Vault-13

AB ACTIVE ETFS INC NYM

NEW YO INTER ETF · ETP · CUSIP 00039J764

39 institutional holders +4 vs Q1 2026
46,679,50446.7m shares reported held*
$1.2bnreported value*
7 new 20 added 10 reduced 3 sold out net bought ≈ $4.8m (+190.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.96.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

02040Q4 25: 32Q1 26: 35Q2 26: 3939Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q4 202532
Q1 202635
Q2 202639

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 26: 17 bought or addedQ1 26: 15 cut or sold outQ1 26Q2 26: 27 bought or addedQ2 26: 13 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q1 20261715
Q2 20262713

Biggest buyers

Tortoise Investment Management, LLC New +201,018+201.0k
ALLIANCEBERNSTEIN L.P. Added +173,208+173.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +33,279+33.3k
LPL Financial LLC Added +24,609+24.6k
EP Wealth Advisors, LLC Added +22,337+22.3k
WELLS FARGO & COMPANY/MN Added +22,253+22.3k
Cresset Asset Management, LLC New +15,152+15.2k
Stratos Wealth Partners, LTD. New +12,754+12.8k
Relyea Zuckerberg Hanson LLC Added +11,749+11.7k
Arrow Financial Corp Added +11,406+11.4k

Biggest sellers

JPMORGAN CHASE & CO Reduced -293,096-293.1k
JANE STREET GROUP, LLC Reduced -69,801-69.8k
Steward Partners Investment Advisory, LLC Reduced -14,763-14.8k
CITADEL ADVISORS LLC Sold out -10,098-10.1k
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC Reduced -4,254-4.3k
WNY Asset Management, LLC Reduced -4,180-4.2k
Rockefeller Capital Management L.P. Sold out -4,057-4.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,385-2.4k
BANK OF AMERICA CORP /DE/ Reduced -2,146-2.1k
UBS Group AG Sold out -566-566

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.37% of their portfolio NASHVILLE, TN 44,725,79744.7m $1.1bn $1.1bn 0.37% Added +173.2k +173,208
2 Arrow Financial Corp 0.60% of their portfolio Glens Falls, NY 268,140268.1k $6.7m $6.7m 0.60% Added +11.4k +11,406
3 Tortoise Investment Management, LLC 0.38% of their portfolio WHITE PLAINS, NY 201,018201.0k $5.1m $5.1m 0.38% New
4 Chemistry Wealth Management LLC 0.70% of their portfolio NEW YORK, NY 174,159174.2k $4.4m $4.4m 0.70% Added +6.1k +6,057
5 Relyea Zuckerberg Hanson LLC 0.36% of their portfolio STAMFORD, CT 173,759173.8k $4.4m $4.4m 0.36% Added +11.7k +11,749
6 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 155,702155.7k $3.9m $3.9m 0.01% Added +22.3k +22,337
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 127,395127.4k $3.2m $3.2m 0.00% Added +24.6k +24,609
8 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 118,834118.8k $3.0m $3.0m 0.00% Added +535 +535
9 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 75,57375.6k $1.9m $1.9m 0.01% Reduced -14.8k -14,763
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 60,94960.9k $1.5m $1.5m 0.00% Added +62 +62
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 48,84048.8k $1.2m $1.2m 0.00% Reduced -2.1k -2,146
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 47,85747.9k $1.2m $1.2m 0.00% Added +9.1k +9,094
13 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.32% of their portfolio GARDEN CITY, NY 47,52947.5k $1.2m $1.2m 0.32% Added +5.6k +5,599
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 45,57745.6k $1.1m $1.1m 0.00% Added +22.3k +22,253
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 45,44845.4k $1.1m $1.1m 0.00% Added +9.8k +9,826
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 33,27933.3k $833.0k $833.0k 0.00% New
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,77131.8k $798.4k $798.4k 0.00% Reduced -69.8k -69,801
18 Procyon Advisors, LLC 0.03% of their portfolio SHELTON, CT 26,89726.9k $675.9k $675.9k 0.03% Added +8.1k +8,075
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 26,15226.2k $657.7k $657.7k 0.00% Reduced -293.1k -293,096
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,92925.9k $651.6k $651.6k 0.00% Added +8.0k +7,997
21 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 25,84425.8k $649.5k $649.5k 0.00% Added +66 +66
22 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 18,88018.9k $474.4k $474.4k 0.00% Unchanged
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,38918.4k $462.1k $462.1k 0.00% Reduced -2.4k -2,385
24 WNY Asset Management, LLC 0.04% of their portfolio Williamsville, NY 18,16818.2k $456.6k $456.6k 0.04% Reduced -4.2k -4,180
25 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 15,97816.0k $401.5k $401.5k 0.00% Added +5.8k +5,756
26 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 15,15215.2k $380.8k $380.8k 0.00% New
27 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,58213.6k $341.3k $341.3k 0.00% Reduced -360 -360
28 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 0.00% of their portfolio CHARLOTTE, NC 13,52313.5k $339.8k $339.8k 0.00% Reduced -4.3k -4,254
29 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 12,75412.8k $320.5k $320.5k 0.00% New
30 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 11,67411.7k $293.4k $293.4k 0.02% Added +87 +87
31 NOTTINGHAM ADVISORS, INC. 0.03% of their portfolio AMHERST, NY 10,96511.0k $274.0k $274.0k 0.03% New
32 Rialto Wealth Management, LLC 0.05% of their portfolio SYRACUSE, NY 9,9499.9k $250.0k $250.0k 0.05% Unchanged
33 Opal Wealth Advisors, LLC 0.05% of their portfolio JERICHO, NY 9,6999.7k $243.7k $243.7k 0.05% Added +68 +68
34 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 9,1629.2k $230.2k $230.2k 0.00% Reduced -141 -141
35 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 7,4827.5k $188.0k $188.0k 0.01% Added +801 +801
36 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,9403.9k $99.0k $99.0k 0.00% Reduced -9 -9
37 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,7022.7k $67.9k $67.9k 0.01% New
38 FMR LLC 0.00% of their portfolio BOSTON, MA 876876 $22.0k $22.0k 0.00% Added +634 +634
39 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 180180 $4.5k $4.5k 0.00% New