ALPS ETF TR EQL
EQUAL SEC ETF · ETP · CUSIP 00162Q205
46
institutional holders
-5 vs Q1 2023
1.6m
shares reported held*
$161.6mreported value*
5 new
13 added
15 reduced
11 sold out
net sold ≈ $30.5m (-292.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $104.27. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 37 |
| Q4 2022 | 43 |
| Q1 2023 | 51 |
| Q2 2023 | 46 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 21 | 15 |
| Q1 2023 | 30 | 20 |
| Q2 2023 | 18 | 26 |
Biggest buyers
| ROYAL BANK OF CANADA | Added | +22.5k |
| AMERIPRISE FINANCIAL INC | Added | +20.9k |
| Raymond James Financial Services Advisors, Inc. | Added | +18.2k |
| BANK OF AMERICA CORP /DE/ | Added | +14.6k |
| MORGAN STANLEY | Added | +14.4k |
| ORG Partners LLC | New | +5.4k |
| Aveo Capital Partners, LLC | Added | +4.7k |
| Snowden Capital Advisors LLC | New | +3.1k |
| UBS Group AG | Added | +2.4k |
| RAYMOND JAMES & ASSOCIATES | Added | +2.3k |
Biggest sellers
| Algorithmic Investment Models, LLC | Sold out | -142.5k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -125.8k |
| OSAIC HOLDINGS, INC. | Reduced | -29.1k |
| PERSONAL CFO SOLUTIONS, LLC | Sold out | -27.2k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -20.6k |
| AXXCESS WEALTH MANAGEMENT, LLC | Sold out | -15.7k |
| CITADEL ADVISORS LLC | Reduced | -13.4k |
| Atria Wealth Solutions, Inc. | Sold out | -8.4k |
| J.P. Morgan Private Wealth Advisors LLC | Reduced | -7.2k |
| MML INVESTORS SERVICES, LLC | Sold out | -6.7k |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 348.8k $36.4m | Added +14.6k |
| OPPENHEIMER ASSET MANAGEMENT INC. 0.29% of their portfolio | 191.1k $19.9m | Reduced -2.6k |
| MORGAN STANLEY 0.00% of their portfolio | 169.7k $17.7m | Added +14.4k |
| Aveo Capital Partners, LLC 1.91% of their portfolio | 143.9k $15.0m | Added +4.7k |
| Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio | 110.1k $11.5m | Added +18.2k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 78.3k $8.2m | Added +20.9k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 56.5k $5.9m | Added +2.3k |
| UBS Group AG 0.00% of their portfolio | 55.5k $5.8m | Added +2.4k |
| LPL Financial LLC 0.00% of their portfolio | 43.8k $4.6m | Added +1.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 39.3k $4.1m | Added +931 |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 39.2k $4.1m | Reduced -29.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 31.7k $3.3m | Added +22.5k |
| Beaumont Financial Advisors, LLC 0.29% of their portfolio | 31.3k $3.1m | Unchanged |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 24.6k $2.6m | Reduced -125.8k |
| Gateway Wealth Partners, LLC 0.46% of their portfolio | 24.6k $2.6m | Added +1.1k |
| J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio | 24.5k $2.6m | Reduced -7.2k |
| GREAT VALLEY ADVISOR GROUP, INC. 0.10% of their portfolio | 23.2k $2.4m | Reduced -88 |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 16.8k $1.7m | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 14.7k $1.5m | Reduced -179 |
| SMITH, MOORE & CO. 0.12% of their portfolio | 9.2k $954.9k | Added +100 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 9.1k $945.5k | Reduced -13.4k |
| Stratos Wealth Partners, LTD. 0.02% of their portfolio | 6.4k $663.5k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 5.7k $591.0k | Reduced -774 |
| ORG Partners LLC 0.09% of their portfolio | 5.4k $566.3k | New |
| LINCOLN NATIONAL CORP 0.01% of their portfolio | 5.2k $540.9k | Reduced -468 |
| NORTHERN TRUST CORP 0.00% of their portfolio | 5.2k $539.5k | Unchanged |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio | 4.6k $478.2k | Reduced -182 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 4.3k $453.7k | Reduced -1.3k |
| MAI Capital Management 0.01% of their portfolio | 3.5k $367.8k | Reduced -248 |
| Corient Private Wealth LP 0.00% of their portfolio | 3.5k $365.3k | Unchanged |
| Snowden Capital Advisors LLC 0.01% of their portfolio | 3.1k $325.1k | New |
| TOTAL INVESTMENT MANAGEMENT INC 0.04% of their portfolio | 2.9k $299.9k | Added +1 |
| GTS SECURITIES LLC 0.01% of their portfolio | 2.8k $292.1k | First filing |
| Insight Folios Inc 0.11% of their portfolio | 2.5k $256.2k | Reduced -282 |
| Private Advisor Group, LLC 0.00% of their portfolio | 2.3k $241.2k | Reduced -5 |
| RITHOLTZ WEALTH MANAGEMENT 0.01% of their portfolio | 1.9k $202.2k | New |
| FMR LLC 0.00% of their portfolio | 1.7k $180.5k | Reduced -1.7k |
| Ancora Advisors LLC 0.00% of their portfolio | 1.0k $104.6k | Unchanged |
| Crewe Advisors LLC 0.01% of their portfolio | 600 $62.6k | Unchanged |
| JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio | 591 $61.7k | New |
| BDO Wealth Advisors, LLC 0.01% of their portfolio | 436 $45.5k | Unchanged |
| BOK Financial Private Wealth, Inc. 0.00% of their portfolio | 400 $41.7k | Unchanged |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 157 $16.4k | Unchanged |
| WealthPLAN Partners, LLC 0.00% of their portfolio | 50 $5.2k | Unchanged |
| Realta Investment Advisors 0.00% of their portfolio | 25 $2.6k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |