Vault-13

ALPS ETF TR OGIG

OSHS GBL INTER · ETP · CUSIP 00162Q361

54 institutional holders +1 vs Q1 2025
690,885690.9k shares reported held*
$37.0mreported value*
6 new 15 added 16 reduced 6 sold out net bought ≈ $1.5m (+27.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.59.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 54Q4 22: 47Q1 23: 48Q2 23: 46Q3 23: 48Q4 23: 48Q1 24: 52Q2 24: 51Q3 24: 49Q4 24: 51Q1 25: 53Q2 25: 5454Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202254
Q4 202247
Q1 202348
Q2 202346
Q3 202348
Q4 202348
Q1 202452
Q2 202451
Q3 202449
Q4 202451
Q1 202553
Q2 202554

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 16 bought or addedQ3 23: 19 cut or sold outQ4 23: 14 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 16 bought or addedQ1 24: 24 cut or sold outQ2 24: 15 bought or addedQ2 24: 25 cut or sold outQ2 24Q3 24: 7 bought or addedQ3 24: 30 cut or sold outQ4 24: 16 bought or addedQ4 24: 28 cut or sold outQ4 24Q1 25: 21 bought or addedQ1 25: 19 cut or sold outQ2 25: 21 bought or addedQ2 25: 22 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20231619
Q4 20231428
Q1 20241624
Q2 20241525
Q3 2024730
Q4 20241628
Q1 20252119
Q2 20252122

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 24 calls: $62.7kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $43.6kQ1 25 puts: $0Q1 25P/C 0.00Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —
Numbers
QuarterCallsPutsP/C
Q3 2024$62.7k$00.00
Q4 2024$0$0—
Q1 2025$43.6k$00.00
Q2 2025$0$0—

Biggest buyers

ROYAL BANK OF CANADA Added +27,724+27.7k
PRUDENTIAL PLC Added +23,400+23.4k
MML INVESTORS SERVICES, LLC Added +19,382+19.4k
LPL Financial LLC Added +18,087+18.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +8,319+8.3k
UBS Group AG Added +6,092+6.1k
USA FINANCIAL FORMULAS New +5,128+5.1k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +4,016+4.0k
Acorn Wealth Advisors, LLC New +3,994+4.0k
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. Added +3,090+3.1k

Biggest sellers

FLOW TRADERS U.S. LLC Reduced -38,494-38.5k
CITADEL ADVISORS LLC Sold out -13,260-13.3k
Consolidated Portfolio Review Corp Sold out -9,281-9.3k
BANK OF AMERICA CORP /DE/ Reduced -7,599-7.6k
GTS SECURITIES LLC Sold out -6,233-6.2k
Diligent Investors, LLC Reduced -5,000-5.0k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -4,608-4.6k
Parallel Advisors, LLC Reduced -2,900-2.9k
WELLS FARGO & COMPANY/MN Reduced -2,851-2.9k
PRIVATE TRUST CO NA Reduced -2,451-2.5k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 97,34697.3k $5.2m $5.2m 0.02% Added +19.4k +19,382
2 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 66,60066.6k $3.6m $3.6m 0.02% Added +23.4k +23,400
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 63,69663.7k $3.4m $3.4m 0.00% Added +27.7k +27,724
4 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 51,05651.1k $2.7m $2.7m 0.00% Added +18.1k +18,087
5 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 49,67049.7k $2.7m $2.7m 0.03% Reduced -1.4k -1,424
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 42,95943.0k $2.3m $2.3m 0.00% Reduced -2.9k -2,851
7 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 31,90231.9k $1.7m $1.7m 0.02% Reduced -59 -59
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 31,38731.4k $1.7m $1.7m 0.00% Reduced -7.6k -7,599
9 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.20% of their portfolio INDIANAPOLIS, IN 28,72128.7k $1.5m $1.5m 0.20% Added +3.1k +3,090
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 24,57924.6k $1.3m $1.3m 0.00% Reduced -243 -243
11 Clay Northam Wealth Management, LLC 0.61% of their portfolio HUNTINGTON BEACH, CA 17,71617.7k $949.5k $949.5k 0.61% Added +400 +400
12 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 16,10916.1k $863.0k $863.0k 0.03% Reduced -38.5k -38,494
13 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 14,15114.2k $758.4k $758.4k 0.01% Added +4.0k +4,016
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,87212.9k $689.8k $689.8k 0.00% Reduced -6 -6
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 12,60912.6k $675.7k $675.7k 0.00% Added +1.1k +1,050
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 12,30312.3k $659.3k $659.3k 0.00% Added +1.1k +1,137
17 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,9309.9k $532.0k $532.0k 0.00% Reduced -1.1k -1,140
18 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,2709.3k $496.8k $496.8k 0.00% Added +1.1k +1,070
19 Goldstone Financial Group, LLC 0.06% of their portfolio OAKBROOK TERRACE, IL 9,1299.1k $490.0k $490.0k 0.06% Reduced -661 -661
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 9,1009.1k $488.4k $488.4k 0.00% Reduced -100 -100
21 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,7908.8k $471.1k $471.1k 0.00% Added +350 +350
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,3198.3k $445.8k $445.8k 0.00% New
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,7847.8k $417.1k $417.1k 0.00% Reduced -1.5k -1,476
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,8006.8k $364.4k $364.4k 0.00% Added +6.1k +6,092
25 Diligent Investors, LLC 0.08% of their portfolio REDLANDS, CA 6,2906.3k $337.1k $337.1k 0.08% Reduced -5.0k -5,000
26 USA FINANCIAL FORMULAS 0.05% of their portfolio ADA, MI 5,1285.1k $274.8k $274.8k 0.05% New
27 SUMMIT WEALTH GROUP LLC / CO 0.06% of their portfolio COLORADO SPRINGS, CO 4,6744.7k $250.5k $250.5k 0.06% First filing
28 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 4,6204.6k $247.6k $247.6k 0.02% Reduced -2.5k -2,451
29 Triumph Capital Management 0.07% of their portfolio DENVER, CO 4,3674.4k $234.0k $234.0k 0.07% Reduced -230 -230
30 Capital Advisors, Ltd. LLC 0.03% of their portfolio SHAKER HEIGHTS, OH 4,0354.0k $216.0k $216.0k 0.03% Unchanged
31 Acorn Wealth Advisors, LLC 0.08% of their portfolio Grand Blanc, MI 3,9944.0k $214.0k $214.0k 0.08% New
32 Golden State Wealth Management, LLC 0.02% of their portfolio SANTA ANA, CA 2,7742.8k $148.7k $148.7k 0.02% Added +100 +100
33 Financial Perspectives, Inc 0.04% of their portfolio MINNEAPOLIS, MN 2,5472.5k $136.5k $136.5k 0.04% Reduced -516 -516
34 FMR LLC 0.00% of their portfolio BOSTON, MA 2,1702.2k $116.3k $116.3k 0.00% Added +794 +794
35 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,4971.5k $80.2k $80.2k 0.00% New
36 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,3001.3k $69.7k $69.7k 0.00% Unchanged
37 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,2751.3k $68.3k $68.3k 0.00% Reduced -2.9k -2,900
38 HAZLETT, BURT & WATSON, INC. 0.03% of their portfolio WHEELING, WV 1,2441.2k $67.0k $67.0k 0.03% Added +444 +444
39 Rise Advisors, LLC 0.02% of their portfolio ROCHESTER, NY 975975 $52.3k $52.3k 0.02% Unchanged
40 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 269269 $14.4k $14.4k 0.00% Unchanged
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 200200 $10.7k $10.7k 0.00% New
42 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 161161 $8.6k $8.6k 0.00% New
43 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 100100 $5.4k $5.4k 0.00% Unchanged
44 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 100100 $5.4k $5.4k 0.00% Unchanged
45 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 100100 $5.3k $5.3k 0.00% Unchanged
46 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 7575 $4.0k $4.0k 0.00% Unchanged
47 Smallwood Wealth Investment Management, LLC 0.00% of their portfolio RED BANK, NJ 4646 $2.5k $2.5k 0.00% Unchanged
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3838 $2.0k $2.0k 0.00% Unchanged
49 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3838 $2.0k $2.0k 0.00% Unchanged
50 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3535 $1.9k $1.9k 0.00% Unchanged
51 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 1616 $857 $857 0.00% Unchanged
52 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1414 $750 $750 0.00% Unchanged
53 SJS Investment Consulting Inc. 0.00% of their portfolio SYLVANIA, OH 55 $268 $268 0.00% Unchanged
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged