Vault-13

AB ACTIVE ETFS INC YEAR

ULTRA SHORT INCM · ETP · CUSIP 00039J103

78 institutional holders +3 vs Q1 2025
25,793,99725.8m shares reported held*
$1.3bnreported value*
11 new 36 added 27 reduced 8 sold out net bought ≈ $164.2m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($638.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.66.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 4Q4 22: 14Q1 23: 30Q2 23: 36Q3 23: 42Q4 23: 45Q1 24: 50Q2 24: 64Q3 24: 68Q4 24: 78Q1 25: 75Q2 25: 7878Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 20224
Q4 202214
Q1 202330
Q2 202336
Q3 202342
Q4 202345
Q1 202450
Q2 202464
Q3 202468
Q4 202478
Q1 202575
Q2 202578

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 23: 26 bought or addedQ3 23: 13 cut or sold outQ4 23: 28 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 18 cut or sold outQ2 24: 48 bought or addedQ2 24: 15 cut or sold outQ2 24Q3 24: 48 bought or addedQ3 24: 20 cut or sold outQ4 24: 46 bought or addedQ4 24: 25 cut or sold outQ4 24Q1 25: 42 bought or addedQ1 25: 40 cut or sold outQ2 25: 47 bought or addedQ2 25: 35 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232613
Q4 20232814
Q1 20243518
Q2 20244815
Q3 20244820
Q4 20244625
Q1 20254240
Q2 20254735

Biggest buyers

ALLIANCEBERNSTEIN L.P. Added +1,183,032+1.2m
Wagner Wealth Management, LLC Added +785,342+785.3k
WEDBUSH SECURITIES INC New +352,154+352.2k
LPL Financial LLC Added +281,023+281.0k
ENVESTNET ASSET MANAGEMENT INC Added +201,618+201.6k
Moran Wealth Management, LLC New +186,192+186.2k
Atlas Private Wealth Advisors New +125,714+125.7k
Kensington Asset Management, LLC New +100,131+100.1k
Private Advisor Group, LLC Added +82,265+82.3k
OSAIC HOLDINGS, INC. Added +50,047+50.0k

Biggest sellers

IHT Wealth Management, LLC Reduced -111,401-111.4k
OPPENHEIMER ASSET MANAGEMENT INC. Sold out -95,504-95.5k
BOS Asset Management, LLC Reduced -46,803-46.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -30,731-30.7k
FLOW TRADERS U.S. LLC Sold out -24,734-24.7k
N.E.W. Advisory Services LLC Reduced -19,868-19.9k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -11,108-11.1k
WPG Advisers, LLC Reduced -9,965-10.0k
Integrated Wealth Concepts LLC Reduced -8,406-8.4k
Trilogy Capital Inc. Reduced -8,090-8.1k

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.25% of their portfolio NASHVILLE, TN 15,007,15715.0m $760.3m $760.3m 0.25% Added +1.2m +1,183,032
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 3,426,4793.4m $173.6m $173.6m 0.06% Added +281.0k +281,023
3 BOS Asset Management, LLC 13.40% of their portfolio SPRINGFIELD, IL 828,866828.9k $42.0m $42.0m 13.40% Reduced -46.8k -46,803
4 Wagner Wealth Management, LLC 9.16% of their portfolio GREENVILLE, SC 793,289793.3k $40.2m $40.2m 9.16% Added +785.3k +785,342
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 516,581516.6k $26.2m $26.2m 0.01% Added +37.8k +37,812
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 506,870506.9k $25.7m $25.7m 0.01% Added +44.7k +44,660
7 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 410,544410.5k $20.8m $20.8m 0.11% Added +82.3k +82,265
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 400,580400.6k $20.3m $20.3m 0.01% Added +201.6k +201,618
9 Mariner, LLC 0.03% of their portfolio Overland Park, KS 392,569392.6k $19.9m $19.9m 0.03% Added +10.0k +10,001
10 WEDBUSH SECURITIES INC 0.62% of their portfolio PASADENA, CA 352,154352.2k $17.8m $17.8m 0.62% New
11 IHT Wealth Management, LLC 0.48% of their portfolio Chicago, IL 342,235342.2k $17.3m $17.3m 0.48% Reduced -111.4k -111,401
12 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 221,518221.5k $11.2m $11.2m 0.02% Added +50.0k +50,047
13 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 214,678214.7k $10.9m $10.9m 0.02% Reduced -5.0k -4,990
14 Ausdal Financial Partners, Inc. 0.66% of their portfolio Davenport, IA 195,178195.2k $9.9m $9.9m 0.66% Added +14.0k +13,986
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 192,412192.4k $9.7m $9.7m 0.01% Reduced -30.7k -30,731
16 Moran Wealth Management, LLC 0.29% of their portfolio NAPLES, FL 186,192186.2k $9.4m $9.4m 0.29% New
17 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 178,833178.8k $9.1m $9.1m 0.06% Added +8.9k +8,890
18 Kingsview Wealth Management, LLC 0.15% of their portfolio GRANTS PASS, OR 178,620178.6k $9.0m $9.0m 0.15% Added +17.2k +17,174
19 Atlas Private Wealth Advisors 0.82% of their portfolio RED BANK, NJ 125,714125.7k $6.4m $6.4m 0.82% New
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 106,901106.9k $5.4m $5.4m 0.01% Added +14.9k +14,858
21 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 105,257105.3k $5.3m $5.3m 0.03% Added +23.6k +23,640
22 Kensington Asset Management, LLC 0.38% of their portfolio AUSTIN, TX 100,131100.1k $5.1m $5.1m 0.38% New
23 PMG Wealth Management, Inc. 3.22% of their portfolio Hawthorn Woods, IL 77,24977.2k $3.9m $3.9m 3.22% Added +7.4k +7,404
24 FLAGSHIP HARBOR ADVISORS, LLC 0.18% of their portfolio BOSTON, MA 75,74675.7k $3.8m $3.8m 0.18% Reduced -4.6k -4,553
25 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 63,64963.6k $3.2m $3.2m 0.01% Reduced -6.2k -6,158
26 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.18% of their portfolio CEDAR RAPIDS, IA 51,88151.9k $2.6m $2.6m 0.18% Added +740 +740
27 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 51,63651.6k $2.6m $2.6m 0.03% Reduced -8.4k -8,406
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 37,00737.0k $1.9m $1.9m 0.00% Reduced -456 -456
29 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 35,11535.1k $1.8m $1.8m 0.01% Added +2.9k +2,933
30 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 35,02335.0k $1.8m $1.8m 0.01% Reduced -2.4k -2,412
31 Good Life Advisors, LLC 0.10% of their portfolio READING, PA 32,59032.6k $1.7m $1.7m 0.10% Added +3.7k +3,736
32 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 27,91727.9k $1.4m $1.4m 0.00% Added +954 +954
33 Lowe Wealth Advisors, LLC 0.55% of their portfolio COLUMBIA, MD 27,61127.6k $1.4m $1.4m 0.55% Added +1.1k +1,101
34 Ellsworth Advisors, LLC 0.34% of their portfolio HUDSON, OH 27,38227.4k $1.4m $1.4m 0.34% Reduced -6.1k -6,055
35 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 26,67626.7k $1.4m $1.4m 0.03% Added +1.4k +1,396
36 USAdvisors Wealth Management, LLC 0.49% of their portfolio EDEN PRAIRIE, MN 26,03426.0k $1.3m $1.3m 0.49% Added +3.2k +3,166
37 WPG Advisers, LLC 1.07% of their portfolio BALTIMORE, MD 24,96925.0k $1.3m $1.3m 1.07% Reduced -10.0k -9,965
38 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 22,82822.8k $1.2m $1.2m 0.03% Reduced -11.1k -11,108
39 Trilogy Capital Inc. 0.05% of their portfolio IRVINE, CA 21,17621.2k $1.1m $1.1m 0.05% Reduced -8.1k -8,090
40 Alteri Wealth LLC 0.39% of their portfolio WESTLAKE VILLAGE, CA 19,87419.9k $1.0m $1.0m 0.39% Added +14.9k +14,918
41 VestGen Advisors, LLC 0.04% of their portfolio CHICAGO, IL 19,10019.1k $967.6k $967.6k 0.04% New
42 TME FINANCIAL, INC. 0.74% of their portfolio Huntington Beach, CA 18,15818.2k $919.9k $919.9k 0.74% Added +1.6k +1,569
43 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,79717.8k $901.6k $901.6k 0.00% New
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,46617.5k $884.8k $884.8k 0.00% New
45 COZAD ASSET MANAGEMENT INC 0.08% of their portfolio CHAMPAIGN, IL 17,31817.3k $877.3k $877.3k 0.08% Added +726 +726
46 PRIVATE TRUST CO NA 0.08% of their portfolio CLEVELAND, OH 16,07516.1k $814.4k $814.4k 0.08% Reduced -556 -556
47 Quantum Private Wealth, LLC 0.25% of their portfolio TAMPA, FL 15,27615.3k $773.9k $773.9k 0.25% Added +2.0k +2,002
48 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 15,19815.2k $769.9k $769.9k 0.00% Added +327 +327
49 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 14,51414.5k $735.3k $735.3k 0.02% Unchanged
50 ENCOMPASS WEALTH ADVISORS, LLC 0.24% of their portfolio PORTLAND, OR 12,91312.9k $654.2k $654.2k 0.24% Added +36 +36
51 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 12,59412.6k $638.0k $638.0k 0.01% Added +6.4k +6,414
52 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 12,47612.5k $632.1k $632.1k 0.00% Added +87 +87
53 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 12,22912.2k $619.5k $619.5k 0.00% Added +9.9k +9,870
54 Guerra Advisors Inc 0.28% of their portfolio MIAMI, FL 11,59711.6k $587.5k $587.5k 0.28% Added +4.8k +4,774
55 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 11,46711.5k $580.9k $580.9k 0.01% Reduced -385 -385
56 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 11,00311.0k $557.4k $557.4k 0.03% Reduced -92 -92
57 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 10,89210.9k $552.0k $552.0k 0.00% Added +15 +15
58 LEAVELL INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio MOBILE, AL 9,3309.3k $472.7k $472.7k 0.02% Reduced -350 -350
59 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 9,1319.1k $462.6k $462.6k 0.01% Added +958 +958
60 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,6738.7k $439.4k $439.4k 0.00% Reduced -459 -459
61 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 8,1828.2k $414.5k $414.5k 0.03% Reduced -820 -820
62 Laraway Financial Advisors Inc 0.29% of their portfolio SAINT CLOUD, MN 7,6027.6k $385.1k $385.1k 0.29% Reduced -1.0k -1,029
63 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,7186.7k $340.3k $340.3k 0.00% New
64 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 5,4195.4k $274.5k $274.5k 0.00% Added +47 +47
65 FARMERS & MERCHANTS TRUST Co OF LONG BEACH 0.06% of their portfolio LONG BEACH, CA 5,1485.1k $260.8k $260.8k 0.06% Reduced -309 -309
66 MMA ASSET MANAGEMENT LLC 0.10% of their portfolio New York, NY 5,1065.1k $258.7k $258.7k 0.10% Reduced -108 -108
67 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 5,0955.1k $258.1k $258.1k 0.01% Reduced -973 -973
68 Accelerate Investment Advisors LLC 0.18% of their portfolio ALISO VIEJO, CA 4,8084.8k $243.6k $243.6k 0.18% Reduced -218 -218
69 Claro Advisors Inc. 0.04% of their portfolio BOSTON, MA 4,8044.8k $243.4k $243.4k 0.04% New
70 ROTHSCHILD INVESTMENT LLC 0.01% of their portfolio CHICAGO, IL 4,4504.5k $225.4k $225.4k 0.01% Added +3.2k +3,200
71 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,0004.0k $202.6k $202.6k 0.00% Unchanged
72 S.A. Mason LLC 0.06% of their portfolio HOLLAND, MI 2,3532.4k $119.2k $119.2k 0.06% New
73 Colonial Trust Advisors 0.01% of their portfolio SPARTANBURG, SC 1,6751.7k $84.9k $84.9k 0.01% New
74 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 302302 $15.3k $15.3k 0.00% Reduced -1 -1
75 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 290290 $14.7k $14.7k 0.00% Reduced -54 -54
76 Westside Investment Management, Inc. 0.00% of their portfolio SANTA MONICA, CA 180180 $9.1k $9.1k 0.00% Unchanged
77 N.E.W. Advisory Services LLC 0.00% of their portfolio DE PERE, WI 131131 $6.7k $6.7k 0.00% Reduced -19.9k -19,868
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged