Vault-13

ABB LTD ABBNY

SPONSORED ADR · ADR · CUSIP 000375204

470 institutional holders +18 vs Q4 2022
100,249,466100.2m shares reported held*
$3.4bnreported value*
58 new 170 added 146 reduced 36 sold out net bought ≈ $61.3m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.31. Options: 14 managers hold calls ($92.7m notional), 13 hold puts ($59.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 405Q4 22: 452Q1 23: 470470Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022405
Q4 2022452
Q1 2023470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 198 bought or addedQ4 22: 192 cut or sold outQ4 22Q1 23: 228 bought or addedQ1 23: 182 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022198192
Q1 2023228182

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $43.4mQ3 22 puts: $22.6mQ3 22P/C 0.52Q4 22 calls: $55.4mQ4 22 puts: $51.4mQ4 22P/C 0.93Q1 23 calls: $92.7mQ1 23 puts: $59.4mQ1 23P/C 0.64
Numbers
QuarterCallsPutsP/C
Q3 2022$43.4m$22.6m0.52
Q4 2022$55.4m$51.4m0.93
Q1 2023$92.7m$59.4m0.64

Biggest buyers

FMR LLC Added +1,727,061+1.7m
MILLENNIUM MANAGEMENT LLC Added +1,012,402+1.0m
Chevy Chase Trust Holdings, LLC Added +583,673+583.7k
TWO SIGMA INVESTMENTS, LP Added +402,782+402.8k
GOLDMAN SACHS GROUP INC Added +200,312+200.3k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Added +152,988+153.0k
Weiss Multi-Strategy Advisers LLC New +150,000+150.0k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +128,727+128.7k
Optiver Holding B.V. New +100,477+100.5k
TWO SIGMA ADVISERS, LP New +98,500+98.5k

Biggest sellers

Capital International Investors Reduced -698,399-698.4k
BANK OF AMERICA CORP /DE/ Reduced -689,114-689.1k
Baird Financial Group, Inc. Reduced -530,246-530.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -279,700-279.7k
JANE STREET GROUP, LLC Reduced -267,928-267.9k
ROYAL BANK OF CANADA Reduced -219,682-219.7k
FIRST TRUST ADVISORS LP Reduced -151,920-151.9k
Balyasny Asset Management L.P. Sold out -150,107-150.1k
WELLS FARGO & COMPANY/MN Reduced -141,119-141.1k
MARATHON CAPITAL MANAGEMENT Reduced -108,915-108.9k

Biggest calls

Optiver Holding B.V. Added $40.9m1.2m shares
JANE STREET GROUP, LLC Added $15.5m450.7k shares
NOMURA HOLDINGS INC New $12.8m372.3k shares
Twin Tree Management, LP Added $8.4m244.5k shares
CITADEL ADVISORS LLC Reduced $7.1m206.4k shares
SIMPLEX TRADING, LLC Added $3.4m98.1k shares
Walleye Trading LLC Reduced $2.5m73.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $922.7k26.9k shares
GROUP ONE TRADING LLC Reduced $809.5k23.6k shares
Squarepoint Ops LLC New $250.4k7.3k shares

Biggest puts

Optiver Holding B.V. Added $26.9m783.7k shares
Twin Tree Management, LP Reduced $13.2m385.0k shares
CITADEL ADVISORS LLC Added $11.9m345.6k shares
SIMPLEX TRADING, LLC Reduced $2.1m61.0k shares
Parallax Volatility Advisers, L.P. Unchanged $1.4m39.7k shares
Walleye Trading LLC Added $1.3m37.1k shares
GROUP ONE TRADING LLC Reduced $823.2k24.0k shares
CenterStar Asset Management, LLC New $662.0k19.3k shares
Walleye Capital LLC New $614.0k17.9k shares
Squarepoint Ops LLC New $387.6k11.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fisher Asset Management, LLC 0.43% of their portfolio PLANO, TX 20,792,44020.8m $713.2m $713.2m 0.43% Reduced -71.8k -71,841
2 Capital International Investors 0.16% of their portfolio Los Angeles, CA 17,736,45317.7m $604.7m $604.7m 0.16% Reduced -698.4k -698,399
3 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,307,4375.3m $182.0m $182.0m 0.02% Reduced -689.1k -689,114
4 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 5,301,5215.3m $181.8m $181.8m 0.02% Reduced -14.7k -14,749
5 FMR LLC 0.01% of their portfolio BOSTON, MA 3,396,9323.4m $116.5m $116.5m 0.01% Added +1.7m +1,727,061
6 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 3,273,5593.3m $112.3m $112.3m 0.02% Added +8.7k +8,733
7 LAZARD ASSET MANAGEMENT LLC 0.14% of their portfolio NEW YORK, NY 3,107,8263.1m $106.6m $106.6m 0.14% Reduced -58.9k -58,884
8 Chevy Chase Trust Holdings, LLC 0.40% of their portfolio BETHESDA, MD 2,944,5242.9m $101.0m $101.0m 0.40% Added +583.7k +583,673
9 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 2,523,3922.5m $86.6m $86.6m 0.02% Added +200.3k +200,312
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 2,419,3872.4m $83.0m $83.0m 0.02% Reduced -219.7k -219,682
11 FIRST TRUST ADVISORS LP 0.09% of their portfolio Wheaton, IL 2,218,4912.2m $76.1m $76.1m 0.09% Reduced -151.9k -151,920
12 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,964,9462.0m $67.4m $67.4m 0.02% Reduced -141.1k -141,119
13 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 1,608,9561.6m $55.2m $55.2m 0.06% Added +1.0m +1,012,402
14 BlackRock Inc. 0.00% of their portfolio New York, NY 1,374,5551.4m $47.1m $47.1m 0.00% Added +97.3k +97,260
15 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,086,5401.1m $37.3m $37.3m 0.02% Added +72.5k +72,469
16 FOLKETRYGDFONDET 0.83% of their portfolio OSLO, Q8 1,019,6441.0m $35.0m $35.0m 0.83% Added +8.2k +8,207
17 GRANDFIELD & DODD, LLC 2.20% of their portfolio NEW YORK, NY 917,826917.8k $31.5m $31.5m 2.20% Added +662 +662
18 NORTHEAST INVESTMENT MANAGEMENT 1.56% of their portfolio BOSTON, MA 747,242747.2k $25.6m $25.6m 1.56% Reduced -1.6k -1,644
19 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 746,767746.8k $25.6m $25.6m 0.04% Added +14.8k +14,848
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 669,567669.6k $21.7m $21.7m 0.01% Reduced -28.3k -28,334
21 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 658,177658.2k $22.6m $22.6m 0.01% Reduced -76.7k -76,675
22 KORNITZER CAPITAL MANAGEMENT INC /KS 0.39% of their portfolio SHAWNEE MISSION, KS 576,160576.2k $19.8m $19.8m 0.39% Reduced -740 -740
23 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 513,820513.8k $17.6m $17.6m 0.06% Reduced -8.3k -8,254
24 Crossmark Global Holdings, Inc. 0.41% of their portfolio HOUSTON, TX 510,644510.6k $17.5m $17.5m 0.41% Added +1.5k +1,534
25 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 497,475497.5k $17.1m $17.1m 0.01% Reduced -2.0k -1,987
26 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 472,222472.2k $16.6m $16.6m 0.00% Added +14.6k +14,569
27 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio JUPITER, FL 453,522453.5k $15.6m $15.6m 0.08% Added +153.0k +152,988
28 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 443,418443.4k $15.2m $15.2m 0.01% Added +490 +490
29 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 438,582438.6k $15.0m $15.0m 0.04% Added +402.8k +402,782
30 PENN DAVIS MCFARLAND INC 2.66% of their portfolio DALLAS, TX 422,325422.3k $14.5m $14.5m 2.66% Reduced -183 -183
31 Steigerwald, Gordon & Koch Inc. 2.07% of their portfolio LEESBURG, VA 404,471404.5k $13.9m $13.9m 2.07% Added +7.5k +7,458
32 Baker Avenue Asset Management, LP 0.72% of their portfolio SAN FRANCISCO, CA 386,617386.6k $13.3m $13.3m 0.72% Reduced -2.4k -2,353
33 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 373,774373.8k $12.8m $12.8m 0.01% Added +97.6k +97,627
34 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 365,930365.9k $12.6m $12.6m 0.02% Added +128.7k +128,727
35 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 361,256361.3k $12.4m $12.4m 0.03% Reduced -530.2k -530,246
36 THORNBURG INVESTMENT MANAGEMENT INC 0.20% of their portfolio SANTA FE, NM 352,889352.9k $12.1m $12.1m 0.20% Reduced -3.5k -3,508
37 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 305,700305.7k $10.5m $10.5m 0.01% Reduced -279.7k -279,700
38 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 302,077302.1k $10.4m $10.4m 0.00% Reduced -107.4k -107,432
39 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 242,187242.2k $8.3m $8.3m 0.02% Added +6.7k +6,745
40 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 237,973238.0k $8.2m $8.2m 0.01% Added +69.4k +69,360
41 GUARDIAN CAPITAL ADVISORS LP 0.92% of their portfolio TORONTO, A6 231,955232.0k $8.0m $8.0m 0.92% Reduced -7.1k -7,065
42 Ethic Inc. 0.32% of their portfolio NEW YORK, NY 227,412227.4k $7.8m $7.8m 0.32% Added +3.4k +3,390
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 226,003226.0k $7.8m $7.8m 0.00% Reduced -17.5k -17,514
44 ADVOCATE GROUP LLC 1.58% of their portfolio MINNETONKA, MN 210,540210.5k $7.2m $7.2m 1.58% Reduced -14.7k -14,708
45 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 210,343210.3k $7.2m $7.2m 0.03% Added +32.0k +32,042
46 SHUFRO ROSE & CO LLC 0.66% of their portfolio NEW YORK, NY 207,536207.5k $7.1m $7.1m 0.66% Reduced -5.4k -5,378
47 OPPENHEIMER & CO INC 0.15% of their portfolio NEW YORK, NY 207,275207.3k $7.1m $7.1m 0.15% Added +363 +363
48 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 197,636197.6k $6.8m $6.8m 0.01% Added +4.0k +4,013
49 Motley Fool Wealth Management, LLC 0.39% of their portfolio ALEXANDRIA, VA 181,710181.7k $6.2m $6.2m 0.39% Reduced -2.1k -2,102
50 Portland Global Advisors LLC 0.99% of their portfolio PORTLAND, ME 168,231168.2k $5.8m $5.8m 0.99% Added +3.8k +3,772
51 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 165,509165.5k $5.7m $5.7m 0.00% Reduced -5.1k -5,070
52 Addenda Capital Inc. 0.23% of their portfolio MONTREAL, A8 165,098165.1k $5.7m $5.7m 0.23% Reduced -1.3k -1,272
53 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 163,494163.5k $5.6m $5.6m 0.00% Added +9.5k +9,490
54 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 163,430163.4k $5.6m $5.6m 0.02% Reduced -7.8k -7,757
55 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 161,457161.5k $5.5m $5.5m 0.01% Added +54.8k +54,803
56 JAMES INVESTMENT RESEARCH, INC. 0.70% of their portfolio ALPHA, OH 154,248154.2k $5.3m $5.3m 0.70% Added +2.1k +2,051
57 Murphy Pohlad Asset Management LLC 2.18% of their portfolio EDEN PRAIRIE, MN 153,590153.6k $5.3m $5.3m 2.18% Reduced -5.0k -5,000
58 SHELTON CAPITAL MANAGEMENT 0.22% of their portfolio Denver, CO 152,590152.6k $5.2m $5.2m 0.22% Added +59.1k +59,090
59 Weiss Multi-Strategy Advisers LLC 0.13% of their portfolio NEW YORK, NY 150,000150.0k $5.1m $5.1m 0.13% New
60 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 147,440147.4k $5.1m $5.1m 0.00% Added +6.5k +6,487
61 SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.11% of their portfolio BALA CYNWYD, PA 139,751139.8k $4.8m $4.8m 0.11% Unchanged
62 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 138,863138.9k $4.8m $4.8m 0.02% Added +13.7k +13,735
63 Carmel Capital Management L.L.C. 2.62% of their portfolio CARMEL, CA 133,590133.6k $4.6m $4.6m 2.62% Added +1.2k +1,200
64 Hudson Value Partners, LLC 2.58% of their portfolio PALM BEACH, FL 131,967132.0k $4.5m $4.5m 2.58% Added +98 +98
65 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.07% of their portfolio Stamford, CT 127,267127.3k $4.4m $4.4m 0.07% Reduced -16.9k -16,879
66 BEDDOW CAPITAL MANAGEMENT INC 2.16% of their portfolio JACKSON, WY 125,862125.9k $4.3m $4.3m 2.16% Added +1.1k +1,075
67 AZZAD ASSET MANAGEMENT INC /ADV 0.62% of their portfolio FALLS CHURCH, VA 125,834125.8k $4.3m $4.3m 0.62% Reduced -22.7k -22,701
68 Moors & Cabot, Inc. 0.29% of their portfolio BOSTON, MA 122,859122.9k $4.2m $4.2m 0.29% Reduced -820 -820
69 SCOTIA CAPITAL INC. 0.03% of their portfolio TORONTO, A6 118,812118.8k $4.1m $4.1m 0.03% Reduced -2.6k -2,631
70 Trexquant Investment LP 0.11% of their portfolio STAMFORD, CT 113,235113.2k $3.9m $3.9m 0.11% Added +67.7k +67,697
71 STRATEGY ASSET MANAGERS LLC 0.94% of their portfolio PASADENA, CA 112,018112.0k $3.8m $3.8m 0.94% Added +12.8k +12,828
72 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 109,075109.1k $3.7m $3.7m 0.01% Added +55.7k +55,662
73 Dorsey Wright & Associates 1.10% of their portfolio PASADENA, CA 105,765105.8k $3.6m $3.6m 1.10% Reduced -6.5k -6,548
74 Simplicity Solutions, LLC 0.09% of their portfolio MINNEAPOLIS, MN 105,319105.3k $3.6m $3.6m 0.09% Added +78.8k +78,835
75 Bleakley Financial Group, LLC 0.12% of their portfolio PARSIPPANY, NJ 105,240105.2k $3.6m $3.6m 0.12% Added +4.3k +4,257
76 NorthCrest Asset Manangement, LLC 0.15% of their portfolio PLYMOUTH, MN 105,168105.2k $3.6m $3.6m 0.15% Reduced -8.5k -8,510
77 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 101,123101.1k $3.5m $3.5m 0.01% Reduced -954 -954
78 Optiver Holding B.V. 0.16% of their portfolio AMSTERDAM, P7 100,477100.5k $3.4m $3.4m 0.16% New
79 Mariner, LLC 0.01% of their portfolio Overland Park, KS 100,033100.0k $3.4m $3.4m 0.01% Reduced -2.0k -1,995
80 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 98,53998.5k $3.4m $3.4m 0.01% Reduced -5.8k -5,753
81 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 98,50098.5k $3.4m $3.4m 0.01% New
82 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 96,33996.3k $3.3m $3.3m 0.04% Reduced -1.4k -1,397
83 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 96,33996.3k $3.3m $3.3m 0.04% New
84 GABELLI FUNDS LLC 0.02% of their portfolio Rye, NY 94,15094.2k $3.2m $3.2m 0.02% Added +400 +400
85 Smith Salley Wealth Management 0.26% of their portfolio GREENSBORO, NC 94,13894.1k $3.2m $3.2m 0.26% Added +1.1k +1,136
86 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 91,52891.5k $3.1m $3.1m 0.01% Added +2.4k +2,399
87 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 86,78286.8k $3.0m $3.0m 0.02% New
88 Cardinal Capital Management 0.63% of their portfolio RALEIGH, NC 86,56086.6k $3.0m $3.0m 0.63% Reduced -470 -470
89 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 86,46386.5k $3.0m $3.0m 0.00% Added +4.4k +4,356
90 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 84,77184.8k $2.9m $2.9m 0.03% Reduced -1.3k -1,335
91 Front Row Advisors LLC 1.35% of their portfolio TIBURON, CA 81,78581.8k $2.8m $2.8m 1.35% Reduced -1.1k -1,071
92 LOGAN CAPITAL MANAGEMENT INC 0.13% of their portfolio Newtown Square, PA 79,56079.6k $2.7m $2.7m 0.13% Reduced -17.5k -17,514
93 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 75,53875.5k $2.6m $2.6m 0.08% New
94 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 75,52175.5k $2.6m $2.6m 0.01% Reduced -16.6k -16,601
95 Vestmark Advisory Solutions, Inc. 0.11% of their portfolio Wakefield, MA 73,87873.9k $2.5m $2.5m 0.11% Reduced -3.4k -3,446
96 REGIONS FINANCIAL CORP 0.02% of their portfolio BIRMINGHAM, AL 71,79271.8k $2.5m $2.5m 0.02% Added +450 +450
97 RITHOLTZ WEALTH MANAGEMENT 0.12% of their portfolio NEW YORK, NY 69,89169.9k $2.4m $2.4m 0.12% Reduced -4.6k -4,575
98 NAPLES GLOBAL ADVISORS, LLC 0.30% of their portfolio NAPLES, FL 69,25069.2k $2.4m $2.4m 0.30% Reduced -50 -50
99 Legacy Wealth Asset Management, LLC 0.86% of their portfolio WOODBURY, MN 69,18069.2k $2.4m $2.4m 0.86% Reduced -1.6k -1,633
100 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 69,05269.1k $2.4m $2.4m 0.05% Reduced -5.0k -5,002