Vault-13

AB ACTIVE ETFS INC TAFM

TAX AWARE INTERM · ETP · CUSIP 00039J889

30 institutional holders +8 vs Q1 2025
11,227,38811.2m shares reported held*
$279.8mreported value*
12 new 14 added 0 reduced 4 sold out net bought ≈ $96.7m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.92.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q4 23: 2Q1 24: 3Q2 24: 6Q3 24: 6Q4 24: 13Q1 25: 22Q2 25: 3030Q4 23Q2 24Q4 24Q2 25
Numbers
QuarterHolders
Q4 20232
Q1 20243
Q2 20246
Q3 20246
Q4 202413
Q1 202522
Q2 202530

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 0 bought or addedQ1 24: 1 cut or sold outQ1 24Q2 24: 4 bought or addedQ2 24: 0 cut or sold outQ2 24Q3 24: 3 bought or addedQ3 24: 2 cut or sold outQ3 24Q4 24: 11 bought or addedQ4 24: 2 cut or sold outQ4 24Q1 25: 19 bought or addedQ1 25: 2 cut or sold outQ1 25Q2 25: 26 bought or addedQ2 25: 4 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q1 202401
Q2 202440
Q3 202432
Q4 2024112
Q1 2025192
Q2 2025264

Biggest buyers

NorthRock Partners, LLC New +1,412,105+1.4m
ALLIANCEBERNSTEIN L.P. Added +730,283+730.3k
LPL Financial LLC Added +447,122+447.1k
FSM Wealth Advisors, LLC Added +243,508+243.5k
TRUIST FINANCIAL CORP Added +225,628+225.6k
Vestmark Advisory Solutions, Inc. New +191,023+191.0k
ENVESTNET ASSET MANAGEMENT INC Added +174,300+174.3k
Advisory Resource Group New +115,523+115.5k
RAYMOND JAMES FINANCIAL INC New +77,192+77.2k
LVW Advisors, LLC Added +67,464+67.5k

Biggest sellers

Integrated Wealth Concepts LLC Sold out -81,808-81.8k
Atria Investments, Inc Sold out -18,376-18.4k
Sanctuary Advisors, LLC Sold out -18,376-18.4k
PRIVATE TRUST CO NA Sold out -4,352-4.4k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 5,790,4705.8m $144.3m $144.3m 0.05% Added +730.3k +730,283
2 NorthRock Partners, LLC 0.92% of their portfolio MINNEAPOLIS, MN 1,412,1051.4m $35.2m $35.2m 0.92% New
3 LVW Advisors, LLC 2.45% of their portfolio PITTSFORD, NY 879,311879.3k $21.9m $21.9m 2.45% Added +67.5k +67,464
4 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 544,755544.8k $13.6m $13.6m 0.02% Added +10.2k +10,190
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 463,283463.3k $11.5m $11.5m 0.00% Added +447.1k +447,122
6 Leverty Financial Group, LLC 2.41% of their portfolio HUDSON, WI 324,172324.2k $8.1m $8.1m 2.41% Added +10.7k +10,666
7 FSM Wealth Advisors, LLC 1.18% of their portfolio CLEVELAND, OH 293,811293.8k $7.3m $7.3m 1.18% Added +243.5k +243,508
8 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 243,359243.4k $6.1m $6.1m 0.01% Added +225.6k +225,628
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 207,138207.1k $5.2m $5.2m 0.00% Added +174.3k +174,300
10 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 192,622192.6k $4.8m $4.8m 0.01% Added +56.4k +56,414
11 Vestmark Advisory Solutions, Inc. 0.07% of their portfolio Wakefield, MA 191,023191.0k $4.8m $4.8m 0.07% New
12 Americana Partners, LLC 0.13% of their portfolio Houston, TX 152,710152.7k $3.8m $3.8m 0.13% Added +13.5k +13,528
13 Advisory Resource Group 0.55% of their portfolio Tulsa, OK 115,523115.5k $2.9m $2.9m 0.55% New
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 77,19277.2k $1.9m $1.9m 0.00% New
15 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 58,44058.4k $1.5m $1.5m 0.02% Added +35.4k +35,393
16 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 51,28651.3k $1.3m $1.3m 0.02% New
17 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 46,57746.6k $1.2m $1.2m 0.01% New
18 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 35,24235.2k $871.2k $871.2k 0.01% Added +1.5k +1,538
19 Capital Investment Counsel, Inc 0.08% of their portfolio RALEIGH, NC 23,46423.5k $584.8k $584.8k 0.08% Unchanged
20 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 22,09422.1k $550.6k $550.6k 0.01% New
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 20,60320.6k $513.0k $513.0k 0.00% New
22 Landmark Wealth Management, LLC 0.21% of their portfolio MELVILLE, NY 19,92519.9k $497.0k $497.0k 0.21% New
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,70213.7k $341.5k $341.5k 0.00% Unchanged
24 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,5519.6k $238.0k $238.0k 0.00% New
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,3259.3k $232.4k $232.4k 0.00% New
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,9228.9k $222.0k $222.0k 0.00% New
27 Alpha Cubed Investments, LLC 0.01% of their portfolio COSTA MESA, CA 8,8808.9k $221.3k $221.3k 0.01% Unchanged
28 Ausdal Financial Partners, Inc. 0.01% of their portfolio Davenport, IA 8,1408.1k $202.9k $202.9k 0.01% Added +61 +61
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,7633.8k $93.8k $93.8k 0.00% Added +3.2k +3,205
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged