Vault-13

AB ACTIVE ETFS INC SYFI

SHORT DURATION H · ETP · CUSIP 00039J830

83 institutional holders +9 vs Q3 2025
19,631,31919.6m shares reported held*
$705.4mreported value*
10 new 37 added 20 reduced 6 sold out net bought ≈ $26.2m (+727.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.93.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q2 24: 52Q3 24: 55Q4 24: 61Q1 25: 64Q2 25: 72Q3 25: 74Q4 25: 8383Q2 24Q4 24Q2 25Q4 25
Numbers
QuarterHolders
Q2 202452
Q3 202455
Q4 202461
Q1 202564
Q2 202572
Q3 202574
Q4 202583

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 28 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 36 bought or addedQ4 24: 16 cut or sold outQ4 24Q1 25: 39 bought or addedQ1 25: 21 cut or sold outQ1 25Q2 25: 31 bought or addedQ2 25: 34 cut or sold outQ2 25Q3 25: 44 bought or addedQ3 25: 25 cut or sold outQ3 25Q4 25: 47 bought or addedQ4 25: 26 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q3 20242822
Q4 20243616
Q1 20253921
Q2 20253134
Q3 20254425
Q4 20254726

Biggest buyers

ROYAL BANK OF CANADA Added +410,370+410.4k
Wagner Wealth Management, LLC Added +277,538+277.5k
MORGAN STANLEY Added +227,995+228.0k
JANE STREET GROUP, LLC New +203,406+203.4k
ALLIANCEBERNSTEIN L.P. Added +156,355+156.4k
Huntleigh Advisors, Inc. Added +84,131+84.1k
GREAT VALLEY ADVISOR GROUP, INC. Added +41,900+41.9k
NewEdge Advisors, LLC Added +41,698+41.7k
Farther Finance Advisors, LLC New +35,967+36.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +35,097+35.1k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -563,493-563.5k
RAYMOND JAMES FINANCIAL INC Reduced -120,584-120.6k
Steward Partners Investment Advisory, LLC Sold out -77,780-77.8k
CITADEL ADVISORS LLC Reduced -69,663-69.7k
CWM, LLC Reduced -66,452-66.5k
Sanctuary Advisors, LLC Sold out -59,036-59.0k
KMG FIDUCIARY PARTNERS, LLC Sold out -35,953-36.0k
Rockefeller Capital Management L.P. Reduced -23,243-23.2k
PNC Financial Services Group, Inc. Reduced -10,380-10.4k
IHT Wealth Management, LLC Sold out -9,462-9.5k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 4,644,1634.6m $166.9m $166.9m 0.05% Added +156.4k +156,355
2 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,196,5352.2m $78.9m $78.9m 0.02% Added +32.8k +32,838
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,461,5131.5m $52.5m $52.5m 0.01% Added +410.4k +410,370
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,318,5941.3m $47.4m $47.4m 0.00% Added +228.0k +227,995
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,166,3231.2m $41.9m $41.9m 0.01% Added +20.7k +20,708
6 Wagner Wealth Management, LLC 8.60% of their portfolio GREENVILLE, SC 1,126,9551.1m $40.5m $40.5m 8.60% Added +277.5k +277,538
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,094,7171.1m $39.3m $39.3m 0.00% Reduced -563.5k -563,493
8 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 742,319742.3k $26.7m $26.7m 0.10% Added +41.7k +41,698
9 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 635,082635.1k $22.8m $22.8m 0.01% Reduced -120.6k -120,584
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 608,866608.9k $21.9m $21.9m 0.03% Reduced -637 -637
11 Solano Wealth Investment Advisors LLC 6.87% of their portfolio Fairfield, CA 385,821385.8k $13.9m $13.9m 6.87% Added +7.1k +7,061
12 Huntleigh Advisors, Inc. 2.15% of their portfolio ST. LOUIS, MO 354,050354.1k $12.7m $12.7m 2.15% Added +84.1k +84,131
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 304,203304.2k $10.9m $10.9m 0.01% Added +2.4k +2,409
14 GREAT VALLEY ADVISOR GROUP, INC. 0.21% of their portfolio WILMINGTON, DE 302,052302.1k $10.9m $10.9m 0.21% Added +41.9k +41,900
15 OPPENHEIMER ASSET MANAGEMENT INC. 0.13% of their portfolio NEW YORK, NY 290,374290.4k $10.4m $10.4m 0.13% Reduced -4.9k -4,894
16 SOL Capital Management CO 0.90% of their portfolio ROCKVILLE, MD 279,746279.7k $10.1m $10.1m 0.90% Reduced -1.4k -1,356
17 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 203,406203.4k $7.3m $7.3m 0.01% New
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 202,990203.0k $7.3m $7.3m 0.01% Reduced -1.5k -1,496
19 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 200,416200.4k $7.2m $7.2m 0.03% Reduced -5.8k -5,751
20 FOCUSED ALPHA, LLC 1.67% of their portfolio DENVER, CO 158,612158.6k $5.7m $5.7m 1.67% First filing
21 MGO ONE SEVEN LLC 0.11% of their portfolio Beachwood, OH 144,542144.5k $5.2m $5.2m 0.11% Added +10.4k +10,413
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 144,080144.1k $5.2m $5.2m 0.01% Added +8.1k +8,130
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 121,857121.9k $4.4m $4.4m 0.00% Added +18.7k +18,734
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 120,940120.9k $4.3m $4.3m 0.00% Reduced -1.8k -1,761
25 RMR Capital Management, LLC 3.11% of their portfolio Tustin, CA 120,062120.1k $4.3m $4.3m 3.11% Reduced -9.3k -9,261
26 Stonebridge Financial Group, LLC / MO 3.28% of their portfolio ST. LOUIS, MO 105,472105.5k $3.8m $3.8m 3.28% First filing
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 104,297104.3k $3.7m $3.7m 0.00% Added +4.2k +4,200
28 KPP Advisory Services LLC 0.52% of their portfolio Louisville, KY 99,61499.6k $3.6m $3.6m 0.52% Added +7.3k +7,292
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 76,19276.2k $2.7m $2.7m 0.00% Added +1.9k +1,945
30 Arkadios Wealth Advisors 0.05% of their portfolio ATLANTA, GA 72,20972.2k $2.6m $2.6m 0.05% Added +2.1k +2,117
31 Capital Investment Advisory Services, LLC 0.13% of their portfolio RALEIGH, NC 51,23051.2k $1.8m $1.8m 0.13% Reduced -869 -869
32 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 51,18451.2k $1.8m $1.8m 0.00% Reduced -23.2k -23,243
33 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 47,36847.4k $1.7m $1.7m 0.02% Added +6.3k +6,285
34 Next Level Private LLC 0.44% of their portfolio HARRISON, NY 46,35246.4k $1.7m $1.7m 0.44% Added +17.6k +17,601
35 MAGNOLIA CAPITAL ADVISORS LLC 0.35% of their portfolio RIDGELAND, MS 46,01746.0k $1.7m $1.7m 0.35% Added +19.5k +19,459
36 EverSource Wealth Advisors, LLC 0.06% of their portfolio BIRMINGHAM, AL 45,85445.9k $1.6m $1.6m 0.06% Added +934 +934
37 COMERICA BANK 0.01% of their portfolio DALLAS, TX 45,79745.8k $1.6m $1.6m 0.01% Reduced -7.5k -7,532
38 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 36,01636.0k $1.3m $1.3m 0.00% Reduced -10.4k -10,380
39 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 35,96736.0k $1.3m $1.3m 0.01% New
40 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 35,58235.6k $1.3m $1.3m 0.00% Added +35.1k +35,097
41 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 33,89833.9k $1.2m $1.2m 0.01% Added +12.0k +12,031
42 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 31,23431.2k $1.1m $1.1m 0.03% New
43 FLAGSHIP HARBOR ADVISORS, LLC 0.05% of their portfolio BOSTON, MA 31,19231.2k $1.1m $1.1m 0.05% Added +13.5k +13,512
44 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,11923.1k $831.0k $831.0k 0.00% Added +1.6k +1,598
45 TME FINANCIAL, INC. 0.57% of their portfolio Huntington Beach, CA 22,54922.5k $810.2k $810.2k 0.57% Reduced -4.2k -4,246
46 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 21,91321.9k $787.3k $787.3k 0.00% Added +12.5k +12,517
47 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,08919.1k $685.9k $685.9k 0.00% Added +7.4k +7,413
48 Quantum Private Wealth, LLC 0.19% of their portfolio TAMPA, FL 18,36618.4k $659.9k $659.9k 0.19% Unchanged
49 PMG Wealth Management, Inc. 0.45% of their portfolio Hawthorn Woods, IL 17,10017.1k $614.4k $614.4k 0.45% Unchanged
50 PANORAMIC INVESTMENT ADVISORS, LLC 0.28% of their portfolio DENVER, CO 14,30414.3k $513.9k $513.9k 0.28% New
51 ALTERNA WEALTH MANAGEMENT, INC 0.42% of their portfolio HOUSTON, TX 14,14914.1k $508.4k $508.4k 0.42% Reduced -1.1k -1,059
52 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 13,85113.9k $497.7k $497.7k 0.00% Unchanged
53 KENNEDY INVESTMENT GROUP, INC. 0.17% of their portfolio WEST DEPTFORD, NJ 12,19212.2k $438.1k $438.1k 0.17% New
54 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 12,10612.1k $435.0k $435.0k 0.01% Reduced -73 -73
55 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,73011.7k $421.5k $421.5k 0.00% Reduced -69.7k -69,663
56 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 8,9138.9k $320.2k $320.2k 0.02% Added +951 +951
57 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 8,9128.9k $320.2k $320.2k 0.01% Reduced -127 -127
58 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 8,5028.5k $305.5k $305.5k 0.02% Added +46 +46
59 N.E.W. Advisory Services LLC 0.02% of their portfolio DE PERE, WI 7,5907.6k $272.7k $272.7k 0.02% New
60 Tortuga Wealth Management, Inc 0.27% of their portfolio TORRANCE, CA 7,0277.0k $252.5k $252.5k 0.27% First filing
61 CWM, LLC 0.00% of their portfolio OMAHA, NE 6,7186.7k $241.0k $241.0k 0.00% Reduced -66.5k -66,452
62 INSIGNEO ADVISORY SERVICES, LLC 0.02% of their portfolio MIAMI, FL 6,4616.5k $232.1k $232.1k 0.02% Unchanged
63 SkyOak Wealth, LLC 0.04% of their portfolio SOUTHFIELD, MI 6,4006.4k $230.0k $230.0k 0.04% New
64 Centerpoint Advisory Group 0.18% of their portfolio Overland Park, KS 6,3706.4k $228.9k $228.9k 0.18% Added +670 +670
65 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 6,0036.0k $215.7k $215.7k 0.00% New
66 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 5,6515.7k $203.0k $203.0k 0.00% New
67 Strategic Family Wealth Counselors, L.L.C. 0.04% of their portfolio FAIRFIELD, NJ 5,5545.6k $200.1k $200.1k 0.04% Unchanged
68 WPG Advisers, LLC 0.14% of their portfolio BALTIMORE, MD 5,2115.2k $187.2k $187.2k 0.14% Unchanged
69 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 4,3154.3k $155.0k $155.0k 0.01% Unchanged
70 Colonial Trust Advisors 0.01% of their portfolio SPARTANBURG, SC 3,1003.1k $111.4k $111.4k 0.01% Added +1.6k +1,575
71 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 2,8702.9k $103.1k $103.1k 0.00% New
72 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 1,5701.6k $56.4k $56.4k 0.01% Unchanged
73 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,4741.5k $53.0k $53.0k 0.00% Reduced -306 -306
74 Westside Investment Management, Inc. 0.01% of their portfolio SANTA MONICA, CA 1,1641.2k $41.8k $41.8k 0.01% Unchanged
75 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0991.1k $39.5k $39.5k 0.00% Added +17 +17
76 HAZLETT, BURT & WATSON, INC. 0.01% of their portfolio WHEELING, WV 889889 $31.0k $31.0k 0.01% Added +767 +767
77 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 412412 $14.8k $14.8k 0.00% Added +18 +18
78 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 396396 $14.2k $14.2k 0.00% Added +3 +3
79 Roxbury Financial LLC 0.01% of their portfolio MOUNT ARLINGTON, NJ 378378 $13.6k $13.6k 0.01% Added +6 +6
80 Signature Equity Partners, LLC 0.00% of their portfolio COLUMBUS, OH 100100 $3.6k $3.6k 0.00% First filing
81 Vision Retirement, LLC 0.00% of their portfolio RIDGEWOOD, NJ 5959 $2.1k $2.1k 0.00% First filing
82 FMR LLC 0.00% of their portfolio BOSTON, MA 1414 $508 $508 0.00% Unchanged
83 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 66 $216 $216 0.00% Unchanged