Vault-13

AB ACTIVE ETFS INC YEAR

ULTRA SHORT INCM · ETP · CUSIP 00039J103

64 institutional holders +14 vs Q1 2024
19,826,78219.8m shares reported held*
$1.0bnreported value*
16 new 32 added 12 reduced 3 sold out net bought ≈ $130.0m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.52.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 4Q4 22: 14Q1 23: 30Q2 23: 36Q3 23: 42Q4 23: 45Q1 24: 50Q2 24: 6464Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 20224
Q4 202214
Q1 202330
Q2 202336
Q3 202342
Q4 202345
Q1 202450
Q2 202464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 11 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 30 bought or addedQ1 23: 1 cut or sold outQ2 23: 26 bought or addedQ2 23: 11 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 13 cut or sold outQ4 23: 28 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 18 cut or sold outQ2 24: 48 bought or addedQ2 24: 15 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022112
Q1 2023301
Q2 20232611
Q3 20232613
Q4 20232814
Q1 20243518
Q2 20244815

Biggest buyers

ALLIANCEBERNSTEIN L.P. Added +1,192,228+1.2m
LPL Financial LLC Added +434,805+434.8k
Fermata Advisors, LLC New +291,179+291.2k
WELLS FARGO & COMPANY/MN Added +217,204+217.2k
JANE STREET GROUP, LLC New +134,172+134.2k
BOS Asset Management, LLC Added +107,379+107.4k
Kestra Advisory Services, LLC Added +48,916+48.9k
Cambridge Investment Research Advisors, Inc. Added +43,833+43.8k
ENVESTNET ASSET MANAGEMENT INC Added +34,825+34.8k
TRUIST FINANCIAL CORP Added +32,498+32.5k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -87,508-87.5k
NewEdge Advisors, LLC Reduced -56,898-56.9k
Ellsworth Advisors, LLC Reduced -42,088-42.1k
Fortis Group Advisors, LLC Sold out -16,179-16.2k
Wagner Wealth Management, LLC Reduced -12,023-12.0k
Mariner, LLC Reduced -10,783-10.8k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -7,243-7.2k
Weaver Consulting Group Reduced -5,250-5.2k
MMA ASSET MANAGEMENT LLC Sold out -3,413-3.4k
N.E.W. Advisory Services LLC Reduced -3,202-3.2k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ALLIANCEBERNSTEIN L.P. 0.23% of their portfolio NASHVILLE, TN 13,096,70913.1m $661.6m $661.6m 0.23% Added +1.2m +1,192,228
2 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,638,5022.6m $133.3m $133.3m 0.07% Added +434.8k +434,805
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 473,600473.6k $23.9m $23.9m 0.01% Added +217.2k +217,204
4 BOS Asset Management, LLC 8.49% of their portfolio SPRINGFIELD, IL 364,654364.7k $18.4m $18.4m 8.49% Added +107.4k +107,379
5 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 334,003334.0k $16.9m $16.9m 0.03% Added +32.5k +32,498
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 297,922297.9k $15.0m $15.0m 0.01% Added +34.8k +34,825
7 Fermata Advisors, LLC 3.38% of their portfolio SONOMA, CA 291,179291.2k $14.7m $14.7m 3.38% New
8 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 276,778276.8k $14.0m $14.0m 0.05% Added +43.8k +43,833
9 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 262,576262.6k $13.3m $13.3m 0.07% Added +48.9k +48,916
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 249,203249.2k $12.6m $12.6m 0.03% Reduced -87.5k -87,508
11 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 139,011139.0k $7.0m $7.0m 0.06% Added +6.0k +5,972
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 134,172134.2k $6.8m $6.8m 0.01% New
13 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 123,339123.3k $6.2m $6.2m 0.01% Added +30.0k +30,025
14 Kingsview Wealth Management, LLC 0.14% of their portfolio GRANTS PASS, OR 118,766118.8k $6.0m $6.0m 0.14% Added +3.7k +3,704
15 Ausdal Financial Partners, Inc. 0.60% of their portfolio Davenport, IA 111,854111.9k $5.7m $5.7m 0.60% Added +7.0k +7,024
16 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 105,086105.1k $5.3m $5.3m 0.04% Added +32.1k +32,129
17 OPPENHEIMER ASSET MANAGEMENT INC. 0.06% of their portfolio NEW YORK, NY 96,18596.2k $4.9m $4.9m 0.06% Added +8.0k +7,969
18 Ellsworth Advisors, LLC 0.77% of their portfolio HUDSON, OH 54,73254.7k $2.8m $2.8m 0.77% Reduced -42.1k -42,088
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 51,04451.0k $2.6m $2.6m 0.00% Added +17.5k +17,467
20 FLAGSHIP HARBOR ADVISORS, LLC 0.15% of their portfolio BOSTON, MA 50,41850.4k $2.5m $2.5m 0.15% Reduced -7.2k -7,243
21 Mariner, LLC 0.00% of their portfolio Overland Park, KS 50,25450.3k $2.5m $2.5m 0.00% Reduced -10.8k -10,783
22 IHT Wealth Management, LLC 0.07% of their portfolio Chicago, IL 38,77238.8k $2.0m $2.0m 0.07% Added +18.2k +18,192
23 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 32,01232.0k $1.6m $1.6m 0.03% Added +5.7k +5,692
24 Trilogy Capital Inc. 0.08% of their portfolio IRVINE, CA 28,42528.4k $1.4m $1.4m 0.08% Reduced -2.1k -2,117
25 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 27,92227.9k $1.4m $1.4m 0.06% Added +11.9k +11,889
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 24,93324.9k $1.3m $1.3m 0.00% New
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 24,27924.3k $1.2m $1.2m 0.00% New
28 N.E.W. Advisory Services LLC 0.12% of their portfolio DE PERE, WI 22,23122.2k $1.1m $1.1m 0.12% Reduced -3.2k -3,202
29 Lowe Wealth Advisors, LLC 0.49% of their portfolio COLUMBIA, MD 21,38021.4k $1.1m $1.1m 0.49% Added +1.5k +1,520
30 SWS Partners 0.30% of their portfolio COLUMBUS, OH 20,16720.2k $1.0m $1.0m 0.30% New
31 Centric Wealth Management 0.27% of their portfolio CHICAGO, IL 18,60818.6k $941.8k $941.8k 0.27% Added +845 +845
32 PRIVATE TRUST CO NA 0.09% of their portfolio CLEVELAND, OH 16,98317.0k $857.9k $857.9k 0.09% Added +15.6k +15,583
33 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,01616.0k $809.0k $809.0k 0.00% Added +2.8k +2,833
34 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 14,80214.8k $747.7k $747.7k 0.02% Added +2.9k +2,902
35 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 13,54113.5k $684.0k $684.0k 0.00% Added +980 +980
36 LEAVELL INVESTMENT MANAGEMENT, INC. 0.04% of their portfolio MOBILE, AL 13,26213.3k $670.0k $670.0k 0.04% Added +2.3k +2,312
37 ENCOMPASS WEALTH ADVISORS, LLC 0.17% of their portfolio PORTLAND, OR 12,81312.8k $647.2k $647.2k 0.17% Added +886 +886
38 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,18712.2k $613.9k $613.9k 0.00% First filing
39 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,54011.5k $583.0k $583.0k 0.00% Added +309 +309
40 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 11,48211.5k $580.0k $580.0k 0.02% Added +883 +883
41 HB Wealth Management, LLC 0.01% of their portfolio Atlanta, GA 10,59910.6k $535.4k $535.4k 0.01% New
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,53910.5k $532.4k $532.4k 0.00% New
43 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 10,00010.0k $505.1k $505.1k 0.00% Unchanged
44 ADAR1 Capital Management, LLC 0.10% of their portfolio AUSTIN, TX 10,00010.0k $505.1k $505.1k 0.10% Unchanged
45 Quantum Private Wealth, LLC 0.17% of their portfolio TAMPA, FL 9,2689.3k $468.2k $468.2k 0.17% Added +2 +2
46 Cornerstone Wealth Management, LLC 0.04% of their portfolio ST. PETERS, MO 9,1889.2k $464.1k $464.1k 0.04% Added +16 +16
47 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,5408.5k $431.4k $431.4k 0.00% New
48 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 8,4388.4k $426.0k $426.0k 0.02% Added +329 +329
49 Wagner Wealth Management, LLC 0.12% of their portfolio GREENVILLE, SC 7,9477.9k $401.4k $401.4k 0.12% Reduced -12.0k -12,023
50 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 6,7496.7k $340.9k $340.9k 0.01% Reduced -25 -25
51 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,3186.3k $319.1k $319.1k 0.00% Added +6 +6
52 FARMERS & MERCHANTS TRUST Co OF LONG BEACH 0.08% of their portfolio LONG BEACH, CA 6,0996.1k $308.1k $308.1k 0.08% Reduced -489 -489
53 Weaver Consulting Group 0.10% of their portfolio HUNTINGTON BEACH, CA 5,4975.5k $277.7k $277.7k 0.10% Reduced -5.2k -5,250
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,3425.3k $269.9k $269.9k 0.00% New
55 COZAD ASSET MANAGEMENT INC 0.02% of their portfolio CHAMPAIGN, IL 4,4154.4k $223.0k $223.0k 0.02% New
56 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 3,9734.0k $200.7k $200.7k 0.00% New
57 Unique Wealth Strategies, LLC 0.04% of their portfolio BURR RIDGE, IL 1,6251.6k $82.1k $82.1k 0.04% New
58 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 416416 $21.0k $21.0k 0.00% New
59 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 241241 $12.2k $12.2k 0.00% Reduced -485 -485
60 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 157157 $8.0k $8.0k 0.00% New
61 UBS Group AG 0.00% of their portfolio ZURICH, V8 4848 $2.4k $2.4k 0.00% New
62 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 3131 $1.6k $1.6k 0.00% Reduced -56.9k -56,898
63 AMERICAN NATIONAL BANK & TRUST 0.00% of their portfolio WICHITA FALLS, TX 1010 $505 $505 0.00% New
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged