Vault-13

AB ACTIVE ETFS INC NYM

NEW YO INTER ETF · ETP · CUSIP 00039J764

35 institutional holders +3 vs Q4 2025
46,489,09146.5m shares reported held*
$1.2bnreported value*
6 new 11 added 11 reduced 4 sold out net bought ≈ $4.9m (+197.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.00.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

02040Q4 25: 32Q1 26: 3535Q4 25Q1 26
Numbers
QuarterHolders
Q4 202532
Q1 202635

Biggest buyers

JPMORGAN CHASE & CO New +319,248+319.2k
Chemistry Wealth Management LLC New +168,102+168.1k
ALLIANCEBERNSTEIN L.P. Added +105,782+105.8k
Relyea Zuckerberg Hanson LLC Added +33,270+33.3k
Procyon Advisors, LLC New +18,822+18.8k
ENVESTNET ASSET MANAGEMENT INC Added +15,877+15.9k
HighTower Advisors, LLC New +13,942+13.9k
LPL Financial LLC Added +11,516+11.5k
FLYNN ZITO CAPITAL MANAGEMENT, LLC Added +10,262+10.3k
CITADEL ADVISORS LLC New +10,098+10.1k

Biggest sellers

JANE STREET GROUP, LLC Reduced -149,333-149.3k
GOLDMAN SACHS GROUP INC Sold out -127,563-127.6k
STIFEL FINANCIAL CORP Sold out -117,283-117.3k
Steward Partners Investment Advisory, LLC Reduced -55,273-55.3k
UBS Group AG Reduced -30,858-30.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -10,377-10.4k
Beacon Pointe Advisors, LLC Reduced -9,412-9.4k
EP Wealth Advisors, LLC Reduced -8,894-8.9k
JONES FINANCIAL COMPANIES LLLP Sold out -8,263-8.3k
Tower Research Capital LLC (TRC) Sold out -7,048-7.0k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.36% of their portfolio NASHVILLE, TN 44,552,58944.6m $1.1bn $1.1bn 0.36% Added +105.8k +105,782
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 319,248319.2k $7.9m $7.9m 0.00% New
3 Arrow Financial Corp 0.64% of their portfolio Glens Falls, NY 256,734256.7k $6.4m $6.4m 0.64% Added +5.2k +5,175
4 Chemistry Wealth Management LLC 0.74% of their portfolio NEW YORK, NY 168,102168.1k $4.2m $4.2m 0.74% New
5 Relyea Zuckerberg Hanson LLC 0.41% of their portfolio STAMFORD, CT 162,010162.0k $4.0m $4.0m 0.41% Added +33.3k +33,270
6 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 133,365133.4k $3.3m $3.3m 0.02% Reduced -8.9k -8,894
7 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 118,299118.3k $3.0m $3.0m 0.00% Added +4.0k +4,031
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 102,786102.8k $2.6m $2.6m 0.00% Added +11.5k +11,516
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 101,572101.6k $2.5m $2.5m 0.00% Reduced -149.3k -149,333
10 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 90,33690.3k $2.3m $2.3m 0.01% Reduced -55.3k -55,273
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 60,88760.9k $1.5m $1.5m 0.00% Reduced -10.4k -10,377
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 50,98651.0k $1.3m $1.3m 0.00% Reduced -84 -84
13 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.33% of their portfolio GARDEN CITY, NY 41,93041.9k $1.0m $1.0m 0.33% Added +10.3k +10,262
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 38,76338.8k $967.0k $967.0k 0.00% Reduced -65 -65
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,62235.6k $888.8k $888.8k 0.00% Added +15.9k +15,877
16 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 25,77825.8k $643.2k $643.2k 0.00% Reduced -9.4k -9,412
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 23,32423.3k $581.9k $581.9k 0.00% Added +650 +650
18 WNY Asset Management, LLC 0.06% of their portfolio Williamsville, NY 22,34822.3k $557.6k $557.6k 0.06% First filing
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 20,77420.8k $518.3k $518.3k 0.00% Reduced -1.7k -1,661
20 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 18,88018.9k $471.1k $471.1k 0.00% Unchanged
21 Procyon Advisors, LLC 0.02% of their portfolio SHELTON, CT 18,82218.8k $469.6k $469.6k 0.02% New
22 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 17,93217.9k $447.4k $447.4k 0.00% Reduced -3.5k -3,487
23 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC 0.00% of their portfolio CHARLOTTE, NC 17,77717.8k $443.5k $443.5k 0.00% First filing
24 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,94213.9k $347.8k $347.8k 0.00% New
25 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 11,58711.6k $289.1k $289.1k 0.02% Added +91 +91
26 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 10,22210.2k $255.0k $255.0k 0.00% Unchanged
27 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,09810.1k $251.9k $251.9k 0.00% New
28 Rialto Wealth Management, LLC 0.06% of their portfolio SYRACUSE, NY 9,9499.9k $248.2k $248.2k 0.06% Unchanged
29 Opal Wealth Advisors, LLC 0.05% of their portfolio JERICHO, NY 9,6319.6k $240.3k $240.3k 0.05% New
30 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 9,3039.3k $232.1k $232.1k 0.00% Unchanged
31 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 6,6816.7k $166.7k $166.7k 0.01% Added +117 +117
32 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 4,0574.1k $101.2k $101.2k 0.00% Unchanged
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,9493.9k $98.5k $98.5k 0.00% Reduced -126 -126
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 566566 $14.1k $14.1k 0.00% Reduced -30.9k -30,858
35 FMR LLC 0.00% of their portfolio BOSTON, MA 242242 $6.0k $6.0k 0.00% Added +147 +147