Vault-13

AB ACTIVE ETFS INC SYFI

SHORT DURATION H · ETP · CUSIP 00039J830

87 institutional holders +4 vs Q4 2025
21,657,57521.7m shares reported held*
$771.1mreported value*
10 new 32 added 30 reduced 4 sold out net bought ≈ $73.6m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.60.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q2 24: 52Q3 24: 55Q4 24: 61Q1 25: 64Q2 25: 72Q3 25: 74Q4 25: 83Q1 26: 8787Q2 24Q4 24Q2 25Q4 25Q1 26
Numbers
QuarterHolders
Q2 202452
Q3 202455
Q4 202461
Q1 202564
Q2 202572
Q3 202574
Q4 202583
Q1 202687

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 28 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 36 bought or addedQ4 24: 16 cut or sold outQ1 25: 39 bought or addedQ1 25: 21 cut or sold outQ1 25Q2 25: 31 bought or addedQ2 25: 34 cut or sold outQ3 25: 44 bought or addedQ3 25: 25 cut or sold outQ3 25Q4 25: 47 bought or addedQ4 25: 26 cut or sold outQ1 26: 42 bought or addedQ1 26: 34 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q3 20242822
Q4 20243616
Q1 20253921
Q2 20253134
Q3 20254425
Q4 20254726
Q1 20264234

Biggest buyers

Arkadios Wealth Advisors Added +1,227,733+1.2m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +693,298+693.3k
BANK OF AMERICA CORP /DE/ Added +384,835+384.8k
Cerity Partners LLC New +276,305+276.3k
NewEdge Advisors, LLC Added +193,690+193.7k
Next Level Private LLC Added +192,484+192.5k
MORGAN STANLEY Added +140,408+140.4k
LPL Financial LLC Added +139,035+139.0k
Wagner Wealth Management, LLC Added +111,191+111.2k
CITADEL ADVISORS LLC Added +53,424+53.4k

Biggest sellers

UBS Group AG Reduced -708,450-708.5k
SOL Capital Management CO Sold out -279,746-279.7k
Private Advisor Group, LLC Reduced -128,026-128.0k
AMERIPRISE FINANCIAL INC Reduced -100,574-100.6k
JANE STREET GROUP, LLC Reduced -86,460-86.5k
OSAIC HOLDINGS, INC. Reduced -78,629-78.6k
ALLIANCEBERNSTEIN L.P. Reduced -77,493-77.5k
RAYMOND JAMES FINANCIAL INC Reduced -58,201-58.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -36,715-36.7k
PNC Financial Services Group, Inc. Reduced -28,501-28.5k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 4,566,6704.6m $164.1m $164.1m 0.05% Reduced -77.5k -77,493
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,496,0931.5m $53.1m $53.1m 0.01% Added +34.6k +34,580
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,488,0851.5m $52.9m $52.9m 0.01% Reduced -708.5k -708,450
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,479,5521.5m $52.6m $52.6m 0.00% Added +384.8k +384,835
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,459,0021.5m $51.8m $51.8m 0.00% Added +140.4k +140,408
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,305,3581.3m $46.4m $46.4m 0.01% Added +139.0k +139,035
7 Arkadios Wealth Advisors 0.76% of their portfolio ATLANTA, GA 1,299,9421.3m $46.2m $46.2m 0.76% Added +1.2m +1,227,733
8 Wagner Wealth Management, LLC 8.88% of their portfolio GREENVILLE, SC 1,238,1461.2m $44.0m $44.0m 8.88% Added +111.2k +111,191
9 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 936,009936.0k $33.2m $33.2m 0.12% Added +193.7k +193,690
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 728,880728.9k $25.9m $25.9m 0.02% Added +693.3k +693,298
11 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 576,881576.9k $20.5m $20.5m 0.01% Reduced -58.2k -58,201
12 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 530,237530.2k $18.8m $18.8m 0.03% Reduced -78.6k -78,629
13 Solano Wealth Investment Advisors LLC 7.42% of their portfolio Fairfield, CA 419,317419.3k $14.9m $14.9m 7.42% Added +33.5k +33,496
14 Huntleigh Advisors, Inc. 2.26% of their portfolio ST. LOUIS, MO 372,623372.6k $13.2m $13.2m 2.26% Added +18.6k +18,573
15 GREAT VALLEY ADVISOR GROUP, INC. 0.21% of their portfolio WILMINGTON, DE 320,820320.8k $11.4m $11.4m 0.21% Added +18.8k +18,768
16 OPPENHEIMER ASSET MANAGEMENT INC. 0.12% of their portfolio NEW YORK, NY 290,692290.7k $10.3m $10.3m 0.12% Added +318 +318
17 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 276,305276.3k $9.8m $9.8m 0.01% New
18 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 267,488267.5k $9.5m $9.5m 0.02% Reduced -36.7k -36,715
19 Next Level Private LLC 1.92% of their portfolio HARRISON, NY 238,836238.8k $8.5m $8.5m 1.92% Added +192.5k +192,484
20 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 226,112226.1k $8.0m $8.0m 0.01% Added +23.1k +23,122
21 FOCUSED ALPHA, LLC 1.74% of their portfolio DENVER, CO 158,612158.6k $5.6m $5.6m 1.74% Unchanged
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 142,823142.8k $5.1m $5.1m 0.01% Reduced -1.3k -1,257
23 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 142,617142.6k $5.1m $5.1m 0.00% Added +38.3k +38,320
24 MGO ONE SEVEN LLC 0.10% of their portfolio Beachwood, OH 142,337142.3k $5.1m $5.1m 0.10% Reduced -2.2k -2,205
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 121,404121.4k $4.3m $4.3m 0.00% Reduced -453 -453
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 116,946116.9k $4.2m $4.2m 0.00% Reduced -86.5k -86,460
27 RMR Capital Management, LLC 2.90% of their portfolio Tustin, CA 113,177113.2k $4.0m $4.0m 2.90% Reduced -6.9k -6,885
28 Stonebridge Financial Group, LLC / MO 3.00% of their portfolio ST. LOUIS, MO 100,341100.3k $3.6m $3.6m 3.00% Reduced -5.1k -5,131
29 KPP Advisory Services LLC 0.47% of their portfolio Louisville, KY 91,07891.1k $3.2m $3.2m 0.47% Reduced -8.5k -8,536
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 76,66376.7k $2.7m $2.7m 0.00% Added +471 +471
31 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 72,39072.4k $2.6m $2.6m 0.01% Reduced -128.0k -128,026
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 65,15465.2k $2.3m $2.3m 0.00% Added +53.4k +53,424
33 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 53,64853.6k $1.9m $1.9m 0.00% Added +2.5k +2,464
34 Capital Investment Advisory Services, LLC 0.13% of their portfolio RALEIGH, NC 49,35249.4k $1.8m $1.8m 0.13% Reduced -1.9k -1,878
35 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 45,55745.6k $1.6m $1.6m 0.02% Reduced -1.8k -1,811
36 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 44,94644.9k $1.6m $1.6m 0.00% New
37 EverSource Wealth Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 43,96044.0k $1.6m $1.6m 0.05% Reduced -1.9k -1,894
38 MAGNOLIA CAPITAL ADVISORS LLC 0.27% of their portfolio RIDGELAND, MS 39,06639.1k $1.4m $1.4m 0.27% Reduced -7.0k -6,951
39 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 37,09037.1k $1.3m $1.3m 0.01% Added +1.1k +1,123
40 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 33,96734.0k $1.2m $1.2m 0.00% Added +69 +69
41 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 33,55033.5k $1.2m $1.2m 0.03% Added +2.3k +2,316
42 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 31,27731.3k $1.1m $1.1m 0.01% New
43 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 29,21929.2k $1.0m $1.0m 0.05% Reduced -2.0k -1,973
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,61623.6k $839.0k $839.0k 0.00% Added +497 +497
45 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 23,46723.5k $833.5k $833.5k 0.01% New
46 TME FINANCIAL, INC. 0.54% of their portfolio Huntington Beach, CA 22,13422.1k $786.2k $786.2k 0.54% Reduced -415 -415
47 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 20,36620.4k $723.4k $723.4k 0.00% Reduced -100.6k -100,574
48 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,37319.4k $688.1k $688.1k 0.00% Added +284 +284
49 Quantum Private Wealth, LLC 0.20% of their portfolio TAMPA, FL 18,36618.4k $652.4k $652.4k 0.20% Unchanged
50 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 18,00218.0k $639.4k $639.4k 0.01% New
51 PANORAMIC INVESTMENT ADVISORS, LLC 0.31% of their portfolio DENVER, CO 15,94915.9k $566.5k $566.5k 0.31% Added +1.6k +1,645
52 PMG Wealth Management, Inc. 0.40% of their portfolio Hawthorn Woods, IL 15,50015.5k $547.7k $547.7k 0.40% Reduced -1.6k -1,600
53 KENNEDY INVESTMENT GROUP, INC. 0.21% of their portfolio WEST DEPTFORD, NJ 15,33815.3k $544.8k $544.8k 0.21% Added +3.1k +3,146
54 ALTERNA WEALTH MANAGEMENT, INC 0.38% of their portfolio HOUSTON, TX 14,14914.1k $502.6k $502.6k 0.38% Unchanged
55 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 13,85113.9k $492.0k $492.0k 0.00% Unchanged
56 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,20613.2k $469.1k $469.1k 0.00% Reduced -8.7k -8,707
57 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 12,10612.1k $430.0k $430.0k 0.01% Unchanged
58 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 8,9208.9k $316.8k $316.8k 0.01% Added +8 +8
59 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 8,9198.9k $316.8k $316.8k 0.02% Added +6 +6
60 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 8,5508.6k $303.7k $303.7k 0.02% Added +48 +48
61 Encompass More Asset Management 0.05% of their portfolio Danville, CA 8,0368.0k $285.4k $285.4k 0.05% New
62 N.E.W. Advisory Services LLC 0.02% of their portfolio DE PERE, WI 7,6277.6k $270.9k $270.9k 0.02% Added +37 +37
63 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 7,5157.5k $266.9k $266.9k 0.00% Reduced -28.5k -28,501
64 Tortuga Wealth Management, Inc 0.23% of their portfolio TORRANCE, CA 6,8786.9k $244.3k $244.3k 0.23% Reduced -149 -149
65 Centerpoint Advisory Group 0.18% of their portfolio Overland Park, KS 6,5706.6k $233.4k $233.4k 0.18% Added +200 +200
66 INSIGNEO ADVISORY SERVICES, LLC 0.02% of their portfolio MIAMI, FL 6,4616.5k $229.5k $229.5k 0.02% Unchanged
67 SkyOak Wealth, LLC 0.04% of their portfolio SOUTHFIELD, MI 6,4006.4k $227.3k $227.3k 0.04% Unchanged
68 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 5,9305.9k $210.6k $210.6k 0.00% Reduced -73 -73
69 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 5,6405.6k $200.3k $200.3k 0.00% Reduced -11 -11
70 WPG Advisers, LLC 0.14% of their portfolio BALTIMORE, MD 5,2115.2k $185.1k $185.1k 0.14% Unchanged
71 Colonial Trust Advisors 0.01% of their portfolio SPARTANBURG, SC 3,1003.1k $110.1k $110.1k 0.01% Unchanged
72 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,9202.9k $103.7k $103.7k 0.00% Added +50 +50
73 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,7002.7k $95.9k $95.9k 0.00% Reduced -4.0k -4,018
74 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 1,5701.6k $55.8k $55.8k 0.01% Unchanged
75 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,4731.5k $52.4k $52.4k 0.00% Reduced -1 -1
76 Westside Investment Management, Inc. 0.01% of their portfolio SANTA MONICA, CA 1,1641.2k $41.3k $41.3k 0.01% Unchanged
77 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,1161.1k $39.6k $39.6k 0.00% Added +17 +17
78 HAZLETT, BURT & WATSON, INC. 0.01% of their portfolio WHEELING, WV 889889 $31.0k $31.0k 0.01% Unchanged
79 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 838838 $29.8k $29.8k 0.00% New
80 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 575575 $20.4k $20.4k 0.00% Reduced -3.7k -3,740
81 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 305305 $10.8k $10.8k 0.00% Reduced -107 -107
82 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 269269 $9.6k $9.6k 0.00% New
83 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 196196 $6.9k $6.9k 0.00% New
84 Signature Equity Partners, LLC 0.00% of their portfolio COLUMBUS, OH 100100 $3.6k $3.6k 0.00% Unchanged
85 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 3838 $1.4k $1.4k 0.00% New
86 FMR LLC 0.00% of their portfolio BOSTON, MA 1414 $502 $502 0.00% Unchanged
87 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 66 $213 $213 0.00% Unchanged