Vault-13

ALPS ETF TR EQL

EQUAL SEC ETF · ETP · CUSIP 00162Q205

64 institutional holders -1 vs Q1 2026
7,322,7907.3m shares reported held*
$369.4mreported value*
4 new 32 added 13 reduced 5 sold out net bought ≈ $35.6m (+706.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.45.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 37Q4 22: 43Q1 23: 51Q2 23: 46Q3 23: 47Q4 23: 48Q1 24: 47Q2 24: 49Q3 24: 53Q4 24: 58Q1 25: 59Q2 25: 56Q3 25: 61Q4 25: 66Q1 26: 65Q2 26: 6464Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202237
Q4 202243
Q1 202351
Q2 202346
Q3 202347
Q4 202348
Q1 202447
Q2 202449
Q3 202453
Q4 202458
Q1 202559
Q2 202556
Q3 202561
Q4 202566
Q1 202665
Q2 202664

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 25 bought or addedQ3 24: 20 cut or sold outQ4 24: 28 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 33 bought or addedQ1 25: 19 cut or sold outQ2 25: 24 bought or addedQ2 25: 28 cut or sold outQ2 25Q3 25: 28 bought or addedQ3 25: 23 cut or sold outQ4 25: 33 bought or addedQ4 25: 23 cut or sold outQ4 25Q1 26: 30 bought or addedQ1 26: 25 cut or sold outQ2 26: 36 bought or addedQ2 26: 18 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242520
Q4 20242814
Q1 20253319
Q2 20252428
Q3 20252823
Q4 20253323
Q1 20263025
Q2 20263618

Biggest buyers

NORTHERN TRUST CORP Added +510,797+510.8k
ROYAL BANK OF CANADA Added +52,590+52.6k
WELLS FARGO & COMPANY/MN Added +43,505+43.5k
RAYMOND JAMES FINANCIAL INC Added +40,943+40.9k
MORGAN STANLEY Added +36,013+36.0k
BANK OF AMERICA CORP /DE/ Added +32,235+32.2k
ALPS ADVISORS INC New +22,975+23.0k
OSAIC HOLDINGS, INC. Added +19,324+19.3k
STIFEL FINANCIAL CORP Added +16,196+16.2k
JONES FINANCIAL COMPANIES LLLP Added +14,687+14.7k

Biggest sellers

Gateway Wealth Partners, LLC Reduced -42,450-42.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -40,341-40.3k
Cetera Investment Advisers Reduced -17,415-17.4k
FLOW TRADERS U.S. LLC Sold out -17,124-17.1k
GTS SECURITIES LLC Sold out -16,251-16.3k
Ascentis Independent Advisors Sold out -13,183-13.2k
Virtu Financial LLC Sold out -7,360-7.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -2,193-2.2k
MAI Capital Management Sold out -1,773-1.8k
Janney Montgomery Scott LLC Reduced -1,753-1.8k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,703,5871.7m $85.9m $85.9m 0.01% Added +32.2k +32,235
2 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,026,9701.0m $51.8m $51.8m 0.01% Added +40.9k +40,943
3 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,015,0211.0m $51.2m $51.2m 0.01% Added +8.8k +8,767
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 837,235837.2k $42.2m $42.2m 0.00% Added +36.0k +36,013
5 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 516,019516.0k $26.0m $26.0m 0.00% Added +510.8k +510,797
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 405,307405.3k $20.4m $20.4m 0.00% Added +43.5k +43,505
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 331,715331.7k $16.7m $16.7m 0.00% Added +8.4k +8,440
8 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 156,594156.6k $7.9m $7.9m 0.01% Reduced -17.4k -17,415
9 PERRYMAN FINANCIAL ADVISORY INC /AD 0.93% of their portfolio DALLAS, TX 138,804138.8k $7.0m $7.0m 0.93% Added +4.0k +3,961
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 123,413123.4k $6.2m $6.2m 0.00% Added +3.8k +3,838
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 111,644111.6k $5.6m $5.6m 0.00% Added +52.6k +52,590
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 104,035104.0k $5.2m $5.2m 0.01% Added +10.2k +10,187
13 Summit Financial Wealth Advisors, LLC 0.48% of their portfolio Lafayette, LA 74,14574.1k $3.7m $3.7m 0.48% Added +3.3k +3,324
14 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 62,06362.1k $3.1m $3.1m 0.00% Added +16.2k +16,196
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 62,05662.1k $3.1m $3.1m 0.00% Added +19.3k +19,324
16 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 60,44960.4k $3.0m $3.0m 0.00% Added +14.7k +14,687
17 Bernicke Wealth Management, Ltd. 0.30% of their portfolio ALTOONA, WI 51,10151.1k $2.6m $2.6m 0.30% Reduced -103 -103
18 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 47,70347.7k $2.4m $2.4m 0.02% Reduced -347 -347
19 Gateway Wealth Partners, LLC 0.12% of their portfolio APPLETON, WI 40,36440.4k $2.0m $2.0m 0.12% Reduced -42.5k -42,450
20 Sherry Group, Inc. 1.92% of their portfolio MOUNTAIN HOME, AR 38,90338.9k $2.0m $2.0m 1.92% Added +3.0k +3,002
21 1900 WEALTH MANAGEMENT LLC 0.08% of their portfolio SAN ANTONIO, TX 28,15228.2k $1.4m $1.4m 0.08% Unchanged
22 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 26,42626.4k $1.3m $1.3m 0.03% Added +1.1k +1,101
23 SMITH, MOORE & CO. 0.09% of their portfolio CLAYTON, MO 26,26026.3k $1.3m $1.3m 0.09% Reduced -1.6k -1,590
24 ALPS ADVISORS INC 0.01% of their portfolio Denver, CO 22,97523.0k $1.2m $1.2m 0.01% New
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 22,91922.9k $1.2m $1.2m 0.00% Added +752 +752
26 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,61422.6k $1.1m $1.1m 0.00% Added +11.1k +11,054
27 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,13021.1k $1.1m $1.1m 0.00% Reduced -2.2k -2,193
28 Maltin Wealth Management, Inc. 0.35% of their portfolio RIDGEWOOD, NJ 20,84220.8k $1.1m $1.1m 0.35% Added +24 +24
29 PUREfi Wealth, LLC 0.50% of their portfolio BOSTON, MA 18,11218.1k $913.7k $913.7k 0.50% Added +420 +420
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,39614.4k $726.3k $726.3k 0.00% Added +2.8k +2,810
31 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 13,63113.6k $687.7k $687.7k 0.00% Added +115 +115
32 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,47513.5k $680.0k $680.0k 0.00% Reduced -1.8k -1,753
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,45713.5k $678.9k $678.9k 0.00% Added +8.6k +8,645
34 PRIVATE CLIENT SERVICES, LLC 0.18% of their portfolio LOUISVILLE, KY 13,39113.4k $675.6k $675.6k 0.18% Added +2.6k +2,578
35 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 12,66412.7k $638.9k $638.9k 0.00% Added +3.1k +3,110
36 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 12,42612.4k $626.9k $626.9k 0.00% Reduced -18 -18
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,62811.6k $586.6k $586.6k 0.00% Reduced -40.3k -40,341
38 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,79310.8k $544.5k $544.5k 0.00% Reduced -125 -125
39 GUIDANCE CAPITAL, INC 0.11% of their portfolio LOUSVILLE, KY 10,44410.4k $535.0k $535.0k 0.11% Added +4.1k +4,126
40 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 9,7289.7k $490.8k $490.8k 0.02% Added +1.5k +1,544
41 Intrepid Financial Planning Group LLC 0.14% of their portfolio CARMEL, IN 8,4288.4k $425.2k $425.2k 0.14% Added +60 +60
42 DELTA CAPITAL MANAGEMENT LLC 0.19% of their portfolio RED BANK, NJ 8,1008.1k $409.0k $409.0k 0.19% Unchanged
43 Savvy Advisors, Inc. 0.01% of their portfolio NEW YORK, NY 7,9698.0k $402.0k $402.0k 0.01% Added +219 +219
44 BostonPremier Wealth LLC 0.14% of their portfolio HANOVER, MA 6,5616.6k $331.0k $331.0k 0.14% Reduced -50 -50
45 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,5256.5k $329.2k $329.2k 0.00% Unchanged
46 RITHOLTZ WEALTH MANAGEMENT 0.00% of their portfolio NEW YORK, NY 5,8145.8k $293.3k $293.3k 0.00% Unchanged
47 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 4,7294.7k $238.6k $238.6k 0.00% Reduced -487 -487
48 FMR LLC 0.00% of their portfolio BOSTON, MA 4,4584.5k $224.9k $224.9k 0.00% Added +1.0k +1,039
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,7463.7k $189.3k $189.3k 0.00% Unchanged
50 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,8082.8k $141.7k $141.7k 0.00% Reduced -954 -954
51 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,7882.8k $140.7k $140.7k 0.00% Unchanged
52 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,9672.0k $99.1k $99.1k 0.00% Added +120 +120
53 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 1,3081.3k $66.1k $66.1k 0.00% Unchanged
54 BOK Financial Private Wealth, Inc. 0.00% of their portfolio DENVER, CO 1,2001.2k $60.5k $60.5k 0.00% Unchanged
55 Provenance Wealth Advisors, LLC 0.00% of their portfolio FORT LAUDERDALE, FL 900900 $45.4k $45.4k 0.00% Unchanged
56 Cullen/Frost Bankers, Inc. 0.00% of their portfolio San Antonio, TX 815815 $41.1k $41.1k 0.00% Unchanged
57 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 600600 $30.3k $30.3k 0.00% New
58 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 471471 $23.8k $23.8k 0.00% Unchanged
59 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 315315 $15.9k $15.9k 0.00% New
60 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 212212 $10.7k $10.7k 0.00% First filing
61 Atlantic Edge Private Wealth Management, LLC 0.00% of their portfolio JACKSONVILLE, FL 156156 $7.9k $7.9k 0.00% Unchanged
62 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 121121 $6.1k $6.1k 0.00% Unchanged
63 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 118118 $6.0k $6.0k 0.00% New
64 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 9090 $4.5k $4.5k 0.00% Unchanged