Vault-13

AB ACTIVE ETFS INC SYFI

SHORT DURATION H · ETP · CUSIP 00039J830

74 institutional holders +2 vs Q2 2025
18,632,16218.6m shares reported held*
$673.1mreported value*
11 new 33 added 19 reduced 6 sold out net bought ≈ $4.1m (+114.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.13.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

0255075Q2 24: 52Q3 24: 55Q4 24: 61Q1 25: 64Q2 25: 72Q3 25: 7474Q2 24Q3 24Q4 24Q1 25Q2 25Q3 25
Numbers
QuarterHolders
Q2 202452
Q3 202455
Q4 202461
Q1 202564
Q2 202572
Q3 202574

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 28 bought or addedQ3 24: 22 cut or sold outQ3 24Q4 24: 36 bought or addedQ4 24: 16 cut or sold outQ4 24Q1 25: 39 bought or addedQ1 25: 21 cut or sold outQ1 25Q2 25: 31 bought or addedQ2 25: 34 cut or sold outQ2 25Q3 25: 44 bought or addedQ3 25: 25 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q3 20242822
Q4 20243616
Q1 20253921
Q2 20253134
Q3 20254425

Biggest buyers

LPL Financial LLC Added +383,268+383.3k
Wagner Wealth Management, LLC Added +377,831+377.8k
BANK OF AMERICA CORP /DE/ Added +121,176+121.2k
MORGAN STANLEY Added +99,760+99.8k
KPP Advisory Services LLC New +92,322+92.3k
UBS Group AG Added +71,277+71.3k
CWM, LLC Added +68,096+68.1k
Cetera Investment Advisers Added +64,034+64.0k
CITADEL ADVISORS LLC Added +55,001+55.0k
Sanctuary Advisors, LLC Added +29,553+29.6k

Biggest sellers

ROYAL BANK OF CANADA Reduced -963,069-963.1k
Rockefeller Capital Management L.P. Reduced -183,909-183.9k
JANE STREET GROUP, LLC Sold out -130,679-130.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -99,531-99.5k
OSAIC HOLDINGS, INC. Reduced -63,498-63.5k
ALLIANCEBERNSTEIN L.P. Reduced -56,266-56.3k
ALTERNA WEALTH MANAGEMENT, INC Reduced -15,042-15.0k
TME FINANCIAL, INC. Reduced -7,826-7.8k
MML INVESTORS SERVICES, LLC Reduced -7,802-7.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -7,377-7.4k

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 4,487,8084.5m $162.1m $162.1m 0.05% Reduced -56.3k -56,266
2 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,163,6972.2m $78.2m $78.2m 0.02% Added +71.3k +71,277
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,658,2101.7m $59.9m $59.9m 0.00% Added +121.2k +121,176
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,145,6151.1m $41.4m $41.4m 0.01% Added +383.3k +383,268
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,090,5991.1m $39.4m $39.4m 0.00% Added +99.8k +99,760
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,051,1431.1m $38.0m $38.0m 0.01% Reduced -963.1k -963,069
7 Wagner Wealth Management, LLC 7.12% of their portfolio GREENVILLE, SC 849,417849.4k $30.7m $30.7m 7.12% Added +377.8k +377,831
8 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 755,666755.7k $27.3m $27.3m 0.01% Added +18.3k +18,272
9 NewEdge Advisors, LLC 0.12% of their portfolio NEW ORLEANS, LA 700,621700.6k $25.3m $25.3m 0.12% Added +13.4k +13,385
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 609,503609.5k $22.0m $22.0m 0.03% Reduced -63.5k -63,498
11 Solano Wealth Investment Advisors LLC 6.60% of their portfolio Fairfield, CA 378,760378.8k $13.7m $13.7m 6.60% Added +8.1k +8,084
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 301,794301.8k $10.8m $10.8m 0.02% Reduced -1.1k -1,114
13 OPPENHEIMER ASSET MANAGEMENT INC. 0.12% of their portfolio NEW YORK, NY 295,268295.3k $10.7m $10.7m 0.12% Reduced -1.1k -1,105
14 SOL Capital Management CO 0.91% of their portfolio ROCKVILLE, MD 281,102281.1k $10.2m $10.2m 0.91% Reduced -5.6k -5,555
15 Huntleigh Advisors, Inc. 1.66% of their portfolio ST. LOUIS, MO 269,919269.9k $9.8m $9.8m 1.66% Added +10.5k +10,533
16 GREAT VALLEY ADVISOR GROUP, INC. 0.19% of their portfolio WILMINGTON, DE 260,152260.2k $9.4m $9.4m 0.19% Added +13.6k +13,554
17 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 206,167206.2k $7.4m $7.4m 0.04% Added +7.2k +7,232
18 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 204,486204.5k $7.4m $7.4m 0.01% Reduced -99.5k -99,531
19 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 135,950135.9k $4.9m $4.9m 0.01% Added +1.4k +1,395
20 MGO ONE SEVEN LLC 0.11% of their portfolio Beachwood, OH 134,129134.1k $4.8m $4.8m 0.11% Added +15.7k +15,743
21 RMR Capital Management, LLC 3.26% of their portfolio Tustin, CA 129,323129.3k $4.7m $4.7m 3.26% Added +27.0k +26,992
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 122,701122.7k $4.4m $4.4m 0.00% Reduced -3.2k -3,214
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 103,123103.1k $3.7m $3.7m 0.00% Reduced -5.5k -5,493
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 100,097100.1k $3.6m $3.6m 0.00% Added +29.3k +29,264
25 KPP Advisory Services LLC 0.50% of their portfolio Louisville, KY 92,32292.3k $3.3m $3.3m 0.50% New
26 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 81,39381.4k $2.9m $2.9m 0.00% Added +55.0k +55,001
27 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 77,78077.8k $2.8m $2.8m 0.02% Reduced -108 -108
28 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 74,42774.4k $2.7m $2.7m 0.01% Reduced -183.9k -183,909
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 74,24774.2k $2.7m $2.7m 0.00% Added +64.0k +64,034
30 CWM, LLC 0.01% of their portfolio OMAHA, NE 73,17073.2k $2.6m $2.6m 0.01% Added +68.1k +68,096
31 Arkadios Wealth Advisors 0.06% of their portfolio ATLANTA, GA 70,09270.1k $2.5m $2.5m 0.06% Reduced -5.7k -5,672
32 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 59,03659.0k $2.1m $2.1m 0.01% Added +29.6k +29,553
33 COMERICA BANK 0.01% of their portfolio DALLAS, TX 53,32953.3k $1.9m $1.9m 0.01% Reduced -2.5k -2,458
34 Capital Investment Advisory Services, LLC 0.15% of their portfolio RALEIGH, NC 52,09952.1k $1.9m $1.9m 0.15% Reduced -6.5k -6,466
35 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 46,39646.4k $1.7m $1.7m 0.00% Added +1.6k +1,642
36 EverSource Wealth Advisors, LLC 0.06% of their portfolio BIRMINGHAM, AL 44,92044.9k $1.6m $1.6m 0.06% Added +8.7k +8,733
37 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 41,08341.1k $1.5m $1.5m 0.02% Added +13.2k +13,212
38 KMG FIDUCIARY PARTNERS, LLC 0.09% of their portfolio TOLEDO, OH 35,95336.0k $1.3m $1.3m 0.09% Added +4.2k +4,196
39 Next Level Private LLC 0.30% of their portfolio HARRISON, NY 28,75128.8k $1.0m $1.0m 0.30% Added +16.4k +16,366
40 TME FINANCIAL, INC. 0.73% of their portfolio Huntington Beach, CA 26,79526.8k $968.1k $968.1k 0.73% Reduced -7.8k -7,826
41 MAGNOLIA CAPITAL ADVISORS LLC 0.25% of their portfolio RIDGELAND, MS 26,55826.6k $959.5k $959.5k 0.25% Added +19.3k +19,324
42 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 21,86721.9k $790.0k $790.0k 0.00% New
43 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 21,52121.5k $778.0k $778.0k 0.00% Added +15.3k +15,330
44 Quantum Private Wealth, LLC 0.19% of their portfolio TAMPA, FL 18,36618.4k $663.6k $663.6k 0.19% Unchanged
45 FLAGSHIP HARBOR ADVISORS, LLC 0.03% of their portfolio BOSTON, MA 17,68017.7k $638.8k $638.8k 0.03% New
46 PMG Wealth Management, Inc. 0.47% of their portfolio Hawthorn Woods, IL 17,10017.1k $615.2k $615.2k 0.47% New
47 ALTERNA WEALTH MANAGEMENT, INC 0.45% of their portfolio HOUSTON, TX 15,20815.2k $549.5k $549.5k 0.45% Reduced -15.0k -15,042
48 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 13,85113.9k $500.4k $500.4k 0.00% Unchanged
49 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 12,17912.2k $440.0k $440.0k 0.01% Added +138 +138
50 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,67611.7k $421.9k $421.9k 0.00% Reduced -7.8k -7,802
51 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 9,4629.5k $341.8k $341.8k 0.01% Added +71 +71
52 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,3969.4k $339.5k $339.5k 0.00% Added +7.7k +7,662
53 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 9,0399.0k $326.6k $326.6k 0.02% New
54 GREENWOOD CAPITAL ASSOCIATES LLC 0.04% of their portfolio GREENWOOD, SC 8,5328.5k $308.3k $308.3k 0.04% New
55 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 8,4568.5k $305.5k $305.5k 0.02% Added +42 +42
56 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 7,9628.0k $287.7k $287.7k 0.02% New
57 INSIGNEO ADVISORY SERVICES, LLC 0.02% of their portfolio MIAMI, FL 6,4616.5k $233.4k $233.4k 0.02% Unchanged
58 Centerpoint Advisory Group 0.16% of their portfolio Overland Park, KS 5,7005.7k $205.9k $205.9k 0.16% New
59 Strategic Family Wealth Counselors, L.L.C. 0.05% of their portfolio FAIRFIELD, NJ 5,5545.6k $200.7k $200.7k 0.05% New
60 WPG Advisers, LLC 0.15% of their portfolio BALTIMORE, MD 5,2115.2k $188.3k $188.3k 0.15% Unchanged
61 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 4,3154.3k $155.9k $155.9k 0.01% Reduced -640 -640
62 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,7801.8k $64.3k $64.3k 0.00% Unchanged
63 Activest Wealth Management 0.01% of their portfolio AVENTURA, FL 1,5701.6k $56.7k $56.7k 0.01% Unchanged
64 Colonial Trust Advisors 0.00% of their portfolio SPARTANBURG, SC 1,5251.5k $55.1k $55.1k 0.00% Unchanged
65 Westside Investment Management, Inc. 0.01% of their portfolio SANTA MONICA, CA 1,1641.2k $42.1k $42.1k 0.01% Unchanged
66 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,0821.1k $39.1k $39.1k 0.00% Added +16 +16
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 485485 $17.5k $17.5k 0.00% Added +57 +57
68 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 394394 $14.2k $14.2k 0.00% Reduced -153 -153
69 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 393393 $14.2k $14.2k 0.00% Added +190 +190
70 Roxbury Financial LLC 0.01% of their portfolio MOUNT ARLINGTON, NJ 372372 $13.4k $13.4k 0.01% New
71 HAZLETT, BURT & WATSON, INC. 0.00% of their portfolio WHEELING, WV 122122 $4.0k $4.0k 0.00% Unchanged
72 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 118118 $4.3k $4.3k 0.00% New
73 FMR LLC 0.00% of their portfolio BOSTON, MA 1414 $511 $511 0.00% Unchanged
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 66 $217 $217 0.00% Unchanged