Vault-13

ALPS ETF TR SMTH

SMITH CORE PLUS · ETP · CUSIP 00162Q346

79 institutional holders +8 vs Q3 2025
89,245,71389.2m shares reported held*
$2.3bnreported value*
12 new 36 added 17 reduced 10 sold out net bought ≈ $293.1m (+11.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.08.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q4 23: 7Q1 24: 18Q2 24: 25Q3 24: 30Q4 24: 49Q1 25: 60Q2 25: 65Q3 25: 71Q4 25: 7979Q4 23Q2 24Q4 24Q2 25Q4 25
Numbers
QuarterHolders
Q4 20237
Q1 202418
Q2 202425
Q3 202430
Q4 202449
Q1 202560
Q2 202565
Q3 202571
Q4 202579

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 24: 16 bought or addedQ1 24: 1 cut or sold outQ2 24: 20 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 20 bought or addedQ3 24: 9 cut or sold outQ4 24: 31 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 48 bought or addedQ1 25: 13 cut or sold outQ2 25: 44 bought or addedQ2 25: 23 cut or sold outQ2 25Q3 25: 52 bought or addedQ3 25: 17 cut or sold outQ4 25: 48 bought or addedQ4 25: 27 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024161
Q2 2024208
Q3 2024209
Q4 20243114
Q1 20254813
Q2 20254423
Q3 20255217
Q4 20254827

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +6,132,733+6.1m
Trilogy Capital Inc. New +1,621,551+1.6m
Annex Advisory Services, LLC Added +1,520,265+1.5m
Meridian Wealth Management, LLC New +832,218+832.2k
Thrivent Financial for Lutherans Added +565,289+565.3k
SHUFRO ROSE & CO LLC Added +424,090+424.1k
Vise Technologies, Inc. Added +243,715+243.7k
NorthCrest Asset Manangement, LLC Added +129,314+129.3k
Hamilton Wealth, LLC Added +65,735+65.7k
Lineweaver Wealth Advisors, LLC Added +60,425+60.4k

