 6,8716.9k $290.0k $290.0k 0.01% Reduced -98.2k -98,207
64 Burns Matteson Capital Management, LLC 0.18% of their portfolio CORNING, NY 6,7436.7k $284.2k $284.2k 0.18% Unchanged
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 6,2616.3k $263.9k $263.9k 0.00% Reduced -2.1k -2,080
66 Beacon Financial Advisory LLC 0.16% of their portfolio CLEVELAND, OH 6,1396.1k $258.8k $258.8k 0.16% Added +31 +31
67 Pine Valley Investments Ltd Liability Co 0.04% of their portfolio MARLTON, NJ 5,9776.0k $252.8k $252.8k 0.04% First filing
68 HIGHLAND CAPITAL MANAGEMENT, LLC 0.02% of their portfolio MEMPHIS, TN 5,6555.7k $238.4k $238.4k 0.02% Unchanged
69 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 5,2315.2k $220.5k $220.5k 0.01% Reduced -75 -75
70 Stephens Consulting, LLC 0.13% of their portfolio FLINT, MI 5,0795.1k $214.1k $214.1k 0.13% Reduced -148 -148
71 ACAS, LLC 0.30% of their portfolio RANCHO SANTA FE, CA 4,9094.9k $206.9k $206.9k 0.30% Reduced -200 -200
72 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 4,4134.4k $186.0k $186.0k 0.01% Added +738 +738
73 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 2,2502.2k $94.8k $94.8k 0.01% Unchanged
74 Providence Capital Advisors, LLC 0.02% of their portfolio CHARLOTTE, NC 2,1002.1k $88.5k $88.5k 0.02% Reduced -1 -1
75 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,9451.9k $82.0k $82.0k 0.00% Unchanged
76 Johnson Midwest Financial, LLC 0.12% of their portfolio GLIDDEN, IA 1,9301.9k $81.3k $81.3k 0.12% Unchanged
77 EMFO, LLC 0.06% of their portfolio WESTON, FL 1,3801.4k $58.2k $58.2k 0.06% Unchanged
78 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,2631.3k $53.4k $53.4k 0.00% Reduced -98 -98
79 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 1,0761.1k $45.4k $45.4k 0.00% Unchanged
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,0721.1k $45.2k $45.2k 0.00% Unchanged
81 Accel Wealth Management 0.01% of their portfolio WAVERLY, IA 846846 $35.7k $35.7k 0.01% Unchanged
82 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 800800 $33.7k $33.7k 0.00% Added +8 +8
83 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 660660 $27.8k $27.8k 0.00% Added +5 +5
84 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 618618 $26.0k $26.0k 0.01% Reduced -60 -60
85 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 575575 $24.2k $24.2k 0.01% Reduced -600 -600
86 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 571571 $24.1k $24.1k 0.00% New
87 Jackson Hole Capital Partners, LLC 0.01% of their portfolio TULSA, OK 552552 $23.3k $23.3k 0.01% New
88 Resurgent Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 512512 $21.6k $21.6k 0.01% Added +3 +3
89 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 310310 $13.1k $13.1k 0.00% Added +2 +2
90 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 303303 $12.8k $12.8k 0.01% Unchanged
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 300300 $13.0k $13.0k 0.00% New
92 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 200200 $8.4k $8.4k 0.00% Unchanged
93 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 186186 $7.8k $7.8k 0.00% Reduced -54 -54
94 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 178178 $7.5k $7.5k 0.00% New
95 GUARDIAN WEALTH ADVISORS, LLC / NC 0.00% of their portfolio RALEIGH, NC 175175 $7.4k $7.4k 0.00% Unchanged
96 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 172172 $7.2k $7.2k 0.00% New
97 Archer Investment Corp 0.00% of their portfolio Carmel, IN 148148 $6.2k $6.2k 0.00% Unchanged
98 USA FINANCIAL FORMULAS 0.01% of their portfolio ADA, MI 8787 $3.7k $3.7k 0.01% First filing
99 Creative Capital Management Investments LLC 0.00% of their portfolio SAN DIEGO, CA 5050 $2.1k $2.1k 0.00% New
100 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 3434 $1.3k $1.3k 0.00% Reduced -250 -250