Vault-13

AB ACTIVE ETFS INC CPLS

CORE PLUS BD ETF · ETP · CUSIP 00039J855

28 institutional holders -1 vs Q1 2025
2,000,3402.0m shares reported held*
$71.0mreported value*
1 new 7 added 13 reduced 3 sold out net sold ≈ $1.2m (-34.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.49.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q4 23: 3Q1 24: 5Q2 24: 5Q3 24: 6Q4 24: 7Q1 25: 29Q2 25: 2828Q4 23Q2 24Q4 24Q2 25
Numbers
QuarterHolders
Q4 20233
Q1 20245
Q2 20245
Q3 20246
Q4 20247
Q1 202529
Q2 202528

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 3 bought or addedQ1 24: 1 cut or sold outQ1 24Q2 24: 2 bought or addedQ2 24: 1 cut or sold outQ2 24Q3 24: 3 bought or addedQ3 24: 3 cut or sold outQ3 24Q4 24: 6 bought or addedQ4 24: 1 cut or sold outQ4 24Q1 25: 26 bought or addedQ1 25: 3 cut or sold outQ1 25Q2 25: 8 bought or addedQ2 25: 16 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q1 202431
Q2 202421
Q3 202433
Q4 202461
Q1 2025263
Q2 2025816

Biggest buyers

ALLIANCEBERNSTEIN L.P. Added +120,495+120.5k
ROYAL BANK OF CANADA Added +90,975+91.0k
NewEdge Advisors, LLC Added +17,409+17.4k
COMMONWEALTH EQUITY SERVICES, LLC New +14,696+14.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +2,173+2.2k
CITIZENS FINANCIAL GROUP INC/RI Added +69+69
Medallion Wealth Advisors, LLC Added +35+35
LGT Financial Advisors LLC Added +1+1

Biggest sellers

RAYMOND JAMES FINANCIAL INC Reduced -188,102-188.1k
GOLDMAN SACHS GROUP INC Sold out -30,345-30.3k
JANE STREET GROUP, LLC Reduced -20,223-20.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -8,962-9.0k
UBS Group AG Reduced -8,880-8.9k
TRUIST FINANCIAL CORP Sold out -7,645-7.6k
LPL Financial LLC Reduced -7,325-7.3k
VALLEY WEALTH MANAGERS, INC. Reduced -2,714-2.7k
WELLS FARGO & COMPANY/MN Reduced -1,442-1.4k
CITADEL ADVISORS LLC Reduced -1,169-1.2k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 968,920968.9k $34.4m $34.4m 0.01% Added +120.5k +120,495
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 437,614437.6k $15.5m $15.5m 0.01% Reduced -7.3k -7,325
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 164,752164.8k $5.8m $5.8m 0.00% Added +91.0k +90,975
4 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 130,920130.9k $4.6m $4.6m 0.02% Added +17.4k +17,409
5 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 74,04874.0k $2.6m $2.6m 0.00% Reduced -1.2k -1,169
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 61,15161.2k $2.2m $2.2m 0.00% Reduced -9.0k -8,962
7 VALLEY WEALTH MANAGERS, INC. 0.10% of their portfolio PARAMUS, NJ 39,37839.4k $1.4m $1.4m 0.10% Reduced -2.7k -2,714
8 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,64820.6k $732.7k $732.7k 0.00% Reduced -20.2k -20,223
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 20,55220.6k $729.2k $729.2k 0.00% Reduced -700 -700
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,69614.7k $522.0k $522.0k 0.00% New
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,73012.7k $451.7k $451.7k 0.00% Added +2.2k +2,173
12 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 9,2759.3k $329.1k $329.1k 0.00% Reduced -595 -595
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,1038.1k $287.5k $287.5k 0.00% Unchanged
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,0438.0k $285.4k $285.4k 0.00% Reduced -834 -834
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 6,9617.0k $247.0k $247.0k 0.00% Reduced -188.1k -188,102
16 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,1886.2k $220.0k $220.0k 0.00% Reduced -381 -381
17 CITIZENS FINANCIAL GROUP INC/RI 0.00% of their portfolio PROVIDENCE, RI 5,7585.8k $204.3k $204.3k 0.00% Added +69 +69
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,7603.8k $133.4k $133.4k 0.00% Reduced -1.4k -1,442
19 Medallion Wealth Advisors, LLC 0.04% of their portfolio FARMINGTON, CT 2,9182.9k $103.1k $103.1k 0.04% Added +35 +35
20 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 1,9311.9k $68.5k $68.5k 0.00% Unchanged
21 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 1,0061.0k $35.7k $35.7k 0.00% Unchanged
22 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 265265 $9.4k $9.4k 0.00% First filing
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 237237 $8.4k $8.4k 0.00% Reduced -757 -757
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 178178 $6.3k $6.3k 0.00% Reduced -8.9k -8,880
25 CWM, LLC 0.00% of their portfolio OMAHA, NE 148148 $5.0k $5.0k 0.00% Unchanged
26 LGT Financial Advisors LLC 0.01% of their portfolio DALLAS, TX 8686 $3.1k $3.1k 0.01% Added +1 +1
27 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 7474 $2.6k $2.6k 0.00% Unchanged
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged