Vault-13

AB ACTIVE ETFS INC YEAR

ULTRA SHORT INCM · ETP · CUSIP 00039J103

93 institutional holders +6 vs Q1 2026
24,743,30824.7m shares reported held*
$1.2bnreported value*
11 new 36 added 39 reduced 6 sold out net sold ≈ $27.1m (-539.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.41.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 4Q4 22: 14Q1 23: 30Q2 23: 36Q3 23: 42Q4 23: 45Q1 24: 50Q2 24: 64Q3 24: 68Q4 24: 78Q1 25: 75Q2 25: 78Q3 25: 74Q4 25: 85Q1 26: 87Q2 26: 9393Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20224
Q4 202214
Q1 202330
Q2 202336
Q3 202342
Q4 202345
Q1 202450
Q2 202464
Q3 202468
Q4 202478
Q1 202575
Q2 202578
Q3 202574
Q4 202585
Q1 202687
Q2 202693

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 48 bought or addedQ3 24: 20 cut or sold outQ4 24: 46 bought or addedQ4 24: 25 cut or sold outQ4 24Q1 25: 42 bought or addedQ1 25: 40 cut or sold outQ2 25: 47 bought or addedQ2 25: 35 cut or sold outQ2 25Q3 25: 42 bought or addedQ3 25: 35 cut or sold outQ4 25: 49 bought or addedQ4 25: 36 cut or sold outQ4 25Q1 26: 45 bought or addedQ1 26: 41 cut or sold outQ2 26: 47 bought or addedQ2 26: 45 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244820
Q4 20244625
Q1 20254240
Q2 20254735
Q3 20254235
Q4 20254936
Q1 20264541
Q2 20264745

Biggest buyers

WELLS FARGO & COMPANY/MN Added +163,999+164.0k
Kensington Asset Management, LLC Added +150,000+150.0k
BANK OF AMERICA CORP /DE/ Added +139,424+139.4k
Creative Planning New +107,777+107.8k
GOLDMAN SACHS GROUP INC New +74,680+74.7k
Cambridge Investment Research Advisors, Inc. Added +72,719+72.7k
IHT Wealth Management, LLC Added +71,556+71.6k
&PARTNERS Added +64,311+64.3k
CITADEL ADVISORS LLC New +42,633+42.6k
Warner Group LLC New +29,534+29.5k

Biggest sellers

ALLIANCEBERNSTEIN L.P. Reduced -942,130-942.1k
LPL Financial LLC Reduced -201,851-201.9k
Private Advisor Group, LLC Reduced -106,952-107.0k
Mariner, LLC Reduced -83,280-83.3k
RAYMOND JAMES FINANCIAL INC Reduced -81,617-81.6k
Legacy Wealth Advisors, LLC Reduced -57,596-57.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -44,162-44.2k
WEDBUSH SECURITIES INC Reduced -42,006-42.0k
OSAIC HOLDINGS, INC. Reduced -21,019-21.0k
Independent Advisor Alliance Sold out -11,720-11.7k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.22% of their portfolio NASHVILLE, TN 13,020,75513.0m $657.2m $657.2m 0.22% Reduced -942.1k -942,130
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 3,046,2213.0m $153.3m $153.3m 0.03% Reduced -201.9k -201,851
3 BOS Asset Management, LLC 11.02% of their portfolio SPRINGFIELD, IL 943,059943.1k $47.5m $47.5m 11.02% Reduced -10.5k -10,525
4 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 925,699925.7k $46.6m $46.6m 0.01% Reduced -81.6k -81,617
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 906,812906.8k $45.6m $45.6m 0.01% Added +164.0k +163,999
6 Kensington Asset Management, LLC 2.39% of their portfolio AUSTIN, TX 869,794869.8k $43.8m $43.8m 2.39% Added +150.0k +150,000
7 IHT Wealth Management, LLC 0.82% of their portfolio Chicago, IL 751,307751.3k $37.8m $37.8m 0.82% Added +71.6k +71,556
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 374,925374.9k $18.9m $18.9m 0.00% Added +139.4k +139,424
9 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 277,632277.6k $14.0m $14.0m 0.08% Reduced -1.2k -1,192
10 Global Retirement Partners, LLC 0.21% of their portfolio San Rafael, CA 271,547271.5k $13.7m $13.7m 0.21% First filing
11 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 256,100256.1k $12.9m $12.9m 0.02% Added +3.1k +3,139
12 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 203,416203.4k $10.2m $10.2m 0.05% Reduced -107.0k -106,952
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 198,666198.7k $10.0m $10.0m 0.01% Added +18.7k +18,739
14 Kingsview Wealth Management, LLC 0.11% of their portfolio GRANTS PASS, OR 178,264178.3k $9.0m $9.0m 0.11% Added +10.6k +10,644
15 Ausdal Financial Partners, Inc. 0.33% of their portfolio Davenport, IA 167,519167.5k $8.4m $8.4m 0.33% Added +12.1k +12,065
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 155,835155.8k $7.8m $7.8m 0.01% Reduced -21.0k -21,019
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 155,773155.8k $7.8m $7.8m 0.00% Reduced -9.5k -9,529
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 144,474144.5k $7.3m $7.3m 0.01% Added +72.7k +72,719
19 HighPoint Advisor Group LLC 0.24% of their portfolio DOWNERS GROVE, IL 133,419133.4k $6.7m $6.7m 0.24% Reduced -2.9k -2,863
20 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 125,809125.8k $6.3m $6.3m 0.01% Reduced -44.2k -44,162
21 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 107,777107.8k $5.4m $5.4m 0.00% New
22 PMG Wealth Management, Inc. 3.06% of their portfolio Hawthorn Woods, IL 98,58398.6k $4.9m $4.9m 3.06% Added +4.9k +4,873
23 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 81,86481.9k $4.1m $4.1m 0.02% Added +64.3k +64,311
24 WEDBUSH SECURITIES INC 0.11% of their portfolio PASADENA, CA 81,72881.7k $4.1m $4.1m 0.11% Reduced -42.0k -42,006
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 74,68074.7k $3.8m $3.8m 0.00% New
26 Cooper Financial Group 0.30% of their portfolio IRVINE, CA 72,25772.3k $3.6m $3.6m 0.30% Added +7.4k +7,405
27 Mariner, LLC 0.00% of their portfolio Overland Park, KS 70,88970.9k $3.6m $3.6m 0.00% Reduced -83.3k -83,280
28 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 66,87666.9k $3.4m $3.4m 0.00% Added +28.4k +28,378
29 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 57,73157.7k $2.9m $2.9m 0.01% Added +73 +73
30 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 54,58254.6k $2.7m $2.7m 0.02% Added +27.5k +27,526
31 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 50,40550.4k $2.5m $2.5m 0.01% Added +2.7k +2,714
32 FLAGSHIP HARBOR ADVISORS, LLC 0.08% of their portfolio BOSTON, MA 43,64343.6k $2.2m $2.2m 0.08% Reduced -4.9k -4,855
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 42,63342.6k $2.1m $2.1m 0.00% New
34 Atlas Private Wealth Advisors 0.44% of their portfolio RED BANK, NJ 40,07740.1k $2.0m $2.0m 0.44% Reduced -10.6k -10,617
35 Welch Financial Planning, LLC 0.96% of their portfolio BOULDER, CO 32,68332.7k $1.6m $1.6m 0.96% Added +6.6k +6,608
36 Horizon Wealth Management, LLC 0.20% of their portfolio LA GRANGE, IL 31,25031.2k $1.6m $1.6m 0.20% Added +3.0k +2,992
37 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 29,91029.9k $1.5m $1.5m 0.01% Added +3.7k +3,746
38 Warner Group LLC 0.37% of their portfolio MADISON, CT 29,53429.5k $1.5m $1.5m 0.37% New
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 28,63928.6k $1.4m $1.4m 0.00% Added +439 +439
40 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 25,39125.4k $1.3m $1.3m 0.00% Reduced -2.0k -1,999
41 Wagner Wealth Management, LLC 0.23% of their portfolio GREENVILLE, SC 24,39424.4k $1.2m $1.2m 0.23% Added +21.9k +21,882
42 Tortuga Wealth Management, Inc 0.92% of their portfolio TORRANCE, CA 24,19324.2k $1.2m $1.2m 0.92% Added +9.0k +9,000
43 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 24,07124.1k $1.2m $1.2m 0.02% Reduced -1.1k -1,119
44 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 23,05023.1k $1.2m $1.2m 0.02% Added +3.4k +3,350
45 USAdvisors Wealth Management, LLC 0.30% of their portfolio EDEN PRAIRIE, MN 20,99521.0k $1.1m $1.1m 0.30% Added +661 +661
46 EverSource Wealth Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 20,78220.8k $1.0m $1.0m 0.04% Reduced -1.1k -1,063
47 CDKV HOLDINGS LLC 0.79% of their portfolio DENVER, CO 20,05720.1k $1.0m $1.0m 0.79% Reduced -46 -46
48 Legacy Wealth Advisors, LLC 0.43% of their portfolio NORTH MIAMI BEACH, FL 19,68719.7k $991.0k $991.0k 0.43% Reduced -57.6k -57,596
49 TME FINANCIAL, INC. 0.59% of their portfolio Huntington Beach, CA 18,88918.9k $950.9k $950.9k 0.59% Added +1.2k +1,207
50 Trilogy Capital Inc. 0.04% of their portfolio IRVINE, CA 18,30718.3k $921.6k $921.6k 0.04% Reduced -82 -82
51 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 17,94617.9k $903.4k $903.4k 0.00% Reduced -1.7k -1,704
52 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 16,37216.4k $824.1k $824.1k 0.00% Added +1.2k +1,194
53 Quantum Private Wealth, LLC 0.21% of their portfolio TAMPA, FL 16,25716.3k $818.4k $818.4k 0.21% Added +2.0k +2,006
54 PRIVATE TRUST CO NA 0.07% of their portfolio CLEVELAND, OH 16,20016.2k $815.5k $815.5k 0.07% Added +2.0k +2,000
55 Davis Wealth Advisors, LLC 0.58% of their portfolio SALEM, NH 14,81814.8k $745.9k $745.9k 0.58% Reduced -158 -158
56 Alteri Wealth LLC 0.20% of their portfolio WESTLAKE VILLAGE, CA 14,54614.5k $732.2k $732.2k 0.20% Added +4.8k +4,817
57 WPG Advisers, LLC 0.41% of their portfolio BALTIMORE, MD 13,78613.8k $694.0k $694.0k 0.41% Reduced -116 -116
58 ENCOMPASS WEALTH ADVISORS, LLC 0.21% of their portfolio PORTLAND, OR 13,74713.7k $692.0k $692.0k 0.21% Added +120 +120
59 COZAD ASSET MANAGEMENT INC 0.04% of their portfolio CHAMPAIGN, IL 13,56013.6k $682.6k $682.6k 0.04% Reduced -311 -311
60 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 12,56312.6k $632.4k $632.4k 0.01% Reduced -2.1k -2,079
61 BRIGHTON JONES LLC 0.01% of their portfolio SEATTLE, WA 12,26712.3k $617.5k $617.5k 0.01% New
62 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 11,95312.0k $601.7k $601.7k 0.00% Added +2.5k +2,513
63 Laraway Financial Advisors Inc 0.35% of their portfolio SAINT CLOUD, MN 11,35811.4k $571.8k $571.8k 0.35% Added +1.1k +1,065
64 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 10,40810.4k $523.9k $523.9k 0.01% Reduced -1.2k -1,245
65 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 9,9159.9k $499.2k $499.2k 0.00% Added +6.3k +6,260
66 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 9,8129.8k $493.9k $493.9k 0.01% Reduced -1.2k -1,250
67 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,7519.8k $490.9k $490.9k 0.00% New
68 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 9,4459.4k $475.5k $475.5k 0.00% Added +166 +166
69 Next Level Private LLC 0.09% of their portfolio HARRISON, NY 9,4219.4k $474.2k $474.2k 0.09% Reduced -701 -701
70 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,2919.3k $467.7k $467.7k 0.00% Reduced -296 -296
71 MMA ASSET MANAGEMENT LLC 0.12% of their portfolio New York, NY 7,3067.3k $367.8k $367.8k 0.12% Reduced -177 -177
72 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 7,2487.2k $364.9k $364.9k 0.02% Reduced -656 -656
73 LEAVELL INVESTMENT MANAGEMENT, INC. 0.01% of their portfolio MOBILE, AL 6,3966.4k $322.0k $322.0k 0.01% Reduced -1.7k -1,673
74 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 6,1016.1k $307.1k $307.1k 0.00% New
75 Ellsworth Advisors, LLC 0.05% of their portfolio HUDSON, OH 6,0646.1k $304.8k $304.8k 0.05% Reduced -966 -966
76 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 6,0456.0k $304.3k $304.3k 0.00% Unchanged
77 Claro Advisors Inc. 0.03% of their portfolio BOSTON, MA 5,8075.8k $292.3k $292.3k 0.03% Reduced -1.7k -1,697
78 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 5,5595.6k $279.8k $279.8k 0.00% Added +42 +42
79 ROTHSCHILD INVESTMENT LLC 0.01% of their portfolio CHICAGO, IL 5,4505.5k $274.4k $274.4k 0.01% Unchanged
80 RFG Advisory, LLC 0.00% of their portfolio BIRMINGHAM, AL 5,3145.3k $267.5k $267.5k 0.00% Added +35 +35
81 Compton Financial Group, LLC 0.04% of their portfolio TOWSON, MD 4,3744.4k $220.2k $220.2k 0.04% New
82 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 4,0324.0k $203.0k $203.0k 0.00% Reduced -311 -311
83 Colonial Trust Advisors 0.01% of their portfolio SPARTANBURG, SC 2,6752.7k $134.7k $134.7k 0.01% Unchanged
84 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 2,0422.0k $102.8k $102.8k 0.00% Reduced -770 -770
85 N.E.W. Advisory Services LLC 0.00% of their portfolio DE PERE, WI 1,4441.4k $72.7k $72.7k 0.00% Reduced -1 -1
86 1015 Capital Partners, LLC 0.02% of their portfolio NARBERTH, PA 445445 $22.4k $22.4k 0.02% Unchanged
87 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 270270 $14.0k $14.0k 0.00% New
88 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 262262 $13.2k $13.2k 0.00% Reduced -37 -37
89 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 200200 $10.1k $10.1k 0.00% Unchanged
90 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 180180 $9.1k $9.1k 0.00% Unchanged
91 UBS Group AG 0.00% of their portfolio ZURICH, V8 44 $201 $201 0.00% New
92 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $97 $97 0.00% Reduced -103 -103
93 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 00 $8 $8 0.00% New