Vault-13

ALPS ETF TR SMTH

SMITH CORE PLUS · ETP · CUSIP 00162Q346

65 institutional holders +5 vs Q1 2025
70,757,11370.8m shares reported held*
$1.8bnreported value*
11 new 33 added 15 reduced 8 sold out net bought ≈ $229.6m (+8.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.82.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q4 23: 7Q1 24: 18Q2 24: 25Q3 24: 30Q4 24: 49Q1 25: 60Q2 25: 6565Q4 23Q2 24Q4 24Q2 25
Numbers
QuarterHolders
Q4 20237
Q1 202418
Q2 202425
Q3 202430
Q4 202449
Q1 202560
Q2 202565

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 24: 16 bought or addedQ1 24: 1 cut or sold outQ1 24Q2 24: 20 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 20 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 31 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 48 bought or addedQ1 25: 13 cut or sold outQ1 25Q2 25: 44 bought or addedQ2 25: 23 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024161
Q2 2024208
Q3 2024209
Q4 20243114
Q1 20254813
Q2 20254423

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +4,875,775+4.9m
Annex Advisory Services, LLC Added +1,646,710+1.6m
LEVEL FOUR ADVISORY SERVICES, LLC New +1,271,655+1.3m
Stratos Investment Management, LLC Added +636,819+636.8k
Thrivent Financial for Lutherans New +402,464+402.5k
Sovereign Investment Advisors, LLC Added +327,155+327.2k
SENTINEL PENSION ADVISORS, LLC New +323,202+323.2k
Advisory Resource Group Added +295,791+295.8k
Lineweaver Wealth Advisors, LLC Added +121,551+121.6k
Main Street Financial Solutions, LLC New +73,084+73.1k

Biggest sellers

Hamilton Wealth, LLC Reduced -485,704-485.7k
Integrated Wealth Concepts LLC Sold out -273,026-273.0k
Principle Wealth Partners LLC Reduced -212,592-212.6k
Prasad Wealth Partners, LLC Reduced -142,230-142.2k
GOLDMAN SACHS GROUP INC Sold out -130,446-130.4k
Arax Advisory Partners Reduced -104,699-104.7k
Stratos Wealth Advisors, LLC Sold out -69,271-69.3k
SHUFRO ROSE & CO LLC Reduced -63,608-63.6k
Triumph Capital Management Reduced -47,750-47.8k
ALPS ADVISORS INC Reduced -32,625-32.6k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.87% of their portfolio PLYMOUTH, MN 43,698,03543.7m $1.1bn $1.1bn 1.87% Added +4.9m +4,875,775
2 Annex Advisory Services, LLC 3.20% of their portfolio BROOKFIELD, WI 5,143,3685.1m $133.0m $133.0m 3.20% Added +1.6m +1,646,710
3 SHUFRO ROSE & CO LLC 9.39% of their portfolio NEW YORK, NY 4,480,3004.5m $116.0m $116.0m 9.39% Reduced -63.6k -63,608
4 Stratos Investment Management, LLC 3.89% of their portfolio BEACHWOOD, OH 3,288,7893.3m $85.0m $85.0m 3.89% Added +636.8k +636,819
5 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,935,7671.9m $50.0m $50.0m 0.01% Added +2.8k +2,811
6 LEVEL FOUR ADVISORY SERVICES, LLC 1.21% of their portfolio DALLAS, TX 1,271,6551.3m $32.9m $32.9m 1.21% New
7 Hamilton Wealth, LLC 6.56% of their portfolio LOS ANGELES, CA 1,134,1161.1m $29.3m $29.3m 6.56% Reduced -485.7k -485,704
8 Lineweaver Wealth Advisors, LLC 4.63% of their portfolio VALLEY VIEW, OH 1,132,4701.1m $29.3m $29.3m 4.63% Added +121.6k +121,551
9 Advisory Resource Group 4.18% of their portfolio Tulsa, OK 841,184841.2k $21.7m $21.7m 4.18% Added +295.8k +295,791
10 Principle Wealth Partners LLC 1.27% of their portfolio MADISON, CT 785,243785.2k $20.3m $20.3m 1.27% Reduced -212.6k -212,592
11 Traction Financial Partners, LLC 11.80% of their portfolio LITTLETON, CO 673,584673.6k $17.4m $17.4m 11.80% Reduced -7.3k -7,305
12 Vise Technologies, Inc. 0.70% of their portfolio NEW YORK, NY 653,667653.7k $16.9m $16.9m 0.70% First filing
13 ADAPT WEALTH ADVISORS, LLC 7.06% of their portfolio ATLANTA, GA 611,022611.0k $15.8m $15.8m 7.06% Added +17.7k +17,705
14 Guardian Financial Partners, LLC 5.16% of their portfolio ORANGE, CA 444,754444.8k $11.5m $11.5m 5.16% Added +31.5k +31,541
15 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 402,464402.5k $10.4m $10.4m 0.02% New
16 Prasad Wealth Partners, LLC 3.02% of their portfolio INDEPENDENCE, OH 398,493398.5k $10.3m $10.3m 3.02% Reduced -142.2k -142,230
17 Sovereign Investment Advisors, LLC 2.74% of their portfolio PHOENIX, AZ 385,533385.5k $10.0m $10.0m 2.74% Added +327.2k +327,155
18 Gallacher Capital Management LLC 4.04% of their portfolio LONE TREE, CO 337,518337.5k $8.7m $8.7m 4.04% Added +14.2k +14,176
19 SENTINEL PENSION ADVISORS, LLC 1.41% of their portfolio WAKEFIELD, MA 323,202323.2k $8.4m $8.4m 1.41% New
20 World Investment Advisors 0.19% of their portfolio LINCROFT, NJ 321,794321.8k $8.3m $8.3m 0.19% Added +27.3k +27,292
21 NorthCrest Asset Manangement, LLC 0.21% of their portfolio PLYMOUTH, MN 295,740295.7k $7.6m $7.6m 0.21% Added +57.3k +57,332
22 Old Port Advisors 1.83% of their portfolio PORTLAND, ME 259,355259.4k $6.7m $6.7m 1.83% Added +42.2k +42,209
23 NIXON PEABODY TRUST CO 0.47% of their portfolio BOSTON, MA 237,108237.1k $6.1m $6.1m 0.47% Added +31.9k +31,928
24 Ethos Financial Group, LLC 0.52% of their portfolio KING OF PRUSSIA, PA 231,952232.0k $6.0m $6.0m 0.52% Added +20.2k +20,232
25 Spectrum Investment Advisors, Inc. 2.66% of their portfolio MEQUON, WI 177,147177.1k $4.6m $4.6m 2.66% Added +11.6k +11,603
26 Riverbend Wealth Management, LLC 3.02% of their portfolio Myrtle Beach, SC 154,257154.3k $4.0m $4.0m 3.02% Added +40.3k +40,302
27 ALPS ADVISORS INC 0.02% of their portfolio Denver, CO 147,957148.0k $3.8m $3.8m 0.02% Reduced -32.6k -32,625
28 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 125,478125.5k $3.2m $3.2m 0.00% Added +19.4k +19,407
29 Fermata Advisors, LLC 0.59% of their portfolio SONOMA, CA 84,75284.8k $2.2m $2.2m 0.59% Reduced -39 -39
30 Main Street Financial Solutions, LLC 0.14% of their portfolio NEWTOWN, PA 73,08473.1k $1.9m $1.9m 0.14% New
31 FIRST FOUNDATION ADVISORS 0.07% of their portfolio Irvine, CA 70,18270.2k $1.8m $1.8m 0.07% Reduced -3.3k -3,313
32 Madrid Financial Services 1.09% of their portfolio MANHATTAN BEACH, CA 62,45262.5k $1.6m $1.6m 1.09% New
33 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 60,26060.3k $1.6m $1.6m 0.00% Added +15.5k +15,513
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 53,29353.3k $1.4m $1.4m 0.00% Added +4.4k +4,419
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,91542.9k $1.1m $1.1m 0.00% Reduced -3.7k -3,712
36 Triumph Capital Management 0.33% of their portfolio DENVER, CO 42,42342.4k $1.1m $1.1m 0.33% Reduced -47.8k -47,750
37 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 41,27841.3k $1.1m $1.1m 0.01% Added +20.7k +20,720
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,50835.5k $917.9k $917.9k 0.00% Added +1.4k +1,445
39 Legacy Capital Wealth Partners, LLC 0.21% of their portfolio LITTLE ROCK, AR 34,87334.9k $901.5k $901.5k 0.21% Added +1.4k +1,438
40 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 31,89731.9k $825.0k $825.0k 0.03% New
41 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 26,85326.9k $694.1k $694.1k 0.01% Reduced -48 -48
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 25,95326.0k $670.9k $670.9k 0.00% Added +11.6k +11,553
43 G&S Capital LLC 0.24% of their portfolio DENVER, CO 23,57223.6k $609.3k $609.3k 0.24% Added +4.7k +4,713
44 Coastal Bridge Advisors, LLC 0.05% of their portfolio WESTPORT, CT 21,03721.0k $543.8k $543.8k 0.05% Added +5.9k +5,912
45 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,80620.8k $538.0k $538.0k 0.00% Added +149 +149
46 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,11515.1k $390.7k $390.7k 0.00% Added +7 +7
47 Tribridge Partners Financial LLC 0.20% of their portfolio COLUMBIA, MD 13,46113.5k $348.0k $348.0k 0.20% First filing
48 Crestwood Advisors Group, LLC 0.01% of their portfolio BOSTON, MA 12,38512.4k $320.2k $320.2k 0.01% New
49 BlackRock, Inc. 0.00% of their portfolio New York, NY 12,01912.0k $310.7k $310.7k 0.00% Reduced -200 -200
50 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,55911.6k $298.8k $298.8k 0.00% Added +3.5k +3,452
51 Strategic Financial Concepts, LLC 0.03% of their portfolio SAN ANTONIO, TX 9,1939.2k $237.6k $237.6k 0.03% Added +177 +177
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,9388.9k $231.0k $231.0k 0.00% Added +245 +245
53 Arax Advisory Partners 0.01% of their portfolio NEW YORK, NY 8,9208.9k $230.6k $230.6k 0.01% Reduced -104.7k -104,699
54 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,5287.5k $194.6k $194.6k 0.00% Added +3.0k +2,961
55 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,0307.0k $181.7k $181.7k 0.00% Reduced -306 -306
56 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 3,3703.4k $87.1k $87.1k 0.01% Added +2.7k +2,720
57 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 2,5282.5k $65.3k $65.3k 0.00% New
58 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,9501.9k $50.3k $50.3k 0.00% New
59 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 934934 $24.1k $24.1k 0.00% Unchanged
60 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 630630 $16.3k $16.3k 0.00% New
61 Family Capital Trust Co 0.00% of their portfolio PEABODY, MA 553553 $14.3k $14.3k 0.00% Reduced -23 -23
62 Operose Advisors LLC 0.00% of their portfolio MILWAUKEE, WI 256256 $6.6k $6.6k 0.00% Unchanged
63 FWL INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio Dallas, TX 178178 $4.6k $4.6k 0.00% Unchanged
64 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 44 $104 $104 0.00% New
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged