Vault-13

ALPS ETF TR EQL

EQUAL SEC ETF · ETP · CUSIP 00162Q205

56 institutional holders -3 vs Q1 2025
5,895,4075.9m shares reported held*
$258.7mreported value*
6 new 18 added 18 reduced 10 sold out net sold ≈ $4.4m (-2.6m shares)

Q1 2025 share counts are adjusted for a 3-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $43.89. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 37Q4 22: 43Q1 23: 51Q2 23: 46Q3 23: 47Q4 23: 48Q1 24: 47Q2 24: 49Q3 24: 53Q4 24: 58Q1 25: 59Q2 25: 5656Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202237
Q4 202243
Q1 202351
Q2 202346
Q3 202347
Q4 202348
Q1 202447
Q2 202449
Q3 202453
Q4 202458
Q1 202559
Q2 202556

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 25 bought or addedQ3 23: 18 cut or sold outQ4 23: 26 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 25 cut or sold outQ2 24: 24 bought or addedQ2 24: 17 cut or sold outQ2 24Q3 24: 25 bought or addedQ3 24: 20 cut or sold outQ4 24: 28 bought or addedQ4 24: 14 cut or sold outQ4 24Q1 25: 33 bought or addedQ1 25: 19 cut or sold outQ2 25: 24 bought or addedQ2 25: 28 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232518
Q4 20232618
Q1 20241925
Q2 20242417
Q3 20242520
Q4 20242814
Q1 20253319
Q2 20252428

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +166,819+166.8k
LPL Financial LLC Added +82,959+83.0k
MORGAN STANLEY Added +70,660+70.7k
UBS Group AG Added +58,780+58.8k
ROYAL BANK OF CANADA Added +43,481+43.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +34,609+34.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +25,817+25.8k
RAYMOND JAMES FINANCIAL INC Added +17,647+17.6k
Janney Montgomery Scott LLC New +14,213+14.2k
Stratos Wealth Partners, LTD. Added +10,229+10.2k

Biggest sellers

Mountain Capital Investment Advisors Inc. Reduced -2,293,612-2.3m
Aveo Capital Partners, LLC Sold out -390,903-390.9k
AMERIPRISE FINANCIAL INC Reduced -108,546-108.5k
GREAT VALLEY ADVISOR GROUP, INC. Sold out -59,217-59.2k
NDWM LLC Sold out -47,193-47.2k
CITADEL ADVISORS LLC Reduced -46,317-46.3k
ORG Partners LLC Reduced -38,841-38.8k
OSAIC HOLDINGS, INC. Reduced -32,985-33.0k
GTS SECURITIES LLC Sold out -26,679-26.7k
Kestra Advisory Services, LLC Reduced -17,789-17.8k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,424,2571.4m $62.4m $62.4m 0.01% Added +166.8k +166,819
2 Mountain Capital Investment Advisors Inc. 7.88% of their portfolio WESTMINSTER, CO 929,537929.5k $41.0m $41.0m 7.88% Reduced -2.3m -2,293,612
3 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 922,171922.2k $40.4m $40.4m 0.01% Added +17.6k +17,647
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 742,042742.0k $32.5m $32.5m 0.00% Added +70.7k +70,660
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 397,308397.3k $17.4m $17.4m 0.00% Reduced -108.5k -108,546
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 280,662280.7k $12.3m $12.3m 0.00% Added +83.0k +82,959
7 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 238,109238.1k $10.4m $10.4m 0.02% Reduced -1.5k -1,528
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 160,322160.3k $7.0m $7.0m 0.00% Reduced -10.6k -10,627
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 91,95492.0k $4.0m $4.0m 0.00% Added +58.8k +58,780
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 78,30278.3k $3.4m $3.4m 0.00% Added +43.5k +43,481
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 66,02666.0k $2.9m $2.9m 0.00% Added +25.8k +25,817
12 Gateway Wealth Partners, LLC 0.45% of their portfolio APPLETON, WI 54,66954.7k $2.4m $2.4m 0.45% Reduced -8.2k -8,244
13 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 48,00548.0k $2.1m $2.1m 0.03% Added +10.2k +10,229
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 47,40047.4k $2.1m $2.1m 0.00% Reduced -33.0k -32,985
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 35,38935.4k $1.6m $1.6m 0.00% Added +34.6k +34,609
16 SMITH, MOORE & CO. 0.12% of their portfolio CLAYTON, MO 32,45032.5k $1.4m $1.4m 0.12% Added +200 +200
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,22729.2k $1.3m $1.3m 0.00% Added +166 +166
18 1900 WEALTH MANAGEMENT LLC 0.09% of their portfolio SAN ANTONIO, TX 28,15228.2k $1.2m $1.2m 0.09% Unchanged
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 27,98528.0k $1.2m $1.2m 0.00% Reduced -2.9k -2,945
20 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 25,97326.0k $1.1m $1.1m 0.03% Added +635 +635
21 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,70321.7k $951.6k $951.6k 0.00% Reduced -17.8k -17,789
22 Maltin Wealth Management, Inc. 0.41% of their portfolio RIDGEWOOD, NJ 20,57420.6k $902.1k $902.1k 0.41% Added +78 +78
23 PUREfi Wealth, LLC 0.70% of their portfolio BOSTON, MA 19,87619.9k $871.5k $871.5k 0.70% Reduced -13.5k -13,451
24 ORG Partners LLC 0.17% of their portfolio ROANOKE, IN 18,32718.3k $808.2k $808.2k 0.17% Reduced -38.8k -38,841
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,66816.7k $730.8k $730.8k 0.00% Reduced -46.3k -46,317
26 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,21314.2k $623.0k $623.0k 0.00% New
27 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 13,71813.7k $599.2k $599.2k 0.00% Added +5.9k +5,930
28 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 12,76312.8k $559.6k $559.6k 0.00% Reduced -740 -740
29 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 9,0299.0k $395.9k $395.9k 0.00% Reduced -727 -727
30 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 8,9659.0k $393.1k $393.1k 0.00% Added +7.1k +7,111
31 DELTA CAPITAL MANAGEMENT LLC 0.20% of their portfolio RED BANK, NJ 8,1008.1k $355.0k $355.0k 0.20% Reduced -16.2k -16,200
32 Gotham Asset Management, LLC 0.00% of their portfolio NEW YORK, NY 7,5097.5k $329.2k $329.2k 0.00% Unchanged
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,1967.2k $315.5k $315.5k 0.00% Reduced -15.1k -15,133
34 BostonPremier Wealth LLC 0.16% of their portfolio HANOVER, MA 6,5926.6k $289.0k $289.0k 0.16% Added +28 +28
35 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,5256.5k $286.1k $286.1k 0.00% Unchanged
36 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 6,4836.5k $284.3k $284.3k 0.00% New
37 RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio NEW YORK, NY 5,8145.8k $254.9k $254.9k 0.01% Unchanged
38 Van Cleef Asset Management,Inc 0.02% of their portfolio BEACHWOOD, OH 4,8004.8k $210.5k $210.5k 0.02% Unchanged
39 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,7854.8k $209.8k $209.8k 0.00% Unchanged
40 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,7154.7k $206.7k $206.7k 0.00% Reduced -1.1k -1,090
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,7463.7k $164.2k $164.2k 0.00% New
42 FMR LLC 0.00% of their portfolio BOSTON, MA 2,4872.5k $109.0k $109.0k 0.00% Added +273 +273
43 Crewe Advisors LLC 0.01% of their portfolio SALT LAKE CITY, UT 1,8001.8k $78.9k $78.9k 0.01% Unchanged
44 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 1,7731.8k $77.7k $77.7k 0.00% Unchanged
45 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,5821.6k $69.3k $69.3k 0.00% New
46 Smartleaf Asset Management LLC 0.01% of their portfolio BOSTON, MA 1,3081.3k $57.1k $57.1k 0.01% Reduced -198 -198
47 BOK Financial Private Wealth, Inc. 0.00% of their portfolio DENVER, CO 1,2001.2k $52.6k $52.6k 0.00% Unchanged
48 Provenance Wealth Advisors, LLC 0.01% of their portfolio FORT LAUDERDALE, FL 900900 $39.5k $39.5k 0.01% Unchanged
49 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 867867 $38.0k $38.0k 0.00% New
50 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 471471 $20.7k $20.7k 0.00% Unchanged
51 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 400400 $17.5k $17.5k 0.00% New
52 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 289289 $12.7k $12.7k 0.00% First filing
53 Atlantic Edge Private Wealth Management, LLC 0.00% of their portfolio JACKSONVILLE, FL 156156 $6.8k $6.8k 0.00% Unchanged
54 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 133133 $5.8k $5.8k 0.00% Added +1 +1
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged
56 TOTAL INVESTMENT MANAGEMENT INC 0.00% of their portfolio SCOTTSDALE, AZ 00 $8 $8 0.00% Reduced -6.9k -6,888