Vault-13

ABB LTD ABBNY

SPONSORED ADR · ADR · CUSIP 000375204

55 institutional holders -4 vs Q3 2023
2,145,4962.1m shares reported held*
$94.8mreported value*
5 new 12 added 15 reduced 9 sold out net sold ≈ $839.4m (-18.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.19.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 405Q4 22: 452Q1 23: 470Q2 23: 136Q3 23: 59Q4 23: 5555Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022405
Q4 2022452
Q1 2023470
Q2 2023136
Q3 202359
Q4 202355

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 198 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 228 bought or addedQ1 23: 182 cut or sold outQ1 23Q2 23: 55 bought or addedQ2 23: 396 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 103 cut or sold outQ3 23Q4 23: 17 bought or addedQ4 23: 24 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022198192
Q1 2023228182
Q2 202355396
Q3 202315103
Q4 20231724

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ1 23 calls: $92.7mQ1 23 puts: $59.4mQ1 23P/C 0.64Q2 23 calls: $692.0kQ2 23 puts: $1.8mQ2 23P/C 2.54Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$92.7m$59.4m0.64
Q2 2023$692.0k$1.8m2.54
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

KORNITZER CAPITAL MANAGEMENT INC /KS Added +47,669+47.7k
AdvisorShares Investments LLC New +20,476+20.5k
Cable Hill Partners, LLC New +14,974+15.0k
BEDDOW CAPITAL MANAGEMENT INC Added +4,800+4.8k
Ramirez Asset Management, Inc. Added +3,540+3.5k
YOUSIF CAPITAL MANAGEMENT, LLC Added +2,010+2.0k
Penobscot Investment Management Company, Inc. Added +1,925+1.9k
SVB WEALTH LLC Added +1,812+1.8k
HANCOCK WHITNEY CORP Added +1,350+1.4k
First Horizon Advisors, Inc. Added +401+401

Biggest sellers

Fisher Asset Management, LLC Sold out -18,930,939-18.9m
VALICENTI ADVISORY SERVICES INC Sold out -48,905-48.9k
COMMERCE BANK Sold out -21,525-21.5k
BEACH INVESTMENT COUNSEL INC/PA Sold out -13,800-13.8k
Calydon Capital Reduced -8,485-8.5k
DIVIDEND ASSETS CAPITAL, LLC Reduced -7,300-7.3k
Dorsey Wright & Associates Reduced -6,239-6.2k
TRUST CO OF VERMONT Reduced -4,799-4.8k
Strengthening Families & Communities, LLC Sold out -912-912
Indiana Trust & Investment Management Co Sold out -900-900

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NORTHEAST INVESTMENT MANAGEMENT 1.79% of their portfolio BOSTON, MA 755,699755.7k $33.5m $33.5m 1.79% Added +241 +241
2 KORNITZER CAPITAL MANAGEMENT INC /KS 0.48% of their portfolio SHAWNEE MISSION, KS 553,079553.1k $24.5m $24.5m 0.48% Added +47.7k +47,669
3 BEDDOW CAPITAL MANAGEMENT INC 2.88% of their portfolio JACKSON, WY 139,500139.5k $6.2m $6.2m 2.88% Added +4.8k +4,800
4 Dorsey Wright & Associates 1.14% of their portfolio PASADENA, CA 84,23584.2k $3.7m $3.7m 1.14% Reduced -6.2k -6,239
5 Front Row Advisors LLC 1.68% of their portfolio TIBURON, CA 82,45582.5k $3.7m $3.7m 1.68% Reduced -268 -268
6 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 55,53955.5k $2.5m $2.5m 0.00% Reduced -367 -367
7 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 49,27149.3k $2.2m $2.2m 0.00% Reduced -490 -490
8 YOUSIF CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BLOOMFIELD HILLS, MI 33,29533.3k $1.5m $1.5m 0.02% Added +2.0k +2,010
9 Horrell Capital Management, Inc. 0.35% of their portfolio LITTLE ROCK, AR 29,22429.2k $1.2m $1.2m 0.35% Added +94 +94
10 TRUST CO OF VERMONT 0.09% of their portfolio BRATTLEBORO, VT 29,05229.1k $1.3m $1.3m 0.09% Reduced -4.8k -4,799
11 Cohen Klingenstein LLC 0.05% of their portfolio NEW YORK, NY 25,00025.0k $1.1m $1.1m 0.05% Unchanged
12 Banco de Sabadell, S.A 0.74% of their portfolio MIAMI, FL 22,05222.1k $979.0k $979.0k 0.74% Reduced -58 -58
13 AdvisorShares Investments LLC 0.21% of their portfolio BETHESDA, MD 20,47620.5k $907.1k $907.1k 0.21% New
14 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 18,66518.7k $826.9k $826.9k 0.03% Added +1.4k +1,350
15 Penobscot Investment Management Company, Inc. 0.10% of their portfolio BOSTON, MA 18,55018.6k $821.8k $821.8k 0.10% Added +1.9k +1,925
16 Ramirez Asset Management, Inc. 0.16% of their portfolio NEW YORK, NY 18,14418.1k $804.1k $804.1k 0.16% Added +3.5k +3,540
17 Lester Murray Antman dba SimplyRich 0.28% of their portfolio CARLSBAD, CA 18,07318.1k $801.0k $801.0k 0.28% Unchanged
18 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 17,27117.3k $765.4k $765.4k 0.01% Reduced -148 -148
19 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.14% of their portfolio PITTSBURGH, PA 17,02517.0k $753.0k $753.0k 0.14% Reduced -325 -325
20 Cable Hill Partners, LLC 0.08% of their portfolio PORTLAND, OR 14,97415.0k $633.7k $633.7k 0.08% New
21 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 14,85414.9k $658.0k $658.0k 0.00% Reduced -28 -28
22 BOSTON FAMILY OFFICE LLC 0.04% of their portfolio BOSTON, MA 11,09811.1k $492.0k $492.0k 0.04% Reduced -247 -247
23 DIVIDEND ASSETS CAPITAL, LLC 0.09% of their portfolio Ridgeland, SC 10,23410.2k $453.0k $453.0k 0.09% Reduced -7.3k -7,300
24 Abbrea Capital, LLC 0.06% of their portfolio Greenbrae, CA 8,7888.8k $389.0k $389.0k 0.06% Unchanged
25 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 8,7858.8k $389.2k $389.2k 0.01% Added +1.8k +1,812
26 Calydon Capital 0.09% of their portfolio MEMPHIS, TN 8,4858.5k $375.9k $375.9k 0.09% Reduced -8.5k -8,485
27 Williams Jones Wealth Management, LLC. 0.01% of their portfolio NEW YORK, NY 8,3338.3k $369.2k $369.2k 0.01% Unchanged
28 RNC CAPITAL MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 8,1258.1k $359.9k $359.9k 0.02% Unchanged
29 EQUITABLE TRUST CO 0.03% of their portfolio NASHVILLE, TN 8,0808.1k $358.1k $358.1k 0.03% Unchanged
30 BENEDICT FINANCIAL ADVISORS INC 0.09% of their portfolio ATLANTA, GA 7,1417.1k $316.3k $316.3k 0.09% Unchanged
31 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 7,0127.0k $310.8k $310.8k 0.01% Reduced -343 -343
32 Firsthand Capital Management, Inc. 0.32% of their portfolio SAN JOSE, CA 7,0007.0k $228.8k $228.8k 0.32% Unchanged
33 COZAD ASSET MANAGEMENT INC 0.03% of their portfolio CHAMPAIGN, IL 6,3776.4k $282.5k $282.5k 0.03% Unchanged
34 Union Investments & Development Ltd. 0.21% of their portfolio Tel Aviv, L3 5,0005.0k $221.5k $221.5k 0.21% Unchanged
35 THOMPSON INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MADISON, WI 4,7574.8k $210.7k $210.7k 0.03% Unchanged
36 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 3,4483.4k $152.7k $152.7k 0.00% Reduced -655 -655
37 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,3983.4k $138.6k $138.6k 0.00% Reduced -9 -9
38 GAMMA Investing LLC 0.03% of their portfolio FOSTER CITY, CA 2,8562.9k $121.0k $121.0k 0.03% First filing
39 ATLAS CAPITAL ADVISORS INC. 0.02% of their portfolio JACKSON, WY 2,7572.8k $122.1k $122.1k 0.02% Unchanged
40 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,4831.5k $65.7k $65.7k 0.00% Added +111 +111
41 Main Street Group, LTD 0.02% of their portfolio GLEN ALLEN, VA 1,1111.1k $56.0k $56.0k 0.02% First filing
42 Operose Advisors LLC 0.01% of their portfolio MILWAUKEE, WI 794794 $35.2k $35.2k 0.01% Unchanged
43 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.01% of their portfolio CLEVELAND, OH 774774 $34.3k $34.3k 0.01% Unchanged
44 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 625625 $22.2k $22.2k 0.00% Unchanged
45 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 614614 $21.2k $21.2k 0.00% Added +78 +78
46 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 591591 $26.2k $26.2k 0.00% Added +401 +401
47 Independence Bank of Kentucky 0.00% of their portfolio OWENSBORO, KY 260260 $11.5k $11.5k 0.00% Unchanged
48 Financial Management Professionals, Inc. 0.00% of their portfolio AUSTIN, TX 237237 $10.0k $10.0k 0.00% New
49 Amundi 0.00% of their portfolio Paris, I0 201201 $8.9k $8.9k 0.00% New
50 Private Ocean, LLC 0.00% of their portfolio SAN RAFAEL, CA 190190 $8.4k $8.4k 0.00% Unchanged
51 WETZEL INVESTMENT ADVISORS, INC. 0.00% of their portfolio INDIANAPOLIS, IN 154154 $7.0k $7.0k 0.00% First filing
52 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 108108 $5.0k $5.0k 0.00% Unchanged
53 MOTCO 0.00% of their portfolio SAN ANTONIO, TX 107107 $4.7k $4.7k 0.00% Unchanged
54 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 100100 $4.4k $4.4k 0.00% Unchanged
55 Financial Synergies Wealth Advisors, Inc. 0.00% of their portfolio HOUSTON, TX 4040 $1.2k $1.2k 0.00% New