Vault-13

ALPS ETF TR SMTH

SMITH CORE PLUS · ETP · CUSIP 00162Q346

82 institutional holders +3 vs Q4 2025
77,779,56877.8m shares reported held*
$2.0bnreported value*
14 new 39 added 19 reduced 10 sold out net sold ≈ $295.1m (-11.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.63.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q4 23: 7Q1 24: 18Q2 24: 25Q3 24: 30Q4 24: 49Q1 25: 60Q2 25: 65Q3 25: 71Q4 25: 79Q1 26: 8282Q4 23Q2 24Q4 24Q2 25Q4 25Q1 26
Numbers
QuarterHolders
Q4 20237
Q1 202418
Q2 202425
Q3 202430
Q4 202449
Q1 202560
Q2 202565
Q3 202571
Q4 202579
Q1 202682

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 20 bought or addedQ2 24: 8 cut or sold outQ3 24: 20 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 31 bought or addedQ4 24: 14 cut or sold outQ1 25: 48 bought or addedQ1 25: 13 cut or sold outQ1 25Q2 25: 44 bought or addedQ2 25: 23 cut or sold outQ3 25: 52 bought or addedQ3 25: 17 cut or sold outQ3 25Q4 25: 48 bought or addedQ4 25: 27 cut or sold outQ1 26: 53 bought or addedQ1 26: 29 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 2024208
Q3 2024209
Q4 20243114
Q1 20254813
Q2 20254423
Q3 20255217
Q4 20254827
Q1 20265329

Biggest buyers

Annex Advisory Services, LLC Added +1,082,502+1.1m
Trilogy Capital Inc. Added +321,661+321.7k
SHUFRO ROSE & CO LLC Added +248,343+248.3k
Stratos Investment Management, LLC Added +167,244+167.2k
BANK OF AMERICA CORP /DE/ New +116,201+116.2k
Lineweaver Wealth Advisors, LLC Added +81,871+81.9k
Blue Line Capital, LLC / IL Added +70,518+70.5k
Bank of New York Mellon Corp Added +69,182+69.2k
Signal Advisors Wealth, LLC New +56,677+56.7k
SENTINEL PENSION ADVISORS, LLC Added +50,990+51.0k

Biggest sellers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -13,379,832-13.4m
Thrivent Financial for Lutherans Reduced -527,868-527.9k
Traction Financial Partners, LLC Reduced -129,564-129.6k
LEVEL FOUR ADVISORY SERVICES, LLC Reduced -104,100-104.1k
CITADEL ADVISORS LLC Reduced -53,595-53.6k
Principle Wealth Partners LLC Reduced -34,373-34.4k
Curbstone Financial Management Corp Sold out -21,366-21.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -20,120-20.1k
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC Sold out -19,695-19.7k
Stratos Wealth Partners, LTD. Sold out -18,258-18.3k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 2.36% of their portfolio PLYMOUTH, MN 42,086,27342.1m $1.1bn $1.1bn 2.36% Reduced -13.4m -13,379,832
2 Annex Advisory Services, LLC 3.89% of their portfolio BROOKFIELD, WI 8,057,4138.1m $207.5m $207.5m 3.89% Added +1.1m +1,082,502
3 SHUFRO ROSE & CO LLC 8.96% of their portfolio NEW YORK, NY 5,106,3845.1m $131.5m $131.5m 8.96% Added +248.3k +248,343
4 Stratos Investment Management, LLC 3.54% of their portfolio BEACHWOOD, OH 3,427,0613.4m $88.3m $88.3m 3.54% Added +167.2k +167,244
5 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 2,208,1732.2m $56.9m $56.9m 0.01% Added +69.2k +69,182
6 Trilogy Capital Inc. 2.23% of their portfolio IRVINE, CA 1,943,2121.9m $50.0m $50.0m 2.23% Added +321.7k +321,661
7 Lineweaver Wealth Advisors, LLC 5.09% of their portfolio VALLEY VIEW, OH 1,465,7741.5m $37.8m $37.8m 5.09% Added +81.9k +81,871
8 Hamilton Wealth, LLC 6.65% of their portfolio LOS ANGELES, CA 1,326,6291.3m $34.2m $34.2m 6.65% Reduced -10.9k -10,867
9 LEVEL FOUR ADVISORY SERVICES, LLC 1.05% of their portfolio DALLAS, TX 1,238,1421.2m $31.9m $31.9m 1.05% Reduced -104.1k -104,100
10 Meridian Wealth Management, LLC 0.78% of their portfolio LEXINGTON, KY 855,270855.3k $22.0m $22.0m 0.78% Added +23.1k +23,052
11 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 731,969732.0k $18.9m $18.9m 0.04% Reduced -527.9k -527,868
12 ADAPT WEALTH ADVISORS, LLC 6.73% of their portfolio ATLANTA, GA 721,532721.5k $18.6m $18.6m 6.73% Added +9.4k +9,375
13 Traction Financial Partners, LLC 10.74% of their portfolio LITTLETON, CO 677,125677.1k $17.4m $17.4m 10.74% Reduced -129.6k -129,564
14 Principle Wealth Partners LLC 1.00% of their portfolio MADISON, CT 676,565676.6k $17.4m $17.4m 1.00% Reduced -34.4k -34,373
15 NorthCrest Asset Manangement, LLC 0.43% of their portfolio PLYMOUTH, MN 530,146530.1k $13.7m $13.7m 0.43% Added +48.5k +48,490
16 Guardian Financial Partners, LLC 5.39% of their portfolio ORANGE, CA 495,650495.6k $12.8m $12.8m 5.39% Added +45.0k +45,029
17 Vise Technologies, Inc. 0.24% of their portfolio NEW YORK, NY 464,880464.9k $12.1m $12.1m 0.24% Unchanged
18 SENTINEL PENSION ADVISORS, LLC 1.67% of their portfolio WAKEFIELD, MA 437,659437.7k $11.3m $11.3m 1.67% Added +51.0k +50,990
19 World Investment Advisors 0.18% of their portfolio LINCROFT, NJ 436,043436.0k $11.2m $11.2m 0.18% Added +41.2k +41,222
20 Prasad Wealth Partners, LLC 2.80% of their portfolio INDEPENDENCE, OH 399,373399.4k $10.3m $10.3m 2.80% Added +12.4k +12,353
21 Old Port Advisors 2.29% of their portfolio PORTLAND, ME 385,989386.0k $9.9m $9.9m 2.29% Added +46.6k +46,601
22 Gallacher Capital Management LLC 3.75% of their portfolio LONE TREE, CO 379,430379.4k $9.8m $9.8m 3.75% Added +5.0k +5,031
23 Sovereign Investment Advisors, LLC 2.04% of their portfolio PHOENIX, AZ 373,742373.7k $9.6m $9.6m 2.04% Added +24.0k +24,047
24 Ethos Financial Group, LLC 0.56% of their portfolio KING OF PRUSSIA, PA 298,441298.4k $7.7m $7.7m 0.56% Added +25.1k +25,114
25 Tenzing Financial LLC 5.70% of their portfolio WILLIAMSBURG, VA 292,878292.9k $7.6m $7.6m 5.70% Added +46.2k +46,157
26 NIXON PEABODY TRUST CO 0.59% of their portfolio BOSTON, MA 289,257289.3k $7.4m $7.4m 0.59% Added +11.9k +11,940
27 SBE LLC DBA CEDAR COVE WEALTH PARTNERS 2.95% of their portfolio BLOOMINGTON, MN 218,318218.3k $5.6m $5.6m 2.95% Added +13.8k +13,817
28 Spectrum Investment Advisors, Inc. 2.49% of their portfolio MEQUON, WI 194,520194.5k $5.0m $5.0m 2.49% Added +13.9k +13,903
29 Riverbend Wealth Management, LLC 3.11% of their portfolio Myrtle Beach, SC 194,177194.2k $5.0m $5.0m 3.11% Added +24.6k +24,584
30 ALPS ADVISORS INC 0.02% of their portfolio Denver, CO 147,517147.5k $3.8m $3.8m 0.02% Unchanged
31 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 141,460141.5k $3.6m $3.6m 0.00% Added +3.7k +3,730
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 135,082135.1k $3.5m $3.5m 0.00% Added +39.7k +39,723
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 116,201116.2k $3.0m $3.0m 0.00% New
34 FIRST FOUNDATION ADVISORS 0.12% of their portfolio Irvine, CA 114,592114.6k $3.0m $3.0m 0.12% Reduced -2.7k -2,733
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 94,54794.5k $2.4m $2.4m 0.00% Reduced -53.6k -53,595
36 Crestwood Advisors Group, LLC 0.04% of their portfolio BOSTON, MA 91,16191.2k $2.3m $2.3m 0.04% Added +14.1k +14,086
37 Blue Line Capital, LLC / IL 2.55% of their portfolio CHICAGO, IL 87,35287.4k $2.2m $2.2m 2.55% Added +70.5k +70,518
38 Fermata Advisors, LLC 0.48% of their portfolio SONOMA, CA 82,37282.4k $2.1m $2.1m 0.48% Reduced -203 -203
39 Arsenal Capital Advisors LLC 1.48% of their portfolio CONSHOHOCKEN, PA 79,16179.2k $2.0m $2.0m 1.48% Added +1.6k +1,605
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 65,01765.0k $1.7m $1.7m 0.00% Added +11.7k +11,700
41 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 60,87060.9k $1.6m $1.6m 0.00% Added +19.5k +19,479
42 Signal Advisors Wealth, LLC 0.10% of their portfolio DETROIT, MI 56,67756.7k $1.5m $1.5m 0.10% New
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 49,62749.6k $1.3m $1.3m 0.00% New
44 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 39,73339.7k $1.0m $1.0m 0.00% Reduced -4.4k -4,383
45 Boyer Financial Services, Inc. 1.08% of their portfolio NEWPORT BEACH, CA 39,69939.7k $1.0m $1.0m 1.08% Reduced -17.9k -17,907
46 G&S Capital LLC 0.35% of their portfolio DENVER, CO 38,81438.8k $999.7k $999.7k 0.35% Reduced -2.0k -2,018
47 Triumph Capital Management 0.19% of their portfolio DENVER, CO 35,37835.4k $911.2k $911.2k 0.19% Reduced -2.1k -2,127
48 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,59634.6k $891.0k $891.0k 0.00% New
49 Legacy Capital Wealth Partners, LLC 0.18% of their portfolio LITTLE ROCK, AR 33,62733.6k $866.1k $866.1k 0.18% Unchanged
50 Wealth Enhancement Trust Services, Inc. 0.10% of their portfolio SIOUX FALLS, SD 30,56530.6k $787.2k $787.2k 0.10% Added +3.7k +3,730
51 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 26,72026.7k $688.2k $688.2k 0.01% Reduced -77 -77
52 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,54524.5k $632.1k $632.1k 0.00% Added +2.1k +2,123
53 Coastal Bridge Advisors, LLC 0.04% of their portfolio WESTPORT, CT 24,00624.0k $618.3k $618.3k 0.04% Added +39 +39
54 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,91723.9k $616.0k $616.0k 0.00% Added +15.6k +15,570
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 23,16323.2k $596.6k $596.6k 0.00% Added +6.5k +6,516
56 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 19,90019.9k $512.5k $512.5k 0.01% Added +1.5k +1,522
57 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 18,01418.0k $464.0k $464.0k 0.00% Added +10.3k +10,340
58 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 17,19017.2k $442.7k $442.7k 0.00% Unchanged
59 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,19116.2k $417.0k $417.0k 0.00% Reduced -398 -398
60 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 15,18715.2k $391.1k $391.1k 0.00% Added +3.6k +3,576
61 Tribridge Partners Financial LLC 0.14% of their portfolio COLUMBIA, MD 12,79112.8k $330.5k $330.5k 0.14% Reduced -670 -670
62 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 10,71410.7k $275.9k $275.9k 0.00% Reduced -6.2k -6,236
63 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,01010.0k $257.8k $257.8k 0.00% Added +789 +789
64 Strategic Financial Concepts, LLC 0.06% of their portfolio SAN ANTONIO, TX 9,6129.6k $247.6k $247.6k 0.06% New
65 PEOPLES BANK /OH 0.14% of their portfolio MARIETTA, OH 9,0009.0k $231.8k $231.8k 0.14% New
66 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 8,0198.0k $206.5k $206.5k 0.00% New
67 Madrid Financial Services 0.12% of their portfolio MANHATTAN BEACH, CA 7,8877.9k $203.1k $203.1k 0.12% New
68 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 7,4867.5k $192.8k $192.8k 0.00% New
69 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,2252.2k $57.3k $57.3k 0.00% Reduced -1.0k -1,025
70 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 2,0872.1k $53.8k $53.8k 0.00% New
71 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 976976 $25.1k $25.1k 0.00% New
72 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 934934 $24.1k $24.1k 0.00% Unchanged
73 Family Capital Trust Co 0.01% of their portfolio PEABODY, MA 633633 $16.3k $16.3k 0.01% Added +20 +20
74 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 631631 $16.3k $16.3k 0.00% Unchanged
75 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 466466 $12.0k $12.0k 0.00% New
76 Signature Resources Capital Management, LLC 0.01% of their portfolio NEWPORT BEACH, CA 414414 $10.7k $10.7k 0.01% New
77 Operose Advisors LLC 0.00% of their portfolio MILWAUKEE, WI 256256 $6.6k $6.6k 0.00% Unchanged
78 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 206206 $5.3k $5.3k 0.00% Unchanged
79 FWL INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio Dallas, TX 178178 $4.6k $4.6k 0.00% Unchanged
80 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 9696 $2.5k $2.5k 0.00% Reduced -208 -208
81 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3636 $928 $928 0.00% Unchanged
82 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 55 $128 $128 0.00% New