Biggest sellers

Advisory Resource Group Sold out -477,093-477.1k
Main Street Financial Solutions, LLC Sold out -77,618-77.6k
Prasad Wealth Partners, LLC Reduced -74,639-74.6k
Principle Wealth Partners LLC Reduced -55,373-55.4k
FIRST FOUNDATION ADVISORS Reduced -45,978-46.0k
Sovereign Investment Advisors, LLC Reduced -35,838-35.8k
ENVESTNET ASSET MANAGEMENT INC Sold out -35,515-35.5k
CITADEL ADVISORS LLC Reduced -32,518-32.5k
HighTower Advisors, LLC Sold out -29,912-29.9k
ALPS ADVISORS INC Reduced -13,840-13.8k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.96% of their portfolio PLYMOUTH, MN 55,466,10555.5m $1.4bn $1.4bn 1.96% Added +6.1m +6,132,733
2 Annex Advisory Services, LLC 3.47% of their portfolio BROOKFIELD, WI 6,974,9117.0m $181.8m $181.8m 3.47% Added +1.5m +1,520,265
3 SHUFRO ROSE & CO LLC 8.57% of their portfolio NEW YORK, NY 4,858,0414.9m $126.6m $126.6m 8.57% Added +424.1k +424,090
4 Stratos Investment Management, LLC 3.41% of their portfolio BEACHWOOD, OH 3,259,8173.3m $85.0m $85.0m 3.41% Added +53.8k +53,803
5 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 2,138,9912.1m $55.8m $55.8m 0.01% Added +35.3k +35,264
6 Trilogy Capital Inc. 1.89% of their portfolio IRVINE, CA 1,621,5511.6m $42.3m $42.3m 1.89% New
7 Lineweaver Wealth Advisors, LLC 4.92% of their portfolio VALLEY VIEW, OH 1,383,9031.4m $36.1m $36.1m 4.92% Added +60.4k +60,425
8 LEVEL FOUR ADVISORY SERVICES, LLC 1.14% of their portfolio DALLAS, TX 1,342,2421.3m $35.0m $35.0m 1.14% Added +38.0k +37,986
9 Hamilton Wealth, LLC 6.63% of their portfolio LOS ANGELES, CA 1,337,4961.3m $34.9m $34.9m 6.63% Added +65.7k +65,735
10 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 1,259,8371.3m $32.9m $32.9m 0.06% Added +565.3k +565,289
11 Meridian Wealth Management, LLC 0.76% of their portfolio LEXINGTON, KY 832,218832.2k $21.7m $21.7m 0.76% New
12 Traction Financial Partners, LLC 12.46% of their portfolio LITTLETON, CO 806,689806.7k $21.0m $21.0m 12.46% Added +33.4k +33,435
13 ADAPT WEALTH ADVISORS, LLC 6.39% of their portfolio ATLANTA, GA 712,157712.2k $18.6m $18.6m 6.39% Added +39.6k +39,606
14 Principle Wealth Partners LLC 1.04% of their portfolio MADISON, CT 710,938710.9k $18.5m $18.5m 1.04% Reduced -55.4k -55,373
15 NorthCrest Asset Manangement, LLC 0.28% of their portfolio PLYMOUTH, MN 481,656481.7k $12.6m $12.6m 0.28% Added +129.3k +129,314
16 Vise Technologies, Inc. 0.24% of their portfolio NEW YORK, NY 464,880464.9k $12.1m $12.1m 0.24% Added +243.7k +243,715
17 Guardian Financial Partners, LLC 4.95% of their portfolio ORANGE, CA 450,621450.6k $11.7m $11.7m 4.95% Reduced -8.4k -8,416
18 World Investment Advisors 0.17% of their portfolio LINCROFT, NJ 394,821394.8k $10.3m $10.3m 0.17% Added +24.8k +24,752
19 Prasad Wealth Partners, LLC 2.69% of their portfolio INDEPENDENCE, OH 387,020387.0k $10.1m $10.1m 2.69% Reduced -74.6k -74,639
20 SENTINEL PENSION ADVISORS, LLC 1.55% of their portfolio WAKEFIELD, MA 386,669386.7k $10.1m $10.1m 1.55% Added +45.7k +45,715
21 Gallacher Capital Management LLC 3.77% of their portfolio LONE TREE, CO 374,399374.4k $9.8m $9.8m 3.77% Added +30.4k +30,413
22 Sovereign Investment Advisors, LLC 2.28% of their portfolio PHOENIX, AZ 349,695349.7k $9.1m $9.1m 2.28% Reduced -35.8k -35,838
23 Old Port Advisors 2.18% of their portfolio PORTLAND, ME 339,388339.4k $8.8m $8.8m 2.18% Added +39.5k +39,460
24 NIXON PEABODY TRUST CO 0.55% of their portfolio BOSTON, MA 277,317277.3k $7.2m $7.2m 0.55% Added +33.0k +32,970
25 Ethos Financial Group, LLC 0.53% of their portfolio KING OF PRUSSIA, PA 273,327273.3k $7.1m $7.1m 0.53% Added +11.6k +11,612
26 Tenzing Financial LLC 5.22% of their portfolio WILLIAMSBURG, VA 246,721246.7k $6.4m $6.4m 5.22% First filing
27 SBE LLC DBA CEDAR COVE WEALTH PARTNERS 2.79% of their portfolio BLOOMINGTON, MN 204,501204.5k $5.3m $5.3m 2.79% First filing
28 Spectrum Investment Advisors, Inc. 2.36% of their portfolio MEQUON, WI 180,617180.6k $4.7m $4.7m 2.36% Added +3.1k +3,081
29 Riverbend Wealth Management, LLC 2.78% of their portfolio Myrtle Beach, SC 169,593169.6k $4.4m $4.4m 2.78% Added +11.2k +11,204
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 148,142148.1k $3.9m $3.9m 0.00% Reduced -32.5k -32,518
31 ALPS ADVISORS INC 0.02% of their portfolio Denver, CO 147,517147.5k $3.8m $3.8m 0.02% Reduced -13.8k -13,840
32 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 137,730137.7k $3.6m $3.6m 0.00% Added +5.3k +5,276
33 FIRST FOUNDATION ADVISORS 0.12% of their portfolio Irvine, CA 117,325117.3k $3.1m $3.1m 0.12% Reduced -46.0k -45,978
34 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 95,35995.4k $2.5m $2.5m 0.00% Added +11.4k +11,379
35 Fermata Advisors, LLC 0.52% of their portfolio SONOMA, CA 82,57582.6k $2.2m $2.2m 0.52% Reduced -446 -446
36 Arsenal Capital Advisors LLC 1.43% of their portfolio CONSHOHOCKEN, PA 77,55677.6k $2.0m $2.0m 1.43% First filing
37 Crestwood Advisors Group, LLC 0.03% of their portfolio BOSTON, MA 77,07577.1k $2.0m $2.0m 0.03% Added +28.6k +28,643
38 Boyer Financial Services, Inc. 1.59% of their portfolio NEWPORT BEACH, CA 57,60657.6k $1.5m $1.5m 1.59% First filing
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 53,31753.3k $1.4m $1.4m 0.00% Reduced -8.7k -8,692
40 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 44,11644.1k $1.2m $1.2m 0.00% Added +288 +288
41 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 41,39141.4k $1.1m $1.1m 0.00% New
42 G&S Capital LLC 0.38% of their portfolio DENVER, CO 40,83240.8k $1.1m $1.1m 0.38% Added +12.5k +12,525
43 Triumph Capital Management 0.21% of their portfolio DENVER, CO 37,50537.5k $977.8k $977.8k 0.21% Reduced -4.0k -3,985
44 Legacy Capital Wealth Partners, LLC 0.19% of their portfolio LITTLE ROCK, AR 33,62733.6k $876.7k $876.7k 0.19% Reduced -1.2k -1,246
45 Wealth Enhancement Trust Services, Inc. 0.09% of their portfolio SIOUX FALLS, SD 26,83526.8k $699.6k $699.6k 0.09% First filing
46 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 26,79726.8k $698.6k $698.6k 0.01% Reduced -34 -34
47 Coastal Bridge Advisors, LLC 0.05% of their portfolio WESTPORT, CT 23,96724.0k $624.8k $624.8k 0.05% Added +2.9k +2,888
48 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 22,42222.4k $584.5k $584.5k 0.00% Added +1.6k +1,582
49 Curbstone Financial Management Corp 0.11% of their portfolio MANCHESTER, NH 21,36621.4k $557.0k $557.0k 0.11% New
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,12020.1k $524.5k $524.5k 0.00% New
51 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.01% of their portfolio LOS ANGELES, CA 19,69519.7k $513.4k $513.4k 0.01% Reduced -5.3k -5,331
52 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 18,37818.4k $479.1k $479.1k 0.01% New
53 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 18,25818.3k $476.0k $476.0k 0.01% Added +6.6k +6,571
54 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 17,19017.2k $448.1k $448.1k 0.00% Unchanged
55 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 16,95016.9k $441.9k $441.9k 0.01% Reduced -6.2k -6,179
56 Blue Line Capital, LLC / IL 0.52% of their portfolio CHICAGO, IL 16,83416.8k $438.9k $438.9k 0.52% First filing
57 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,64716.6k $434.0k $434.0k 0.00% Added +7.6k +7,619
58 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,58916.6k $432.5k $432.5k 0.00% Added +1.1k +1,053
59 Tribridge Partners Financial LLC 0.15% of their portfolio COLUMBIA, MD 13,46113.5k $350.9k $350.9k 0.15% Unchanged
60 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 11,61111.6k $302.7k $302.7k 0.00% New
61 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 9,99410.0k $260.5k $260.5k 0.00% Reduced -859 -859
62 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 9,2219.2k $240.4k $240.4k 0.00% Added +45 +45
63 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,3478.3k $217.6k $217.6k 0.00% New
64 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 7,6747.7k $200.1k $200.1k 0.00% Reduced -6.0k -5,961
65 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,4867.5k $195.2k $195.2k 0.00% Added +456 +456
66 BlackRock, Inc. 0.00% of their portfolio New York, NY 4,8084.8k $125.3k $125.3k 0.00% Reduced -7.2k -7,211
67 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,3313.3k $87.0k $87.0k 0.00% Added +251 +251
68 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 3,2503.2k $84.7k $84.7k 0.00% Added +34 +34
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,9412.9k $76.7k $76.7k 0.00% New
70 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 934934 $24.3k $24.3k 0.00% Unchanged
71 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 631631 $16.4k $16.4k 0.00% Added +1 +1
72 Family Capital Trust Co 0.01% of their portfolio PEABODY, MA 613613 $16.0k $16.0k 0.01% Unchanged
73 Fairway Wealth LLC 0.00% of their portfolio INDEPENDENCE, OH 570570 $14.9k $14.9k 0.00% New
74 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 304304 $7.9k $7.9k 0.00% Unchanged
75 Operose Advisors LLC 0.00% of their portfolio MILWAUKEE, WI 256256 $6.7k $6.7k 0.00% Unchanged
76 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 206206 $5.4k $5.4k 0.00% Unchanged
77 FWL INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio Dallas, TX 178178 $4.7k $4.7k 0.00% Unchanged
78 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3636 $939 $939 0.00% New
79 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 1919 $495 $495 0.00% New