Vault-13

ABB LTD ABBNY

SPONSORED ADR · ADR · CUSIP 000375204

59 institutional holders -77 vs Q2 2023
21,145,80921.1m shares reported held*
$758.0mreported value*
4 new 11 added 24 reduced 79 sold out net sold ≈ $156.4m (-4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.85.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 405Q4 22: 452Q1 23: 470Q2 23: 136Q3 23: 5959Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022405
Q4 2022452
Q1 2023470
Q2 2023136
Q3 202359

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 198 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 228 bought or addedQ1 23: 182 cut or sold outQ1 23Q2 23: 55 bought or addedQ2 23: 396 cut or sold outQ2 23Q3 23: 15 bought or addedQ3 23: 103 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022198192
Q1 2023228182
Q2 202355396
Q3 202315103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ4 22 calls: $55.4mQ4 22 puts: $51.4mQ4 22P/C 0.93Q1 23 calls: $92.7mQ1 23 puts: $59.4mQ1 23P/C 0.64Q2 23 calls: $692.0kQ2 23 puts: $1.8mQ2 23P/C 2.54Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$55.4m$51.4m0.93
Q1 2023$92.7m$59.4m0.64
Q2 2023$692.0k$1.8m2.54
Q3 2023$0$0—

Biggest buyers

NORTHEAST INVESTMENT MANAGEMENT Added +25,865+25.9k
Penobscot Investment Management Company, Inc. New +16,625+16.6k
Calydon Capital Added +8,485+8.5k
BEACH INVESTMENT COUNSEL INC/PA Added +6,500+6.5k
BEDDOW CAPITAL MANAGEMENT INC Added +3,343+3.3k
Indiana Trust & Investment Management Co New +900+900
Salomon & Ludwin, LLC New +625+625
Operose Advisors LLC Added +591+591
Front Row Advisors LLC Added +546+546
Financial Gravity Asset Management, Inc. Added +497+497

Biggest sellers

Fisher Asset Management, LLC Reduced -1,345,219-1.3m
Rockefeller Capital Management L.P. Sold out -597,914-597.9k
NATIXIS ADVISORS, LLC Sold out -542,201-542.2k
GUARDIAN CAPITAL ADVISORS LP Sold out -227,960-228.0k
Hudson Value Partners, LLC Sold out -135,203-135.2k
Carmel Capital Management L.L.C. Sold out -135,190-135.2k
MARSHALL WACE, LLP Sold out -132,745-132.7k
Manning & Napier Group, LLC Sold out -101,989-102.0k
Janney Montgomery Scott LLC Sold out -95,806-95.8k
SHELTON CAPITAL MANAGEMENT Sold out -81,263-81.3k

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.38% of their portfolio PLANO, TX 18,930,93918.9m $678.8m $678.8m 0.38% Reduced -1.3m -1,345,219
2 NORTHEAST INVESTMENT MANAGEMENT 1.59% of their portfolio BOSTON, MA 755,458755.5k $27.1m $27.1m 1.59% Added +25.9k +25,865
3 KORNITZER CAPITAL MANAGEMENT INC /KS 0.37% of their portfolio SHAWNEE MISSION, KS 505,410505.4k $18.1m $18.1m 0.37% Reduced -11.2k -11,150
4 BEDDOW CAPITAL MANAGEMENT INC 2.36% of their portfolio JACKSON, WY 134,700134.7k $4.8m $4.8m 2.36% Added +3.3k +3,343
5 Dorsey Wright & Associates 1.01% of their portfolio PASADENA, CA 90,47490.5k $3.2m $3.2m 1.01% Reduced -5.8k -5,813
6 Front Row Advisors LLC 1.36% of their portfolio TIBURON, CA 82,72382.7k $2.9m $2.9m 1.36% Added +546 +546
7 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 55,90655.9k $2.0m $2.0m 0.00% Added +385 +385
8 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 49,76149.8k $1.8m $1.8m 0.00% Reduced -61 -61
9 VALICENTI ADVISORY SERVICES INC 0.59% of their portfolio ELMIRA, NY 48,90548.9k $1.7m $1.7m 0.59% Reduced -6.2k -6,219
10 COLONY GROUP LLC 0.02% of their portfolio Boston, MA 46,57146.6k $1.7m $1.7m 0.02% Added +434 +434
11 TRUST CO OF VERMONT 0.08% of their portfolio BRATTLEBORO, VT 33,85133.9k $1.2m $1.2m 0.08% Reduced -2.1k -2,104
12 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 31,28531.3k $1.1m $1.1m 0.01% Reduced -1.5k -1,525
13 Horrell Capital Management, Inc. 0.35% of their portfolio LITTLE ROCK, AR 29,13029.1k $1.0m $1.0m 0.35% Reduced -388 -388
14 Cohen Klingenstein LLC 0.04% of their portfolio NEW YORK, NY 25,00025.0k $889.8k $889.8k 0.04% Unchanged
15 Banco de Sabadell, S.A 0.68% of their portfolio MIAMI, FL 22,11022.1k $787.0k $787.0k 0.68% Reduced -809 -809
16 COMMERCE BANK 0.01% of their portfolio KANSAS CITY, MO 21,52521.5k $771.8k $771.8k 0.01% Reduced -9.0k -9,041
17 Lester Murray Antman dba SimplyRich 0.31% of their portfolio CARLSBAD, CA 18,07318.1k $643.0k $643.0k 0.31% Unchanged
18 DIVIDEND ASSETS CAPITAL, LLC 0.13% of their portfolio Ridgeland, SC 17,53417.5k $624.0k $624.0k 0.13% Reduced -2.1k -2,100
19 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 17,41917.4k $619.9k $619.9k 0.01% Reduced -155 -155
20 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.13% of their portfolio PITTSBURGH, PA 17,35017.4k $619.0k $619.0k 0.13% Unchanged
21 HANCOCK WHITNEY CORP 0.03% of their portfolio GULFPORT, MS 17,31517.3k $616.2k $616.2k 0.03% Reduced -118 -118
22 Calydon Capital 0.12% of their portfolio MEMPHIS, TN 16,97017.0k $604.0k $604.0k 0.12% Added +8.5k +8,485
23 Penobscot Investment Management Company, Inc. 0.08% of their portfolio BOSTON, MA 16,62516.6k $591.7k $591.7k 0.08% New
24 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 14,88214.9k $529.6k $529.6k 0.00% Added +258 +258
25 Ramirez Asset Management, Inc. 0.11% of their portfolio NEW YORK, NY 14,60414.6k $523.6k $523.6k 0.11% First filing
26 BEACH INVESTMENT COUNSEL INC/PA 0.06% of their portfolio WEST CONSHOHOCKEN, PA 13,80013.8k $491.0k $491.0k 0.06% Added +6.5k +6,500
27 BOSTON FAMILY OFFICE LLC 0.03% of their portfolio BOSTON, MA 11,34511.3k $404.0k $404.0k 0.03% Unchanged
28 Old North State Trust, LLC 0.27% of their portfolio GREENSBORO, NC 9,8479.8k $350.0k $350.0k 0.27% Unchanged
29 Abbrea Capital, LLC 0.05% of their portfolio Greenbrae, CA 8,7888.8k $313.0k $313.0k 0.05% Reduced -1.1k -1,140
30 Williams Jones Wealth Management, LLC. 0.00% of their portfolio NEW YORK, NY 8,3338.3k $296.6k $296.6k 0.00% Unchanged
31 RNC CAPITAL MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 8,1258.1k $289.2k $289.2k 0.02% Unchanged
32 EQUITABLE TRUST CO 0.02% of their portfolio NASHVILLE, TN 8,0808.1k $289.7k $289.7k 0.02% Unchanged
33 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 7,3557.4k $263.7k $263.7k 0.01% Reduced -50 -50
34 BENEDICT FINANCIAL ADVISORS INC 0.07% of their portfolio ATLANTA, GA 7,1417.1k $254.1k $254.1k 0.07% Reduced -153 -153
35 Firsthand Capital Management, Inc. 0.36% of their portfolio SAN JOSE, CA 7,0007.0k $249.1k $249.1k 0.36% Unchanged
36 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 6,9737.0k $248.2k $248.2k 0.01% Reduced -1.2k -1,151
37 COZAD ASSET MANAGEMENT INC 0.03% of their portfolio CHAMPAIGN, IL 6,3776.4k $227.0k $227.0k 0.03% Reduced -1.2k -1,178
38 Union Investments & Development Ltd. 0.10% of their portfolio Tel Aviv, L3 5,0005.0k $177.9k $177.9k 0.10% Unchanged
39 THOMPSON INVESTMENT MANAGEMENT, INC. 0.03% of their portfolio MADISON, WI 4,7574.8k $169.3k $169.3k 0.03% Unchanged
40 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 4,1034.1k $146.0k $146.0k 0.00% Reduced -369 -369
41 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,4073.4k $121.3k $121.3k 0.00% Reduced -105 -105
42 ATLAS CAPITAL ADVISORS INC. 0.02% of their portfolio JACKSON, WY 2,7572.8k $98.1k $98.1k 0.02% Unchanged
43 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,3721.4k $48.8k $48.8k 0.00% Reduced -622 -622
44 Strengthening Families & Communities, LLC 0.01% of their portfolio BOSTON, MA 912912 $33.0k $33.0k 0.01% Reduced -1.2k -1,232
45 Indiana Trust & Investment Management Co 0.02% of their portfolio MISHAWAKA, IN 900900 $32.3k $32.3k 0.02% New
46 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 807807 $28.7k $28.7k 0.00% Added +68 +68
47 Operose Advisors LLC 0.01% of their portfolio MILWAUKEE, WI 794794 $28.3k $28.3k 0.01% Added +591 +591
48 BOYD WATTERSON ASSET MANAGEMENT LLC/OH 0.01% of their portfolio CLEVELAND, OH 774774 $27.8k $27.8k 0.01% Unchanged
49 Salomon & Ludwin, LLC 0.00% of their portfolio RICHMOND, VA 625625 $22.2k $22.2k 0.00% New
50 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 536536 $17.8k $17.8k 0.00% Added +497 +497
51 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 375375 $11.4k $11.4k 0.00% New
52 Independence Bank of Kentucky 0.00% of their portfolio OWENSBORO, KY 260260 $9.3k $9.3k 0.00% Unchanged
53 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 190190 $6.8k $6.8k 0.00% Unchanged
54 Private Ocean, LLC 0.00% of their portfolio SAN RAFAEL, CA 190190 $6.8k $6.8k 0.00% Unchanged
55 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 108108 $4.0k $4.0k 0.00% Unchanged
56 MOTCO 0.00% of their portfolio SAN ANTONIO, TX 107107 $3.8k $3.8k 0.00% Unchanged
57 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 100100 $3.6k $3.6k 0.00% Unchanged
58 ORG Partners LLC 0.00% of their portfolio ROANOKE, IN 5151 $1.8k $1.8k 0.00% Reduced -72 -72
59 TD AMERITRADE INVESTMENT MANAGEMENT, LLC — of their portfolio OMAHA, NE 00 $0 $0 — Reduced -2.9k -2,881